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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+8.21%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$986M
AUM Growth
-$143M
Cap. Flow
-$209M
Cap. Flow %
-21.19%
Top 10 Hldgs %
31.33%
Holding
563
New
50
Increased
141
Reduced
263
Closed
84

Top Buys

Rank Stock Value
1
AVXL icon
Anavex Life Sciences
AVXL
+$5.47M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$4.03M
3
VTNR
Vertex Energy, Inc
VTNR
+$4.02M
4
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.89M
5
UNG icon
United States Natural Gas Fund
UNG
+$3.48M

Top Sells

Rank Stock Value
1
VTV icon
Vanguard Value ETF
VTV
+$13.1M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$12M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$10.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$6.24M
5
AAPL icon
Apple
AAPL
+$6.17M

Sector Composition

Rank Sector Weight
1 Technology 16.89%
2 Healthcare 5.83%
3 Industrials 5.31%
4 Energy 4.39%
5 Financials 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TJX icon
351
TJX Companies
TJX
$178B
$318K 0.03%
4,060
-354
-8% -$27.9K
HDV
352
iShares Core High Dividend ETF
HDV
$14.7B
$315K 0.03%
15,465
+65
+0.4% +$1.33K
ARB icon
353
AltShares Merger Arbitrage ETF
ARB
$102M
$312K 0.03%
12,300
-2,970
-19% -$75.7K
ANET icon
354
Arista Networks
ANET
$214B
$311K 0.03%
7,404
-97,412
-93% -$3.35M
IWO icon
355
iShares Russell 2000 Growth ETF
IWO
$14.4B
$310K 0.03%
1,366
-438
-24% -$100K
SOXX icon
356
iShares Semiconductor ETF
SOXX
$40.6B
$310K 0.03%
2,091
-201
-9% -$27.4K
NET icon
357
Cloudflare
NET
$93.7B
$310K 0.03%
5,021
+225
+5% +$12.3K
STX icon
358
Seagate
STX
$169B
$308K 0.03%
4,663
+142
+3% +$9.04K
IMCV icon
359
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.16B
$307K 0.03%
4,965
-1,155
-19% -$73.9K
GNRC icon
360
Generac Holdings
GNRC
$11.5B
$306K 0.03%
+2,829
New +$327K
VFQY icon
361
Vanguard US Quality Factor ETF
VFQY
$483M
$305K 0.03%
2,813
+85
+3% +$9.29K
BTZ icon
362
BlackRock Credit Allocation Income Trust
BTZ
$933M
$300K 0.03%
29,188
-7,288
-20% -$77.7K
GM icon
363
General Motors
GM
$81.7B
$299K 0.03%
8,164
-343
-4% -$13K
IDV icon
364
iShares International Select Dividend ETF
IDV
$8.28B
$299K 0.03%
10,877
+1,556
+17% +$43.8K
SPDW icon
365
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.6B
$298K 0.03%
+9,271
New +$293K
RITM icon
366
Rithm Capital
RITM
$5.46B
$297K 0.03%
37,175
-75,380
-67% -$663K
MRSH
367
Marsh
MRSH
$91.7B
$296K 0.03%
1,777
+48
+3% +$8K
PAYX icon
368
Paychex
PAYX
$42.3B
$296K 0.03%
2,580
+7
+0.3% +$796
KEY icon
369
KeyCorp
KEY
$24.3B
$294K 0.03%
23,442
-3,781
-14% -$63.9K
SSO icon
370
ProShares Ultra S&P500
SSO
$7.75B
$293K 0.03%
11,678
-8,322
-42% -$199K
XLI icon
371
State Street Industrial Select Sector SPDR ETF
XLI
$33.3B
$292K 0.03%
2,883
-1,791
-38% -$180K
EXPD icon
372
Expeditors International
EXPD
$22.4B
$288K 0.03%
2,619
+67
+3% +$7.28K
BP icon
373
BP
BP
$107B
$288K 0.03%
7,586
-675
-8% -$25.2K
ORLY icon
374
O'Reilly Automotive
ORLY
$75.6B
$288K 0.03%
5,085
+765
+18% +$41.9K
SNOW icon
375
Snowflake
SNOW
$93.7B
$286K 0.03%
1,852
+13
+0.7% +$1.91K
13 14
15
16 17

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NWAM LLC's Q1 2023 Portfolio in Review

As of Q1 2023, NWAM LLC held 563 positions worth $986M, down 13% from $1.13B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

NWAM LLC withdrew a net $209M in Q1 2023, closing 84 positions and reducing 263 holdings. Its most notable exit was Vanguard International High Dividend Yield ETF, an estimated $4.32M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 14% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, NWAM LLC opened a new position in Anavex Life Sciences worth $4.7M.

  • NWAM LLC's largest Q1 2023 buy was Anavex Life Sciences: 548,237 shares worth $4.7M.
  • NWAM LLC added most to iShares MSCI USA Quality Factor ETF in Q1 2023, an estimated $4.03M increase.
  • NWAM LLC's biggest Q1 2023 reduction was Vanguard Value ETF, cutting an estimated $13.1M.
  • NWAM LLC fully exited Vanguard International High Dividend Yield ETF in Q1 2023, selling an estimated $4.32M.
  • NWAM LLC's ten largest holdings make up 31% of its $986M portfolio in Q1 2023.
  • NWAM LLC opened 50 new positions and closed 84 in Q1 2023.
  • NWAM LLC's portfolio value fell 13% quarter-over-quarter to $986M.

Based on NWAM LLC's 13F filing for Q1 2023, filed 12 May 2023.