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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+1.48%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$534M
AUM Growth
+$32M
Cap. Flow
+$26.4M
Cap. Flow %
4.94%
Top 10 Hldgs %
27.46%
Holding
416
New
36
Increased
184
Reduced
117
Closed
22

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.48M
2
JNJ icon
Johnson & Johnson
JNJ
+$2.41M
3
XOM icon
ExxonMobil
XOM
+$1.79M
4
BYND icon
Beyond Meat
BYND
+$1.48M
5
ABT icon
Abbott
ABT
+$1.37M

Top Sells

Rank Stock Value
1
DVYE icon
iShares Emerging Markets Dividend ETF
DVYE
+$1.06M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$1.05M
3
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$1.03M
4
TAN icon
Invesco Solar ETF
TAN
+$632K
5
OUNZ icon
VanEck Merk Gold Trust
OUNZ
+$593K

Sector Composition

Rank Sector Weight
1 Technology 14.07%
2 Financials 5.59%
3 Industrials 4.91%
4 Consumer Discretionary 4.43%
5 Healthcare 3.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXPD icon
326
Expeditors International
EXPD
$23.2B
$238K 0.04%
3,209
-8
-0.2% -$586
MMP
327
DELISTED
Magellan Midstream Partners, L.P.
MMP
$237K 0.04%
3,570
+374
+12% +$24.6K
ATVI
328
DELISTED
Activision Blizzard
ATVI
$235K 0.04%
4,440
-227
-5% -$11.3K
WM icon
329
Waste Management
WM
$96B
$234K 0.04%
+2,037
New +$238K
MMT
330
Aberdeen Multi-Market Income Fund
MMT
$244M
$233K 0.04%
39,372
+330
+0.8% +$1.93K
NOBL icon
331
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.6B
$229K 0.04%
6,406
+18
+0.3% +$630
HEI icon
332
HEICO Corp
HEI
$47.6B
$226K 0.04%
1,807
– –
IUSV icon
333
iShares Core S&P US Value ETF
IUSV
$27B
$225K 0.04%
3,898
+110
+3% +$6.26K
SCHE icon
334
Schwab Emerging Markets Equity ETF
SCHE
$12.4B
$225K 0.04%
+8,947
New +$228K
CL icon
335
Colgate-Palmolive
CL
$73.6B
$224K 0.04%
3,044
-15
-0.5% -$1.09K
BDX icon
336
Becton Dickinson
BDX
$42.6B
$223K 0.04%
+902
New +$223K
EQNR icon
337
Equinor
EQNR
$88.8B
$223K 0.04%
11,762
– –
PAYX icon
338
Paychex
PAYX
$41B
$223K 0.04%
2,697
-135
-5% -$11.2K
XSLV icon
339
Invesco S&P SmallCap Low Volatility ETF
XSLV
$249M
$222K 0.04%
+4,537
New +$219K
ISTB icon
340
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.09B
$221K 0.04%
+4,384
New +$221K
SPLV icon
341
Invesco S&P 500 Low Volatility ETF
SPLV
$7.1B
$220K 0.04%
3,799
+2
+0.1% +$113
TMUS icon
342
T-Mobile US
TMUS
$212B
$218K 0.04%
2,762
+16
+0.6% +$1.25K
JHS
343
John Hancock Income Securities Trust
JHS
$127M
$216K 0.04%
14,925
– –
JPIB icon
344
JPMorgan International Bond Opportunities ETF
JPIB
$2.08B
$215K 0.04%
4,200
– –
KL
345
DELISTED
Kirkland Lake Gold Ltd Ordinary
KL
$215K 0.04%
+4,806
New +$219K
ECL icon
346
Ecolab
ECL
$75.6B
$213K 0.04%
1,075
+7
+0.7% +$1.4K
ICF icon
347
iShares Select U.S. REIT ETF
ICF
$2.09B
$212K 0.04%
+3,530
New +$207K
UGI icon
348
UGI
UGI
$7.87B
$212K 0.04%
+4,219
New +$211K
BEST
349
DELISTED
BEST Inc. American Depositary Shares, each representing twenty (20) Class A Ordinary Shares
BEST
$211K 0.04%
2,001
-82
-4% -$8.19K
INBK icon
350
First Internet Bancorp
INBK
$231M
$209K 0.04%
9,776
-499
-5% -$10.3K
12 13
14
15 16

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NWAM LLC's Q3 2019 Portfolio in Review

As of Q3 2019, NWAM LLC held 416 positions worth $534M, up 6.4% from $502M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC deployed $26.4M of net new capital in Q3 2019, opening 36 new positions and adding to 184 existing holdings. Its largest new stake was Beyond Meat: 8,970 shares worth $1.33M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $1.05M trimmed.

  • NWAM LLC's largest Q3 2019 buy was Beyond Meat: 8,970 shares worth $1.33M.
  • NWAM LLC added most to Apple in Q3 2019, an estimated $2.48M increase.
  • NWAM LLC's biggest Q3 2019 reduction was iShares Russell 2000 ETF, cutting an estimated $1.05M.
  • NWAM LLC fully exited iShares Emerging Markets Dividend ETF in Q3 2019, selling an estimated $1.06M.
  • NWAM LLC's ten largest holdings make up 27% of its $534M portfolio in Q3 2019.
  • NWAM LLC opened 36 new positions and closed 22 in Q3 2019.
  • NWAM LLC's portfolio value rose 6.4% quarter-over-quarter to $534M.

Based on NWAM LLC's 13F filing for Q3 2019, filed 15 Oct 2019.