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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+12.97%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$876M
AUM Growth
+$270M
Cap. Flow
+$191M
Cap. Flow %
21.78%
Top 10 Hldgs %
29.67%
Holding
467
New
219
Increased
82
Reduced
114
Closed
14

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$19.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$11M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$8.04M
4
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$7.44M
5
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$7.32M

Top Sells

Rank Stock Value
1
ITB icon
iShares US Home Construction ETF
ITB
+$3.63M
2
CDW icon
CDW
CDW
+$3.36M
3
META icon
Meta Platforms (Facebook)
META
+$2.76M
4
URI icon
United Rentals
URI
+$2.34M
5
BABA icon
Alibaba
BABA
+$1.94M

Sector Composition

Rank Sector Weight
1 Technology 18.75%
2 Consumer Discretionary 6.22%
3 Industrials 5.07%
4 Financials 4.59%
5 Healthcare 3.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LUMN icon
426
Lumen
LUMN
$6.38B
$199K 0.02%
+20,425
New +$202K
OYST
427
DELISTED
Oyster Point Pharma, Inc. Common Stock
OYST
$188K 0.02%
10,000
– –
VGM icon
428
Invesco Trust Investment Grade Municipals
VGM
$552M
$186K 0.02%
14,070
– –
FPL
429
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$182K 0.02%
+42,613
New +$175K
MUE
430
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$180K 0.02%
13,198
– –
BGT icon
431
BlackRock Floating Rate Income Trust
BGT
$322M
$179K 0.02%
15,188
+153
+1% +$1.77K
MQT
432
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$176K 0.02%
12,600
– –
ARCC icon
433
Ares Capital
ARCC
$13.7B
$173K 0.02%
10,218
-5,591
-35% -$86.7K
NAC icon
434
Nuveen California Quality Municipal Income Fund
NAC
$1.85B
$168K 0.02%
11,093
– –
GGB icon
435
Gerdau
GGB
$9.72B
$165K 0.02%
44,477
-10,647
-19% -$35.5K
MFA
436
MFA Financial
MFA
$935M
$157K 0.02%
10,069
– –
TRQ
437
DELISTED
Turquoise Hill Resources Ltd
TRQ
$155K 0.02%
12,444
+1,599
+15% +$15.5K
STNG icon
438
Scorpio Tankers
STNG
$3.94B
$154K 0.02%
13,735
-13,846
-50% -$153K
ABEV icon
439
Ambev
ABEV
$48.4B
$140K 0.02%
45,618
– –
EVG
440
Eaton Vance Short Duration Diversified Income Fund
EVG
$142M
$134K 0.02%
10,824
+161
+2% +$1.97K
INO icon
441
Inovio Pharmaceuticals
INO
$84.7M
$133K 0.02%
1,250
+417
+50% +$55.5K
LEO
442
BNY Mellon Strategic Municipals
LEO
$386M
$132K 0.02%
15,500
– –
MSD
443
Morgan Stanley Emerging Markets Debt Fund
MSD
$148M
$117K 0.01%
12,625
– –
ADVM
444
DELISTED
Adverum Biotechnologies
ADVM
$108K 0.01%
1,000
– –
TDAY
445
USA Today Co
TDAY
$1.27B
$76K 0.01%
22,679
-1,134
-5% -$2.34K
WPRT
446
Westport Fuel Systems
WPRT
$32.9M
$76K 0.01%
1,435
-925
-39% -$29.1K
BEST
447
DELISTED
BEST Inc. American Depositary Shares, each representing twenty (20) Class A Ordinary Shares
BEST
$70K 0.01%
1,720
-60
-3% -$3.21K
PIM
448
Franklin Master Intermediate Income Trust
PIM
$149M
$68K 0.01%
16,000
– –
KZR
449
DELISTED
Kezar Life Sciences
KZR
$66K 0.01%
1,259
– –
GASS icon
450
StealthGas
GASS
$329M
$51K 0.01%
21,825
-1,225
-5% -$2.98K
15 16 17
18
19

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NWAM LLC's Q4 2020 Portfolio in Review

As of Q4 2020, NWAM LLC held 467 positions worth $876M, up 45% from $606M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

NWAM LLC deployed $191M of net new capital in Q4 2020, opening 219 new positions and adding to 82 existing holdings. Its largest new stake was iShares US Treasury Bond ETF: 269,809 shares worth $7.35M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was iShares US Home Construction ETF, an estimated $3.63M trimmed.

  • NWAM LLC's largest Q4 2020 buy was iShares US Treasury Bond ETF: 269,809 shares worth $7.35M.
  • NWAM LLC added most to Apple in Q4 2020, an estimated $19.4M increase.
  • NWAM LLC's biggest Q4 2020 reduction was iShares US Home Construction ETF, cutting an estimated $3.63M.
  • NWAM LLC fully exited Kirkland Lake Gold Ltd Ordinary in Q4 2020, selling an estimated $1.29M.
  • NWAM LLC's ten largest holdings make up 30% of its $876M portfolio in Q4 2020.
  • NWAM LLC opened 219 new positions and closed 14 in Q4 2020.
  • NWAM LLC's portfolio value rose 45% quarter-over-quarter to $876M.

Based on NWAM LLC's 13F filing for Q4 2020, filed 22 Jan 2021.