NL

NWAM LLC Portfolio holdings

AUM $1.79B
1-Year Est. Return 29.49%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+29.49%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$389M
AUM Growth
-$54.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
370
New
Increased
Reduced
Closed

Top Buys

1
+$1.54M
2
+$1.53M
3
+$1.53M
4
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$1.49M
5
FLC
Flaherty & Crumrine Total Return Fund
FLC
+$1.09M

Top Sells

1
+$1.28M
2
+$1.13M
3
+$689K
4
ENLC
ENLINK MIDSTREAM, LLC
ENLC
+$585K
5
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$575K

Sector Composition

1 Technology 12.3%
2 Financials 6.58%
3 Industrials 4.94%
4 Consumer Discretionary 4.79%
5 Healthcare 3.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
326
$10K ﹤0.01%
24,050
-18,000
327
– –
-1,495
328
– –
-8,701
329
– –
-2,840
330
– –
-23,502
331
– –
-4,333
332
– –
-1,217
333
– –
-866
334
– –
-1,332
335
– –
-54,427
336
– –
-5,050
337
– –
-4,431
338
– –
-1,682
339
– –
-31,823
340
– –
-1,167
341
– –
-11,069
342
– –
-3,838
343
– –
-186
344
– –
-11,901
345
– –
-32,985
346
– –
-691
347
– –
-2,474
348
– –
-8,437
349
– –
-1,643
350
– –
-2,919
11 12 13
14
15