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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-4.62%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1.05B
AUM Growth
-$34.4M
Cap. Flow
+$31.9M
Cap. Flow %
3.04%
Top 10 Hldgs %
29.25%
Holding
547
New
35
Increased
193
Reduced
231
Closed
66

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.22M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$4.97M
3
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$3.89M
4
PXD
Pioneer Natural Resource Co.
PXD
+$3.84M
5
GE icon
GE Aerospace
GE
+$3.48M

Top Sells

Rank Stock Value
1
CMDY icon
iShares Bloomberg Roll Select Commodity Strategy ETF
CMDY
+$1.95M
2
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$1.86M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$1.58M
4
FALN icon
iShares Fallen Angels USD Bond ETF
FALN
+$1.28M
5
NEUE
NeueHealth
NEUE
+$1.22M

Sector Composition

Rank Sector Weight
1 Technology 15.38%
2 Healthcare 4.87%
3 Industrials 4.82%
4 Financials 4.03%
5 Consumer Discretionary 3.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WM icon
301
Waste Management
WM
$95.5B
$476K 0.05%
2,972
-2,610
-47% -$431K
CMI icon
302
Cummins
CMI
$91.3B
$471K 0.04%
2,315
+63
+3% +$13.4K
XPH icon
303
State Street SPDR S&P Pharmaceuticals ETF
XPH
$480M
$467K 0.04%
11,622
-271
-2% -$11.6K
NKE icon
304
Nike
NKE
$62.5B
$464K 0.04%
5,578
-3,254
-37% -$350K
BKLN icon
305
Invesco Senior Loan ETF
BKLN
$6.97B
$463K 0.04%
22,911
-911
-4% -$19K
JCI icon
306
Johnson Controls International
JCI
$87.5B
$463K 0.04%
9,407
-124
-1% -$6.58K
AVSU icon
307
Avantis Responsible US Equity ETF
AVSU
$469M
$460K 0.04%
10,829
+1,265
+13% +$59.4K
USHY icon
308
iShares Broad USD High Yield Corporate Bond ETF
USHY
$29.2B
$459K 0.04%
13,648
+1,345
+11% +$47.8K
GSLC icon
309
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$14.9B
$456K 0.04%
6,420
– –
CLX icon
310
Clorox
CLX
$11.8B
$452K 0.04%
3,519
+220
+7% +$31.7K
B
311
Barrick Mining
B
$62.6B
$451K 0.04%
29,124
+14,640
+101% +$231K
CRWD icon
312
CrowdStrike
CRWD
$183B
$450K 0.04%
10,928
-280
-2% -$12.8K
IYR icon
313
iShares US Real Estate ETF
IYR
$4.73B
$450K 0.04%
5,529
-1,632
-23% -$154K
VONG icon
314
Vanguard Russell 1000 Growth ETF
VONG
$42.3B
$442K 0.04%
8,157
+4,435
+119% +$268K
EMQQ icon
315
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$265M
$435K 0.04%
16,336
-299
-2% -$9.1K
SMMV icon
316
iShares MSCI USA Small-Cap Min Vol Factor ETF
SMMV
$289M
$432K 0.04%
13,541
– –
JIDA
317
DELISTED
JPMorgan ActiveBuilders International Equity ETF
JIDA
$432K 0.04%
+12,292
New +$479K
IFRA icon
318
iShares US Infrastructure ETF
IFRA
$4.6B
$431K 0.04%
13,381
-14,364
-52% -$518K
AVLV icon
319
Avantis US Large Cap Value ETF
AVLV
$18B
$428K 0.04%
+9,626
New +$466K
SYY icon
320
Sysco
SYY
$40.2B
$423K 0.04%
5,979
+490
+9% +$40.8K
VWOB icon
321
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.16B
$423K 0.04%
7,359
-1,003
-12% -$61.8K
CMF icon
322
iShares California Muni Bond ETF
CMF
$4.56B
$421K 0.04%
7,757
-52
-0.7% -$2.94K
PTY icon
323
PIMCO Corporate & Income Opportunity Fund
PTY
$2.47B
$420K 0.04%
35,750
+7,281
+26% +$96.5K
CQQQ icon
324
Invesco China Technology ETF
CQQQ
$3.08B
$419K 0.04%
11,541
-227
-2% -$10.1K
NOW icon
325
ServiceNow
NOW
$109B
$419K 0.04%
5,545
+250
+5% +$22.5K
11 12
13
14 15

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NWAM LLC's Q3 2022 Portfolio in Review

As of Q3 2022, NWAM LLC held 547 positions worth $1.05B, down 3.2% from $1.08B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

NWAM LLC deployed $31.9M of net new capital in Q3 2022, opening 35 new positions and adding to 193 existing holdings. Its largest new stake was JPMorgan Ultra-Short Municipal Income ETF: 76,972 shares worth $3.87M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was iShares Bloomberg Roll Select Commodity Strategy ETF, an estimated $1.95M trimmed.

  • NWAM LLC's largest Q3 2022 buy was JPMorgan Ultra-Short Municipal Income ETF: 76,972 shares worth $3.87M.
  • NWAM LLC added most to iShares Core S&P 500 ETF in Q3 2022, an estimated $5.22M increase.
  • NWAM LLC's biggest Q3 2022 reduction was iShares Bloomberg Roll Select Commodity Strategy ETF, cutting an estimated $1.95M.
  • NWAM LLC fully exited Newmont in Q3 2022, selling an estimated $1.04M.
  • NWAM LLC's ten largest holdings make up 29% of its $1.05B portfolio in Q3 2022.
  • NWAM LLC opened 35 new positions and closed 66 in Q3 2022.
  • NWAM LLC's portfolio value fell 3.2% quarter-over-quarter to $1.05B.

Based on NWAM LLC's 13F filing for Q3 2022, filed 14 Nov 2022.