We are live on ! Find out more
NL

NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-0.02%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1.1B
AUM Growth
+$24.8M
Cap. Flow
+$33.3M
Cap. Flow %
3.02%
Top 10 Hldgs %
28.92%
Holding
522
New
54
Increased
225
Reduced
177
Closed
29

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.9M
2
OIH icon
VanEck Oil Services ETF
OIH
+$3.11M
3
AAPL icon
Apple
AAPL
+$3.03M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$3.01M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$2.95M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$9.28M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.52M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$3.39M
4
MSFT icon
Microsoft
MSFT
+$3.23M
5
GDX icon
VanEck Gold Miners ETF
GDX
+$3.02M

Sector Composition

Rank Sector Weight
1 Technology 16.06%
2 Financials 4.96%
3 Consumer Discretionary 4.8%
4 Industrials 4.71%
5 Communication Services 3.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VXUS icon
326
Vanguard Total International Stock ETF
VXUS
$153B
$500K 0.05%
7,911
+1,292
+20% +$84.3K
PLTR icon
327
Palantir
PLTR
$315B
$498K 0.05%
20,725
+1,049
+5% +$25.6K
KEY icon
328
KeyCorp
KEY
$24.1B
$494K 0.04%
22,830
+542
+2% +$11K
SPHQ icon
329
Invesco S&P 500 Quality ETF
SPHQ
$19.5B
$489K 0.04%
10,070
– –
TFI icon
330
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.06B
$488K 0.04%
9,470
+528
+6% +$27.5K
WGO icon
331
Winnebago Industries
WGO
$879M
$488K 0.04%
6,731
-6,736
-50% -$471K
MU icon
332
Micron Technology
MU
$1.02T
$485K 0.04%
6,828
-997
-13% -$74.9K
SYK icon
333
Stryker
SYK
$129B
$485K 0.04%
+1,838
New +$491K
CSX icon
334
CSX Corp
CSX
$96B
$480K 0.04%
16,124
+1
+0% +$32
SSO icon
335
ProShares Ultra S&P500
SSO
$7.72B
$479K 0.04%
16,000
– –
WBD icon
336
Warner Bros
WBD
$63.4B
$471K 0.04%
18,550
-1,983
-10% -$55.8K
XLV icon
337
State Street Health Care Select Sector SPDR ETF
XLV
$42.2B
$463K 0.04%
+3,635
New +$480K
IXJ icon
338
iShares Global Healthcare ETF
IXJ
$4.08B
$459K 0.04%
5,478
+114
+2% +$9.86K
AON icon
339
Aon
AON
$78.4B
$453K 0.04%
1,585
-13
-0.8% -$3.49K
QCLN icon
340
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$609M
$453K 0.04%
7,242
+2,444
+51% +$160K
IWC icon
341
iShares Micro-Cap ETF
IWC
$1.45B
$450K 0.04%
3,115
+46
+1% +$6.68K
XLB icon
342
State Street Materials Select Sector SPDR ETF
XLB
$8.66B
$446K 0.04%
11,286
+5,994
+113% +$249K
SGEN
343
DELISTED
Seagen Inc. Common Stock
SGEN
$446K 0.04%
+2,624
New +$408K
FDIS icon
344
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.62B
$445K 0.04%
5,543
-686
-11% -$56.2K
NSC icon
345
Norfolk Southern
NSC
$77.1B
$444K 0.04%
1,858
+1
+0.1% +$256
VRTX icon
346
Vertex Pharmaceuticals
VRTX
$122B
$442K 0.04%
+2,435
New +$475K
FHLC icon
347
Fidelity MSCI Health Care Index ETF
FHLC
$3.3B
$434K 0.04%
6,807
-1,712
-20% -$113K
HPS
348
John Hancock Preferred Income Fund III
HPS
$457M
$425K 0.04%
22,712
+11,356
+100% +$218K
FCOM icon
349
Fidelity MSCI Communication Services Index ETF
FCOM
$1.77B
$423K 0.04%
7,925
+1,260
+19% +$69.4K
IMCV icon
350
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.14B
$420K 0.04%
6,638
+143
+2% +$9.18K
12 13
14
15 16

Similar funds

RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
LGM
Logos Global Management San Francisco, California $2B AUM 444.09% 1-Year Est. Return
MYAM
Meiji Yasuda Asset Management Tokyo, Japan $2B AUM 22.52% 1-Year Est. Return
LBC
Lowe Brockenbrough & Co Richmond, Virginia $2.01B AUM 22.05% 1-Year Est. Return
C
Consulta London, United Kingdom $2.01B AUM 16.82% 1-Year Est. Return
CAM
Cormorant Asset Management Boston, Massachusetts $1.99B AUM 737.95% 1-Year Est. Return
SC
Syon Capital San Francisco, California $1.99B AUM 22.67% 1-Year Est. Return
BGM
Burkehill Global Management New York $2.02B AUM 85.32% 1-Year Est. Return

NWAM LLC's Q3 2021 Portfolio in Review

As of Q3 2021, NWAM LLC held 522 positions worth $1.1B, up 2.3% from $1.08B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

NWAM LLC deployed $33.3M of net new capital in Q3 2021, opening 54 new positions and adding to 225 existing holdings. Its largest new stake was Teck Resources: 107,826 shares worth $2.69M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $9.28M trimmed.

  • NWAM LLC's largest Q3 2021 buy was Teck Resources: 107,826 shares worth $2.69M.
  • NWAM LLC added most to iShares Core S&P 500 ETF in Q3 2021, an estimated $16.9M increase.
  • NWAM LLC's biggest Q3 2021 reduction was iShares S&P 500 Growth ETF, cutting an estimated $9.28M.
  • NWAM LLC fully exited Vanguard Long-Term Bond ETF in Q3 2021, selling an estimated $1.67M.
  • NWAM LLC's ten largest holdings make up 29% of its $1.1B portfolio in Q3 2021.
  • NWAM LLC opened 54 new positions and closed 29 in Q3 2021.
  • NWAM LLC's portfolio value rose 2.3% quarter-over-quarter to $1.1B.

Based on NWAM LLC's 13F filing for Q3 2021, filed 3 Nov 2021.