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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+8.21%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$986M
AUM Growth
-$143M
Cap. Flow
-$209M
Cap. Flow %
-21.19%
Top 10 Hldgs %
31.33%
Holding
563
New
50
Increased
141
Reduced
263
Closed
84

Top Buys

Rank Stock Value
1
AVXL icon
Anavex Life Sciences
AVXL
+$5.47M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$4.03M
3
VTNR
Vertex Energy, Inc
VTNR
+$4.02M
4
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.89M
5
UNG icon
United States Natural Gas Fund
UNG
+$3.48M

Top Sells

Rank Stock Value
1
VTV icon
Vanguard Value ETF
VTV
+$13.1M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$12M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$10.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$6.24M
5
AAPL icon
Apple
AAPL
+$6.17M

Sector Composition

Rank Sector Weight
1 Technology 16.89%
2 Healthcare 5.83%
3 Industrials 5.31%
4 Energy 4.39%
5 Financials 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLX icon
301
Clorox
CLX
$12.1B
$437K 0.04%
2,760
-269
-9% -$40.3K
MA icon
302
Mastercard
MA
$497B
$436K 0.04%
1,199
-34
-3% -$12.3K
XLF icon
303
State Street Financial Select Sector SPDR ETF
XLF
$57.4B
$432K 0.04%
13,441
+618
+5% +$21.5K
MPC icon
304
Marathon Petroleum
MPC
$89.3B
$431K 0.04%
3,197
-207
-6% -$25.9K
SRVR icon
305
Pacer Data & Infrastructure Real Estate ETF
SRVR
$373M
$428K 0.04%
14,447
+3,261
+29% +$98.6K
FSTA icon
306
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.45B
$426K 0.04%
+9,444
New +$418K
GLTR icon
307
abrdn Physical Precious Metals Basket Shares ETF
GLTR
$2.44B
$422K 0.04%
4,628
+330
+8% +$29.1K
WBA
308
DELISTED
Walgreens Boots Alliance
WBA
$421K 0.04%
12,175
+2,732
+29% +$96.9K
MTUM icon
309
iShares MSCI USA Momentum Factor ETF
MTUM
$24.4B
$420K 0.04%
3,019
-5,833
-66% -$823K
MOS icon
310
The Mosaic Company
MOS
$7.34B
$420K 0.04%
+9,144
New +$443K
VGIT icon
311
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.8B
$419K 0.04%
6,982
– –
PSX icon
312
Phillips 66
PSX
$82.5B
$418K 0.04%
4,121
-458
-10% -$46.6K
NSC icon
313
Norfolk Southern
NSC
$76.1B
$417K 0.04%
1,966
-3
-0.2% -$694
TGT icon
314
Target
TGT
$65.5B
$409K 0.04%
2,466
-174
-7% -$28.6K
DFEM icon
315
Dimensional Emerging Markets Core Equity 2 ETF
DFEM
$8.67B
$407K 0.04%
17,237
-951
-5% -$22.4K
FAD icon
316
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$559M
$401K 0.04%
4,090
+42
+1% +$4.12K
IJJ icon
317
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.93B
$393K 0.04%
3,823
-5,373
-58% -$574K
DFUS
318
Dimensional US Equity ETF
DFUS
$20.7B
$389K 0.04%
+8,744
New +$380K
NFLX icon
319
Netflix
NFLX
$301B
$382K 0.04%
11,050
-890
-7% -$29.5K
VO icon
320
Vanguard Mid-Cap ETF
VO
$107B
$382K 0.04%
7,240
-85,560
-92% -$4.55M
TTE icon
321
TotalEnergies
TTE
$187B
$381K 0.04%
6,448
+646
+11% +$39.7K
FCOM icon
322
Fidelity MSCI Communication Services Index ETF
FCOM
$1.8B
$380K 0.04%
+10,370
New +$361K
VLUE icon
323
iShares MSCI USA Value Factor ETF
VLUE
$9.29B
$378K 0.04%
4,082
-1,951
-32% -$184K
RWK icon
324
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.33B
$376K 0.04%
4,144
+16
+0.4% +$1.47K
MUNI icon
325
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.07B
$372K 0.04%
+7,116
New +$370K
11 12
13
14 15

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LBC
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CAM
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NWAM LLC's Q1 2023 Portfolio in Review

As of Q1 2023, NWAM LLC held 563 positions worth $986M, down 13% from $1.13B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

NWAM LLC withdrew a net $209M in Q1 2023, closing 84 positions and reducing 263 holdings. Its most notable exit was Vanguard International High Dividend Yield ETF, an estimated $4.32M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 14% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, NWAM LLC opened a new position in Anavex Life Sciences worth $4.7M.

  • NWAM LLC's largest Q1 2023 buy was Anavex Life Sciences: 548,237 shares worth $4.7M.
  • NWAM LLC added most to iShares MSCI USA Quality Factor ETF in Q1 2023, an estimated $4.03M increase.
  • NWAM LLC's biggest Q1 2023 reduction was Vanguard Value ETF, cutting an estimated $13.1M.
  • NWAM LLC fully exited Vanguard International High Dividend Yield ETF in Q1 2023, selling an estimated $4.32M.
  • NWAM LLC's ten largest holdings make up 31% of its $986M portfolio in Q1 2023.
  • NWAM LLC opened 50 new positions and closed 84 in Q1 2023.
  • NWAM LLC's portfolio value fell 13% quarter-over-quarter to $986M.

Based on NWAM LLC's 13F filing for Q1 2023, filed 12 May 2023.