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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-1.03%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$396M
AUM Growth
+$971K
Cap. Flow
+$7.15M
Cap. Flow %
1.81%
Top 10 Hldgs %
24.4%
Holding
364
New
41
Increased
115
Reduced
156
Closed
22

Top Buys

Rank Stock Value
1
CNXM
CNX Midstream Partners LP
CNXM
+$1.23M
2
AADR icon
AdvisorShares Dorsey Wright ADR ETF
AADR
+$1.2M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$1.12M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$925K
5
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$830K

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$871K
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$788K
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$755K
4
META icon
Meta Platforms (Facebook)
META
+$747K
5
QQQ icon
Invesco QQQ Trust
QQQ
+$673K

Sector Composition

Rank Sector Weight
1 Technology 9.48%
2 Financials 6.75%
3 Industrials 5.43%
4 Consumer Discretionary 4.4%
5 Healthcare 3.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PICK icon
301
iShares MSCI Global Metals & Mining Producers ETF
PICK
$2.19B
$206K 0.05%
+6,139
New +$219K
EXPD icon
302
Expeditors International
EXPD
$22.9B
$205K 0.05%
3,240
+22
+0.7% +$1.41K
APD icon
303
Air Products & Chemicals
APD
$66.3B
$204K 0.05%
1,285
-557
-30% -$91.8K
GASS icon
304
StealthGas
GASS
$328M
$204K 0.05%
50,500
-5,175
-9% -$22.2K
INBK icon
305
First Internet Bancorp
INBK
$231M
$204K 0.05%
5,518
-449
-8% -$17.1K
NEE icon
306
NextEra Energy
NEE
$187B
$203K 0.05%
+4,964
New +$191K
RIG icon
307
Transocean
RIG
$5.92B
$203K 0.05%
20,537
+2,937
+17% +$30.2K
CL icon
308
Colgate-Palmolive
CL
$72.6B
$202K 0.05%
2,811
-71
-2% -$5.11K
DLTH icon
309
Duluth Holdings
DLTH
$160M
$197K 0.05%
+10,500
New +$188K
CHK
310
DELISTED
Chesapeake Energy Corporation
CHK
$197K 0.05%
326
+60
+23% +$40.2K
THQ
311
abrdn Healthcare Opportunities Fund
THQ
$769M
$196K 0.05%
+11,890
New +$208K
KMI icon
312
Kinder Morgan
KMI
$73.1B
$195K 0.05%
12,921
-6
-0% -$104
CIM
313
Chimera Investment
CIM
$1.05B
$192K 0.05%
3,675
-120
-3% -$6.28K
AFSI
314
DELISTED
AmTrust Financial Services, Inc.
AFSI
$191K 0.05%
+15,549
New +$195K
ANFI
315
DELISTED
AMIRA NATURE FOODS LTD
ANFI
$189K 0.05%
45,250
-1,400
-3% -$5.77K
VGM icon
316
Invesco Trust Investment Grade Municipals
VGM
$549M
$172K 0.04%
14,070
– –
JMM icon
317
Nuveen Multi-Market Income Fund
JMM
$54.1M
$171K 0.04%
23,711
+31
+0.1% +$231
TAHO
318
DELISTED
Tahoe Resources Inc
TAHO
$169K 0.04%
+36,082
New +$165K
TWI icon
319
Titan International
TWI
$516M
$165K 0.04%
13,055
-650
-5% -$8.44K
VGI
320
Virtus Global Multi-Sector Income Fund
VGI
$81.2M
$163K 0.04%
+10,618
New +$164K
TEI
321
Templeton Emerging Markets Income Fund
TEI
$310M
$137K 0.03%
12,136
– –
HRZN icon
322
Horizon Technology Finance
HRZN
$294M
$131K 0.03%
12,575
+1,925
+18% +$21K
CSQ icon
323
Calamos Strategic Total Return Fund
CSQ
$3.21B
$127K 0.03%
10,700
– –
JPC icon
324
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$120K 0.03%
11,950
-1,000
-8% -$9.87K
GPM
325
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$116K 0.03%
+13,955
New +$124K
11 12
13
14 15

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NWAM LLC's Q1 2018 Portfolio in Review

As of Q1 2018, NWAM LLC held 364 positions worth $396M, up 0.25% from $395M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

NWAM LLC's Q1 2018 filing shows 41 new, 115 increased, 156 reduced and 22 closed positions. Its largest new stake was CNX Midstream Partners LP: 64,773 shares worth $1.19M. The largest sale was iShares Russell 1000 Growth ETF, an estimated $871K.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, up from 9.3% a quarter earlier, followed by Financials and Industrials.

  • NWAM LLC's largest Q1 2018 buy was CNX Midstream Partners LP: 64,773 shares worth $1.19M.
  • NWAM LLC added most to AdvisorShares Dorsey Wright ADR ETF in Q1 2018, an estimated $1.2M increase.
  • NWAM LLC's biggest Q1 2018 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $871K.
  • NWAM LLC fully exited Waste Management in Q1 2018, selling an estimated $433K.
  • NWAM LLC's ten largest holdings make up 24% of its $396M portfolio in Q1 2018.
  • NWAM LLC opened 41 new positions and closed 22 in Q1 2018.
  • NWAM LLC's portfolio value rose 0.25% quarter-over-quarter to $396M.

Based on NWAM LLC's 13F filing for Q1 2018, filed 16 Apr 2018.