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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-11.84%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$389M
AUM Growth
-$55.6M
Cap. Flow
+$970K
Cap. Flow %
0.25%
Top 10 Hldgs %
26.46%
Holding
371
New
26
Increased
114
Reduced
145
Closed
45

Top Buys

Rank Stock Value
1
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$1.54M
2
IHF icon
iShares US Healthcare Providers ETF
IHF
+$1.53M
3
IHI icon
iShares US Medical Devices ETF
IHI
+$1.53M
4
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$1.49M
5
FLC
Flaherty & Crumrine Total Return Fund
FLC
+$1.09M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$1.28M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$1.13M
3
CLF icon
Cleveland-Cliffs
CLF
+$689K
4
ENLC
ENLINK MIDSTREAM, LLC
ENLC
+$585K
5
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$575K

Sector Composition

Rank Sector Weight
1 Technology 12.3%
2 Financials 6.58%
3 Industrials 4.94%
4 Consumer Discretionary 4.79%
5 Healthcare 3.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ANFI
326
DELISTED
AMIRA NATURE FOODS LTD
ANFI
$10K ﹤0.01%
24,050
-18,000
-43% -$13.7K
ADSK icon
327
Autodesk
ADSK
$44.3B
– –
-1,495
Closed -$233K
AMD icon
328
Advanced Micro Devices
AMD
$851B
– –
-8,701
Closed -$269K
APD icon
329
Air Products & Chemicals
APD
$66.3B
– –
-1,217
Closed -$203K
BDX icon
330
Becton Dickinson
BDX
$43.1B
– –
-866
Closed -$221K
BKT icon
331
BlackRock Income Trust
BKT
$330M
– –
-4,333
Closed -$74K
CAT icon
332
Caterpillar
CAT
$409B
– –
-1,332
Closed -$203K
CLF icon
333
Cleveland-Cliffs
CLF
$6.81B
– –
-54,427
Closed -$689K
CSGP icon
334
CoStar Group
CSGP
$11.3B
– –
-5,050
Closed -$213K
DGS icon
335
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.7B
– –
-4,431
Closed -$202K
FIVE icon
336
Five Below
FIVE
$11.2B
– –
-1,682
Closed -$219K
GCC icon
337
WisdomTree Enhanced Commodity Strategy Fund
GCC
$272M
– –
-31,823
Closed -$574K
GD icon
338
General Dynamics
GD
$105B
– –
-1,167
Closed -$239K
HRZN icon
339
Horizon Technology Finance
HRZN
$294M
– –
-11,069
Closed -$126K
IUSV icon
340
iShares Core S&P US Value ETF
IUSV
$27.2B
– –
-3,838
Closed -$216K
MKL icon
341
Markel Group
MKL
$25B
– –
-186
Closed -$221K
NAC icon
342
Nuveen California Quality Municipal Income Fund
NAC
$1.83B
– –
-11,901
Closed -$154K
NIO icon
343
NIO
NIO
$11.3B
– –
-32,985
Closed -$230K
NOC icon
344
Northrop Grumman
NOC
$77B
– –
-691
Closed -$219K
OXY icon
345
Occidental Petroleum
OXY
$57B
– –
-2,474
Closed -$203K
PAA icon
346
Plains All American Pipeline
PAA
$17.4B
– –
-8,437
Closed -$211K
PAYC icon
347
Paycom
PAYC
$6.78B
– –
-1,643
Closed -$255K
PAYX icon
348
Paychex
PAYX
$40.4B
– –
-2,919
Closed -$215K
PRLB icon
349
Protolabs
PRLB
$1.86B
– –
-1,689
Closed -$273K
PYPL icon
350
PayPal
PYPL
$49.5B
– –
-6,188
Closed -$544K
11 12 13
14
15

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MYAM
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LBC
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CAM
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BGM
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NWAM LLC's Q4 2018 Portfolio in Review

As of Q4 2018, NWAM LLC held 371 positions worth $389M, down 13% from $445M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

NWAM LLC's Q4 2018 filing shows 26 new, 114 increased, 145 reduced and 45 closed positions. Its largest new stake was State Street Consumer Discretionary Select Sector SPDR ETF: 29,142 shares worth $1.44M. The largest sale was Amazon, an estimated $1.28M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Industrials.

  • NWAM LLC's largest Q4 2018 buy was State Street Consumer Discretionary Select Sector SPDR ETF: 29,142 shares worth $1.44M.
  • NWAM LLC added most to Vanguard FTSE Developed Markets ETF in Q4 2018, an estimated $1.49M increase.
  • NWAM LLC's biggest Q4 2018 reduction was Amazon, cutting an estimated $1.28M.
  • NWAM LLC fully exited Cleveland-Cliffs in Q4 2018, selling an estimated $689K.
  • NWAM LLC's ten largest holdings make up 26% of its $389M portfolio in Q4 2018.
  • NWAM LLC opened 26 new positions and closed 45 in Q4 2018.
  • NWAM LLC's portfolio value fell 13% quarter-over-quarter to $389M.

Based on NWAM LLC's 13F filing for Q4 2018, filed 30 Jan 2019.