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NWAM LLC Portfolio holdings

AUM $1.23B
1-Year Return 22.34%
This Quarter Return
-11.84%
1 Year Return
+22.34%
3 Year Return
+89.7%
5 Year Return
+147.55%
10 Year Return
+197.14%
AUM
$389M
AUM Growth
-$54.9M
Cap. Flow
+$542K
Cap. Flow %
0.14%
Top 10 Hldgs %
26.46%
Holding
370
New
26
Increased
114
Reduced
145
Closed
44

Top Buys

1
IHI icon
iShares US Medical Devices ETF
IHI
$1.47M
2
XLY icon
Consumer Discretionary Select Sector SPDR Fund
XLY
$1.44M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
$1.39M
4
IHF icon
iShares US Healthcare Providers ETF
IHF
$1.34M
5
FLC
Flaherty & Crumrine Total Return Fund
FLC
$1.07M

Top Sells

1
AMZN icon
Amazon
AMZN
$1.16M
2
EFA icon
iShares MSCI EAFE ETF
EFA
$1.07M
3
CLF icon
Cleveland-Cliffs
CLF
$689K
4
ENLC
ENLINK MIDSTREAM, LLC
ENLC
$585K
5
GCC icon
WisdomTree Enhanced Commodity Strategy Fund
GCC
$574K

Sector Composition

1 Technology 12.3%
2 Financials 6.58%
3 Industrials 4.94%
4 Consumer Discretionary 4.79%
5 Healthcare 3.62%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ANFI
326
DELISTED
AMIRA NATURE FOODS LTD
ANFI
$10K ﹤0.01%
24,050
-18,000
-43% -$7.48K
ADSK icon
327
Autodesk
ADSK
$69.5B
– –
-1,495
Closed -$233K
APD icon
328
Air Products & Chemicals
APD
$64.5B
– –
-1,217
Closed -$203K
BDX icon
329
Becton Dickinson
BDX
$55.1B
– –
-866
Closed -$221K
BKT icon
330
BlackRock Income Trust
BKT
$286M
– –
-4,333
Closed -$74K
CAT icon
331
Caterpillar
CAT
$198B
– –
-1,332
Closed -$203K
CLF icon
332
Cleveland-Cliffs
CLF
$5.63B
– –
-54,427
Closed -$689K
CSGP icon
333
CoStar Group
CSGP
$37.9B
– –
-5,050
Closed -$213K
DGS icon
334
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.64B
– –
-4,431
Closed -$202K
FIVE icon
335
Five Below
FIVE
$8.46B
– –
-1,682
Closed -$219K
GCC icon
336
WisdomTree Enhanced Commodity Strategy Fund
GCC
$146M
– –
-31,823
Closed -$574K
GD icon
337
General Dynamics
GD
$86.8B
– –
-1,167
Closed -$239K
HRZN icon
338
Horizon Technology Finance
HRZN
$294M
– –
-11,069
Closed -$126K
IUSV icon
339
iShares Core S&P US Value ETF
IUSV
$22B
– –
-3,838
Closed -$216K
MKL icon
340
Markel Group
MKL
$24.2B
– –
-186
Closed -$221K
NAC icon
341
Nuveen California Quality Municipal Income Fund
NAC
$1.65B
– –
-11,901
Closed -$154K
NIO icon
342
NIO
NIO
$13.4B
– –
-32,985
Closed -$230K
NOC icon
343
Northrop Grumman
NOC
$83.2B
– –
-691
Closed -$219K
OXY icon
344
Occidental Petroleum
OXY
$45.2B
– –
-2,474
Closed -$203K
PAA icon
345
Plains All American Pipeline
PAA
$12.1B
– –
-8,437
Closed -$211K
PAYC icon
346
Paycom
PAYC
$12.6B
– –
-1,643
Closed -$255K
PAYX icon
347
Paychex
PAYX
$48.7B
– –
-2,919
Closed -$215K
PRLB icon
348
Protolabs
PRLB
$1.19B
– –
-1,689
Closed -$273K
PYPL icon
349
PayPal
PYPL
$65.2B
– –
-6,188
Closed -$544K
SHOP icon
350
Shopify
SHOP
$191B
– –
-14,000
Closed -$230K
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