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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-4.62%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1.05B
AUM Growth
-$34.4M
Cap. Flow
+$31.9M
Cap. Flow %
3.04%
Top 10 Hldgs %
29.25%
Holding
547
New
35
Increased
193
Reduced
231
Closed
66

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.22M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$4.97M
3
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$3.89M
4
PXD
Pioneer Natural Resource Co.
PXD
+$3.84M
5
GE icon
GE Aerospace
GE
+$3.48M

Top Sells

Rank Stock Value
1
CMDY icon
iShares Bloomberg Roll Select Commodity Strategy ETF
CMDY
+$1.95M
2
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$1.86M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$1.58M
4
FALN icon
iShares Fallen Angels USD Bond ETF
FALN
+$1.28M
5
NEUE
NeueHealth
NEUE
+$1.22M

Sector Composition

Rank Sector Weight
1 Technology 15.38%
2 Healthcare 4.87%
3 Industrials 4.82%
4 Financials 4.03%
5 Consumer Discretionary 3.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VBK icon
426
Vanguard Small-Cap Growth ETF
VBK
$23.3B
$235K 0.02%
1,202
-182
-13% -$39.1K
EOG icon
427
EOG Resources
EOG
$75.7B
$234K 0.02%
2,094
-958
-31% -$108K
FDX icon
428
FedEx
FDX
$74B
$234K 0.02%
1,574
-645
-29% -$136K
MS icon
429
Morgan Stanley
MS
$336B
$234K 0.02%
+2,965
New +$250K
RIO icon
430
Rio Tinto
RIO
$149B
$234K 0.02%
4,247
-2,073
-33% -$119K
HALO icon
431
Halozyme
HALO
$9.71B
$233K 0.02%
5,900
+950
+19% +$42K
TY icon
432
TRI-Continental Corp
TY
$1.87B
$233K 0.02%
9,106
– –
DEO icon
433
Diageo
DEO
$47.5B
$232K 0.02%
1,367
-829
-38% -$149K
MPC icon
434
Marathon Petroleum
MPC
$90.6B
$231K 0.02%
2,321
-990
-30% -$92.7K
BNS icon
435
Scotiabank
BNS
$106B
$229K 0.02%
4,824
-124
-3% -$7.09K
SFL icon
436
SFL Corp
SFL
$1.58B
$229K 0.02%
25,114
-2,800
-10% -$28.4K
ISDX
437
DELISTED
Invesco Exchange-Traded Self-Indexed Fund Trust Invesco RAFI Strategic Developed ex-US ETF
ISDX
$229K 0.02%
9,861
+60
+0.6% +$1.57K
DGS icon
438
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.7B
$228K 0.02%
5,724
+412
+8% +$18.2K
XLI icon
439
State Street Industrial Select Sector SPDR ETF
XLI
$33.3B
$228K 0.02%
+2,751
New +$253K
RSPG icon
440
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$556M
$227K 0.02%
3,727
-1,123
-23% -$72.6K
CSA
441
DELISTED
VictoryShares US Small Cap Volatility Wtd ETF
CSA
$227K 0.02%
4,250
+18
+0.4% +$1.06K
RY icon
442
Royal Bank of Canada
RY
$289B
$225K 0.02%
+2,501
New +$240K
ADBE icon
443
Adobe
ADBE
$95B
$224K 0.02%
814
-186
-19% -$70.4K
BABA icon
444
Alibaba
BABA
$274B
$224K 0.02%
2,801
-590
-17% -$56.2K
PDP icon
445
Invesco Dorsey Wright Momentum ETF
PDP
$1.47B
$220K 0.02%
3,250
-1,875
-37% -$137K
ITA icon
446
iShares US Aerospace & Defense ETF
ITA
$14.4B
$217K 0.02%
2,375
-102
-4% -$10.3K
SPIP icon
447
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
$217K 0.02%
8,564
-2,774
-24% -$76K
GS icon
448
Goldman Sachs
GS
$309B
$216K 0.02%
+738
New +$239K
SCHH icon
449
Schwab US REIT ETF
SCHH
$11.7B
$214K 0.02%
11,474
-5,124
-31% -$111K
VFQY icon
450
Vanguard US Quality Factor ETF
VFQY
$479M
$214K 0.02%
+2,246
New +$234K
16 17
18
19 20

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NWAM LLC's Q3 2022 Portfolio in Review

As of Q3 2022, NWAM LLC held 547 positions worth $1.05B, down 3.2% from $1.08B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

NWAM LLC deployed $31.9M of net new capital in Q3 2022, opening 35 new positions and adding to 193 existing holdings. Its largest new stake was JPMorgan Ultra-Short Municipal Income ETF: 76,972 shares worth $3.87M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was iShares Bloomberg Roll Select Commodity Strategy ETF, an estimated $1.95M trimmed.

  • NWAM LLC's largest Q3 2022 buy was JPMorgan Ultra-Short Municipal Income ETF: 76,972 shares worth $3.87M.
  • NWAM LLC added most to iShares Core S&P 500 ETF in Q3 2022, an estimated $5.22M increase.
  • NWAM LLC's biggest Q3 2022 reduction was iShares Bloomberg Roll Select Commodity Strategy ETF, cutting an estimated $1.95M.
  • NWAM LLC fully exited Newmont in Q3 2022, selling an estimated $1.04M.
  • NWAM LLC's ten largest holdings make up 29% of its $1.05B portfolio in Q3 2022.
  • NWAM LLC opened 35 new positions and closed 66 in Q3 2022.
  • NWAM LLC's portfolio value fell 3.2% quarter-over-quarter to $1.05B.

Based on NWAM LLC's 13F filing for Q3 2022, filed 14 Nov 2022.