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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
-11.84%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$389M
AUM Growth
-$55.6M
Cap. Flow
+$970K
Cap. Flow %
0.25%
Top 10 Hldgs %
26.46%
Holding
371
New
26
Increased
114
Reduced
145
Closed
45

Top Buys

Rank Stock Value
1
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$1.54M
2
IHF icon
iShares US Healthcare Providers ETF
IHF
+$1.53M
3
IHI icon
iShares US Medical Devices ETF
IHI
+$1.53M
4
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$1.49M
5
FLC
Flaherty & Crumrine Total Return Fund
FLC
+$1.09M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$1.28M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$1.13M
3
CLF icon
Cleveland-Cliffs
CLF
+$689K
4
ENLC
ENLINK MIDSTREAM, LLC
ENLC
+$585K
5
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$575K

Sector Composition

Rank Sector Weight
1 Technology 12.3%
2 Financials 6.58%
3 Industrials 4.94%
4 Consumer Discretionary 4.79%
5 Healthcare 3.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHOP icon
351
Shopify
SHOP
$160B
– –
-14,000
Closed -$230K
SPY icon
352
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$782B
– –
-2,500
Closed -$700K
TFC icon
353
Truist Financial
TFC
$64.1B
– –
-4,504
Closed -$219K
TTSH
354
DELISTED
Tile Shop Holdings
TTSH
– –
-11,800
Closed -$84K
UYG icon
355
ProShares Ultra Financials
UYG
$811M
– –
-5,956
Closed -$258K
VGSH icon
356
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
– –
-6,161
Closed -$368K
VTRS icon
357
Viatris
VTRS
$20.1B
– –
-6,414
Closed -$235K
WBA
358
DELISTED
Walgreens Boots Alliance
WBA
– –
-3,959
Closed -$289K
WY icon
359
Weyerhaeuser
WY
$17.7B
– –
-8,823
Closed -$285K
XLF icon
360
State Street Financial Select Sector SPDR ETF
XLF
$55.5B
– –
-13,345
Closed -$368K
XLK icon
361
State Street Technology Select Sector SPDR ETF
XLK
$114B
– –
-5,380
Closed -$203K
XPH icon
362
State Street SPDR S&P Pharmaceuticals ETF
XPH
$470M
– –
-4,841
Closed -$235K
ENLC
363
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
– –
-31,365
Closed -$585K
MMP
364
DELISTED
Magellan Midstream Partners, L.P.
MMP
– –
-3,249
Closed -$220K
SRLP
365
DELISTED
SPRAGUE RESOURCES LP
SRLP
– –
-10,250
Closed -$276K
TWTR
366
DELISTED
Twitter, Inc.
TWTR
– –
-7,868
Closed -$224K
APU
367
DELISTED
AmeriGas Partners, L.P.
APU
– –
-7,469
Closed -$295K
WFT
368
DELISTED
Weatherford International plc
WFT
– –
-15,080
Closed -$41K
PX
369
DELISTED
Praxair Inc
PX
– –
-2,840
Closed -$456K
ETP
370
DELISTED
Energy Transfer Partners, L.P.
ETP
– –
-23,502
Closed -$523K
CELG
371
DELISTED
Celgene Corp
CELG
– –
-2,934
Closed -$263K
11 12 13 14
15

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VCM
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PAIM
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RIA
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SFI
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MAM
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NWAM LLC's Q4 2018 Portfolio in Review

As of Q4 2018, NWAM LLC held 371 positions worth $389M, down 13% from $445M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

NWAM LLC's Q4 2018 filing shows 26 new, 114 increased, 145 reduced and 45 closed positions. Its largest new stake was State Street Consumer Discretionary Select Sector SPDR ETF: 29,142 shares worth $1.44M. The largest sale was Amazon, an estimated $1.28M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Industrials.

  • NWAM LLC's largest Q4 2018 buy was State Street Consumer Discretionary Select Sector SPDR ETF: 29,142 shares worth $1.44M.
  • NWAM LLC added most to Vanguard FTSE Developed Markets ETF in Q4 2018, an estimated $1.49M increase.
  • NWAM LLC's biggest Q4 2018 reduction was Amazon, cutting an estimated $1.28M.
  • NWAM LLC fully exited Cleveland-Cliffs in Q4 2018, selling an estimated $689K.
  • NWAM LLC's ten largest holdings make up 26% of its $389M portfolio in Q4 2018.
  • NWAM LLC opened 26 new positions and closed 45 in Q4 2018.
  • NWAM LLC's portfolio value fell 13% quarter-over-quarter to $389M.

Based on NWAM LLC's 13F filing for Q4 2018, filed 30 Jan 2019.