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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+8.21%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$986M
AUM Growth
-$143M
Cap. Flow
-$209M
Cap. Flow %
-21.19%
Top 10 Hldgs %
31.33%
Holding
563
New
50
Increased
141
Reduced
263
Closed
84

Top Buys

Rank Stock Value
1
AVXL icon
Anavex Life Sciences
AVXL
+$5.47M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$4.03M
3
VTNR
Vertex Energy, Inc
VTNR
+$4.02M
4
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.89M
5
UNG icon
United States Natural Gas Fund
UNG
+$3.48M

Top Sells

Rank Stock Value
1
VTV icon
Vanguard Value ETF
VTV
+$13.1M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$12M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$10.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$6.24M
5
AAPL icon
Apple
AAPL
+$6.17M

Sector Composition

Rank Sector Weight
1 Technology 16.89%
2 Healthcare 5.83%
3 Industrials 5.31%
4 Energy 4.39%
5 Financials 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAT icon
276
Caterpillar
CAT
$387B
$509K 0.05%
2,223
-1,654
-43% -$400K
SHEL icon
277
Shell
SHEL
$239B
$507K 0.05%
8,816
-896
-9% -$52.7K
PM icon
278
Philip Morris
PM
$312B
$506K 0.05%
5,203
-5,409
-51% -$539K
EPD icon
279
Enterprise Products Partners
EPD
$83.6B
$502K 0.05%
19,363
+2,570
+15% +$66K
CRM icon
280
Salesforce
CRM
$149B
$500K 0.05%
2,501
-340
-12% -$57.4K
VYM icon
281
Vanguard High Dividend Yield ETF
VYM
$81.9B
$499K 0.05%
4,728
-111,203
-96% -$12M
COP icon
282
ConocoPhillips
COP
$139B
$497K 0.05%
5,008
-313
-6% -$34.2K
IJT icon
283
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.27B
$491K 0.05%
4,463
-923
-17% -$104K
MDY icon
284
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.9B
$487K 0.05%
1,063
-2,494
-70% -$1.16M
ESGE icon
285
iShares ESG Aware MSCI EM ETF
ESGE
$6.41B
$484K 0.05%
15,365
+3,242
+27% +$103K
AVUV icon
286
Avantis US Small Cap Value ETF
AVUV
$30.5B
$479K 0.05%
6,470
-56,629
-90% -$4.44M
DFSD
287
Dimensional Short-Duration Fixed Income ETF
DFSD
$7.09B
$477K 0.05%
10,231
+1,718
+20% +$79.8K
SPHQ icon
288
Invesco S&P 500 Quality ETF
SPHQ
$19.3B
$477K 0.05%
10,070
– –
DOW icon
289
Dow Inc
DOW
$20.8B
$474K 0.05%
8,639
-1,033
-11% -$58.1K
PTY icon
290
PIMCO Corporate & Income Opportunity Fund
PTY
$2.49B
$468K 0.05%
37,550
+181
+0.5% +$2.39K
DUHP icon
291
Dimensional US High Profitability ETF
DUHP
$12.3B
$462K 0.05%
18,377
-64,332
-78% -$1.59M
SYY icon
292
Sysco
SYY
$40.7B
$460K 0.05%
5,952
-64
-1% -$4.91K
CMF icon
293
iShares California Muni Bond ETF
CMF
$4.56B
$459K 0.05%
7,985
+140
+2% +$7.96K
AVIG icon
294
Avantis Core Fixed Income ETF
AVIG
$1.94B
$455K 0.05%
10,800
-4,842
-31% -$202K
WM icon
295
Waste Management
WM
$96.1B
$447K 0.05%
2,739
+341
+14% +$52.2K
IYE icon
296
iShares US Energy ETF
IYE
$1.69B
$447K 0.05%
10,212
-26,051
-72% -$1.18M
VV icon
297
Vanguard Large-Cap ETF
VV
$52B
$445K 0.05%
2,383
-30,661
-93% -$5.58M
BIL icon
298
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
$445K 0.05%
4,841
+1,536
+46% +$141K
SCZ icon
299
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.2B
$443K 0.04%
7,435
-1,139
-13% -$67.6K
DGT icon
300
State Street SPDR Global Dow ETF
DGT
$611M
$440K 0.04%
4,092
+770
+23% +$82.1K
10 11
12
13 14

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NWAM LLC's Q1 2023 Portfolio in Review

As of Q1 2023, NWAM LLC held 563 positions worth $986M, down 13% from $1.13B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

NWAM LLC withdrew a net $209M in Q1 2023, closing 84 positions and reducing 263 holdings. Its most notable exit was Vanguard International High Dividend Yield ETF, an estimated $4.32M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 14% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, NWAM LLC opened a new position in Anavex Life Sciences worth $4.7M.

  • NWAM LLC's largest Q1 2023 buy was Anavex Life Sciences: 548,237 shares worth $4.7M.
  • NWAM LLC added most to iShares MSCI USA Quality Factor ETF in Q1 2023, an estimated $4.03M increase.
  • NWAM LLC's biggest Q1 2023 reduction was Vanguard Value ETF, cutting an estimated $13.1M.
  • NWAM LLC fully exited Vanguard International High Dividend Yield ETF in Q1 2023, selling an estimated $4.32M.
  • NWAM LLC's ten largest holdings make up 31% of its $986M portfolio in Q1 2023.
  • NWAM LLC opened 50 new positions and closed 84 in Q1 2023.
  • NWAM LLC's portfolio value fell 13% quarter-over-quarter to $986M.

Based on NWAM LLC's 13F filing for Q1 2023, filed 12 May 2023.