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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-0.06%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1.74B
AUM Growth
-$51.9M
Cap. Flow
+$33.7M
Cap. Flow %
1.94%
Top 10 Hldgs %
23.66%
Holding
680
New
63
Increased
264
Reduced
257
Closed
59

Top Buys

Rank Stock Value
1
PG icon
Procter & Gamble
PG
+$6.13M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$5.91M
3
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$4.65M
4
AVGO icon
Broadcom
AVGO
+$3.12M
5
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$2.96M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.74M
2
MSFT icon
Microsoft
MSFT
+$5.53M
3
AMZN icon
Amazon
AMZN
+$4.47M
4
AVXL icon
Anavex Life Sciences
AVXL
+$4.37M
5
SHOP icon
Shopify
SHOP
+$4.21M

Sector Composition

Rank Sector Weight
1 Technology 16.37%
2 Industrials 5.39%
3 Healthcare 4.52%
4 Consumer Discretionary 3.78%
5 Financials 3.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
O icon
276
Realty Income
O
$61.1B
$1.09M 0.06%
17,828
+120
+0.7% +$7.51K
PDBC icon
277
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.3B
$1.09M 0.06%
62,748
+2,266
+4% +$34.2K
SCHV
278
Schwab US Large-Cap Value ETF
SCHV
$15.8B
$1.08M 0.06%
35,496
-79
-0.2% -$2.46K
CARR icon
279
Carrier Global
CARR
$57.6B
$1.08M 0.06%
+19,210
New +$1.14M
SPEM icon
280
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.1B
$1.07M 0.06%
22,903
+4,699
+26% +$229K
UNH icon
281
UnitedHealth
UNH
$379B
$1.07M 0.06%
3,958
-2,499
-39% -$744K
XYZ
282
Block Inc
XYZ
$48.4B
$1.07M 0.06%
17,794
+1,043
+6% +$63.4K
EIX icon
283
Edison International
EIX
$30.3B
$1.07M 0.06%
14,592
+2
+0% +$135
BUFR icon
284
FT Vest Fund of Buffer ETFs
BUFR
$10.1B
$1.07M 0.06%
31,567
+987
+3% +$33.9K
SPG icon
285
Simon Property Group
SPG
$75.1B
$1.06M 0.06%
5,695
+1,264
+29% +$241K
IWB icon
286
iShares Russell 1000 ETF
IWB
$47.7B
$1.06M 0.06%
2,979
+783
+36% +$292K
SO icon
287
Southern Company
SO
$109B
$1.06M 0.06%
10,994
-30
-0.3% -$2.77K
MFC icon
288
Manulife Financial
MFC
$73.2B
$1.05M 0.06%
30,605
– –
FDL icon
289
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.78B
$1.05M 0.06%
20,684
+271
+1% +$13.2K
EFV icon
290
iShares MSCI EAFE Value ETF
EFV
$28.3B
$1.05M 0.06%
14,071
-376
-3% -$28.3K
C icon
291
Citigroup
C
$223B
$1.04M 0.06%
9,210
+121
+1% +$13.8K
IAGG icon
292
iShares Core International Aggregate Bond Fund
IAGG
$10.9B
$1.04M 0.06%
20,870
+3,917
+23% +$197K
SUB icon
293
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$1.03M 0.06%
9,676
+719
+8% +$77K
PBW icon
294
Invesco WilderHill Clean Energy ETF
PBW
$409M
$1.03M 0.06%
32,495
+1,476
+5% +$49.2K
SCHM icon
295
Schwab US Mid-Cap ETF
SCHM
$14.6B
$1.02M 0.06%
32,897
+267
+0.8% +$8.5K
GD icon
296
General Dynamics
GD
$105B
$992K 0.06%
2,891
+1,364
+89% +$484K
SHEL icon
297
Shell
SHEL
$239B
$990K 0.06%
10,642
-268
-2% -$21.7K
IBHF icon
298
iShares iBonds 2026 Term High Yield and Income ETF
IBHF
$821M
$983K 0.06%
42,814
-16,548
-28% -$381K
SOFI icon
299
SoFi Technologies
SOFI
$21.7B
$976K 0.06%
61,456
+747
+1% +$15.7K
OXY icon
300
Occidental Petroleum
OXY
$54.6B
$970K 0.06%
14,927
+8,606
+136% +$433K
10 11
12
13 14

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NWAM LLC's Q1 2026 Portfolio in Review

As of Q1 2026, NWAM LLC held 680 positions worth $1.74B, down 2.9% from $1.79B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

NWAM LLC's Q1 2026 filing shows 63 new, 264 increased, 257 reduced and 59 closed positions. Its largest new stake was EchoStar: 20,172 shares worth $2.36M. The largest sale was iShares Core S&P 500 ETF, an estimated $6.74M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 18% a quarter earlier, followed by Industrials and Healthcare.

  • NWAM LLC's largest Q1 2026 buy was EchoStar: 20,172 shares worth $2.36M.
  • NWAM LLC added most to Procter & Gamble in Q1 2026, an estimated $6.13M increase.
  • NWAM LLC's biggest Q1 2026 reduction was iShares Core S&P 500 ETF, cutting an estimated $6.74M.
  • NWAM LLC fully exited Anavex Life Sciences in Q1 2026, selling an estimated $4.37M.
  • NWAM LLC's ten largest holdings make up 24% of its $1.74B portfolio in Q1 2026.
  • NWAM LLC opened 63 new positions and closed 59 in Q1 2026.
  • NWAM LLC's portfolio value fell 2.9% quarter-over-quarter to $1.74B.

Based on NWAM LLC's 13F filing for Q1 2026, filed 4 May 2026.