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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-0.02%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1.1B
AUM Growth
+$24.8M
Cap. Flow
+$33.3M
Cap. Flow %
3.02%
Top 10 Hldgs %
28.92%
Holding
522
New
54
Increased
225
Reduced
177
Closed
29

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.9M
2
OIH icon
VanEck Oil Services ETF
OIH
+$3.11M
3
AAPL icon
Apple
AAPL
+$3.03M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$3.01M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$2.95M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$9.28M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.52M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$3.39M
4
MSFT icon
Microsoft
MSFT
+$3.23M
5
GDX icon
VanEck Gold Miners ETF
GDX
+$3.02M

Sector Composition

Rank Sector Weight
1 Technology 16.06%
2 Financials 4.96%
3 Consumer Discretionary 4.8%
4 Industrials 4.71%
5 Communication Services 3.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IMCG icon
301
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.95B
$558K 0.05%
8,096
-197
-2% -$13.9K
FLC
302
Flaherty & Crumrine Total Return Fund
FLC
$174M
$557K 0.05%
23,240
-500
-2% -$12K
HYEM icon
303
VanEck Emerging Markets High Yield Bond ETF
HYEM
$522M
$554K 0.05%
+23,890
New +$564K
IWO icon
304
iShares Russell 2000 Growth ETF
IWO
$14.4B
$553K 0.05%
1,883
-4,475
-70% -$1.34M
GSLC icon
305
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$14.9B
$552K 0.05%
6,420
+602
+10% +$53.4K
SRVR icon
306
Pacer Data & Infrastructure Real Estate ETF
SRVR
$376M
$547K 0.05%
+14,053
New +$577K
PH icon
307
Parker-Hannifin
PH
$124B
$543K 0.05%
1,943
+21
+1% +$6.25K
HEFA icon
308
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.51B
$541K 0.05%
+15,746
New +$547K
IAU icon
309
iShares Gold Trust
IAU
$63.4B
$531K 0.05%
15,879
-707
-4% -$24.1K
EUSB icon
310
iShares ESG Advanced Universal USD Bond ETF
EUSB
$712M
$528K 0.05%
10,648
+29
+0.3% +$1.45K
NEE icon
311
NextEra Energy
NEE
$185B
$527K 0.05%
6,715
+1,847
+38% +$149K
KO icon
312
Coca-Cola
KO
$362B
$525K 0.05%
10,007
-1,857
-16% -$104K
NLY icon
313
Annaly Capital Management
NLY
$16.9B
$523K 0.05%
15,537
+555
+4% +$19.1K
DDOG icon
314
Datadog
DDOG
$89.7B
$521K 0.05%
3,686
+41
+1% +$5.18K
GNOG
315
DELISTED
Golden Nugget Online Gaming, Inc. Class A Common Stock
GNOG
$521K 0.05%
30,000
– –
CVS icon
316
CVS Health
CVS
$137B
$515K 0.05%
6,067
+99
+2% +$8.29K
XPH icon
317
State Street SPDR S&P Pharmaceuticals ETF
XPH
$480M
$515K 0.05%
10,857
-20
-0.2% -$994
LQDH icon
318
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
$503M
$513K 0.05%
5,354
+1,287
+32% +$123K
REGN icon
319
Regeneron Pharmaceuticals
REGN
$69.9B
$513K 0.05%
+848
New +$526K
RNAM
320
DELISTED
Avidity Biosciences
RNAM
$511K 0.05%
20,754
-1,900
-8% -$41.3K
CLX icon
321
Clorox
CLX
$11.8B
$505K 0.05%
3,051
-237
-7% -$40.8K
DXJ icon
322
WisdomTree Japan Hedged Equity Fund
DXJ
$7.23B
$505K 0.05%
7,992
-2,284
-22% -$141K
IJT icon
323
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.25B
$503K 0.05%
3,866
– –
SPDW icon
324
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.8B
$502K 0.05%
13,857
+1,641
+13% +$60.9K
HYGV icon
325
FlexShares High Yield Value-Scored Bond Index Fund
HYGV
$1.08B
$501K 0.05%
+10,048
New +$501K
11 12
13
14 15

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NWAM LLC's Q3 2021 Portfolio in Review

As of Q3 2021, NWAM LLC held 522 positions worth $1.1B, up 2.3% from $1.08B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

NWAM LLC deployed $33.3M of net new capital in Q3 2021, opening 54 new positions and adding to 225 existing holdings. Its largest new stake was Teck Resources: 107,826 shares worth $2.69M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $9.28M trimmed.

  • NWAM LLC's largest Q3 2021 buy was Teck Resources: 107,826 shares worth $2.69M.
  • NWAM LLC added most to iShares Core S&P 500 ETF in Q3 2021, an estimated $16.9M increase.
  • NWAM LLC's biggest Q3 2021 reduction was iShares S&P 500 Growth ETF, cutting an estimated $9.28M.
  • NWAM LLC fully exited Vanguard Long-Term Bond ETF in Q3 2021, selling an estimated $1.67M.
  • NWAM LLC's ten largest holdings make up 29% of its $1.1B portfolio in Q3 2021.
  • NWAM LLC opened 54 new positions and closed 29 in Q3 2021.
  • NWAM LLC's portfolio value rose 2.3% quarter-over-quarter to $1.1B.

Based on NWAM LLC's 13F filing for Q3 2021, filed 3 Nov 2021.