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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+8.94%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1.26B
AUM Growth
+$162M
Cap. Flow
+$80.8M
Cap. Flow %
6.38%
Top 10 Hldgs %
30.1%
Holding
539
New
46
Increased
268
Reduced
160
Closed
34

Top Buys

Rank Stock Value
1
NEUE
NeueHealth
NEUE
+$7.74M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.59M
3
MSFT icon
Microsoft
MSFT
+$4.26M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$4.15M
5
ANET icon
Arista Networks
ANET
+$4.02M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$13.1M
2
PYPL icon
PayPal
PYPL
+$3.9M
3
SE icon
Sea Limited
SE
+$3.45M
4
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$2.89M
5
OIH icon
VanEck Oil Services ETF
OIH
+$2.45M

Sector Composition

Rank Sector Weight
1 Technology 18.66%
2 Healthcare 5.11%
3 Consumer Discretionary 4.5%
4 Financials 4.35%
5 Industrials 4.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IMCV icon
376
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.14B
$365K 0.03%
5,340
-1,298
-20% -$86.3K
FFC
377
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$775M
$361K 0.03%
16,638
-13,571
-45% -$300K
CSA
378
DELISTED
VictoryShares US Small Cap Volatility Wtd ETF
CSA
$361K 0.03%
5,237
+893
+21% +$60.3K
CTSH icon
379
Cognizant
CTSH
$22.3B
$360K 0.03%
4,056
+678
+20% +$54.5K
BNS icon
380
Scotiabank
BNS
$106B
$359K 0.03%
5,009
-595
-11% -$39.3K
FIDU icon
381
Fidelity MSCI Industrials Index ETF
FIDU
$2.35B
$356K 0.03%
6,334
+2,463
+64% +$136K
SPIP icon
382
State Street SPDR Portfolio TIPS ETF
SPIP
$1B
$355K 0.03%
11,265
+1,020
+10% +$32K
AMT icon
383
American Tower
AMT
$77.7B
$354K 0.03%
1,211
+302
+33% +$82.5K
SPYM
384
State Street SPDR Portfolio S&P 500 ETF
SPYM
$159B
$351K 0.03%
6,293
+934
+17% +$50.4K
PAYX icon
385
Paychex
PAYX
$41.1B
$350K 0.03%
2,562
+464
+22% +$57.4K
ADSK icon
386
Autodesk
ADSK
$47.7B
$349K 0.03%
1,241
+77
+7% +$22.4K
COP icon
387
ConocoPhillips
COP
$141B
$348K 0.03%
4,827
+86
+2% +$6.27K
GPC icon
388
Genuine Parts
GPC
$17.6B
$347K 0.03%
2,475
-416
-14% -$55.1K
EWC icon
389
iShares MSCI Canada ETF
EWC
$6.13B
$346K 0.03%
9,016
+1
+0% +$38
EMLC icon
390
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.76B
$345K 0.03%
12,064
-9,924
-45% -$289K
APD icon
391
Air Products & Chemicals
APD
$65.2B
$344K 0.03%
1,130
+61
+6% +$17.9K
SLV icon
392
iShares Silver Trust
SLV
$28.3B
$343K 0.03%
15,945
-1,366
-8% -$29.5K
BN icon
393
Brookfield
BN
$103B
$340K 0.03%
10,437
-470
-4% -$14.9K
UDOW icon
394
ProShares UltraPro Dow 30
UDOW
$830M
$338K 0.03%
8,000
-10,000
-56% -$397K
GS icon
395
Goldman Sachs
GS
$309B
$336K 0.03%
+878
New +$348K
IGBH icon
396
iShares Interest Rate Hedged Long-Term Corporate Bond ETF
IGBH
$202M
$332K 0.03%
13,351
-36,768
-73% -$926K
WELL icon
397
Welltower
WELL
$175B
$332K 0.03%
3,875
– –
SHYG icon
398
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.6B
$331K 0.03%
7,307
+1,244
+21% +$56.4K
WFC icon
399
Wells Fargo
WFC
$264B
$331K 0.03%
6,894
-1,206
-15% -$59.4K
RTX icon
400
RTX Corp
RTX
$294B
$328K 0.03%
3,813
-21,963
-85% -$1.91M
14 15
16
17 18

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NWAM LLC's Q4 2021 Portfolio in Review

As of Q4 2021, NWAM LLC held 539 positions worth $1.26B, up 15% from $1.1B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

NWAM LLC deployed $80.8M of net new capital in Q4 2021, opening 46 new positions and adding to 268 existing holdings. Its largest new stake was NeueHealth: 16,774 shares worth $4.62M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $13.1M trimmed.

  • NWAM LLC's largest Q4 2021 buy was NeueHealth: 16,774 shares worth $4.62M.
  • NWAM LLC added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $6.59M increase.
  • NWAM LLC's biggest Q4 2021 reduction was Invesco QQQ Trust, cutting an estimated $13.1M.
  • NWAM LLC fully exited Quadratic Interest Rate Volatility and Inflation Hedge ETF in Q4 2021, selling an estimated $1.2M.
  • NWAM LLC's ten largest holdings make up 30% of its $1.26B portfolio in Q4 2021.
  • NWAM LLC opened 46 new positions and closed 34 in Q4 2021.
  • NWAM LLC's portfolio value rose 15% quarter-over-quarter to $1.26B.

Based on NWAM LLC's 13F filing for Q4 2021, filed 10 Feb 2022.