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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+8.94%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1.26B
AUM Growth
+$162M
Cap. Flow
+$80.8M
Cap. Flow %
6.38%
Top 10 Hldgs %
30.1%
Holding
539
New
46
Increased
268
Reduced
160
Closed
34

Top Buys

Rank Stock Value
1
NEUE
NeueHealth
NEUE
+$7.74M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.59M
3
MSFT icon
Microsoft
MSFT
+$4.26M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$4.15M
5
ANET icon
Arista Networks
ANET
+$4.02M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$13.1M
2
PYPL icon
PayPal
PYPL
+$3.9M
3
SE icon
Sea Limited
SE
+$3.45M
4
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$2.89M
5
OIH icon
VanEck Oil Services ETF
OIH
+$2.45M

Sector Composition

Rank Sector Weight
1 Technology 18.66%
2 Healthcare 5.11%
3 Consumer Discretionary 4.5%
4 Financials 4.35%
5 Industrials 4.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MU icon
276
Micron Technology
MU
$1.02T
$662K 0.05%
7,111
+283
+4% +$22.1K
GGN
277
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$762M
$661K 0.05%
176,163
+1,685
+1% +$6.46K
EWU icon
278
iShares MSCI United Kingdom ETF
EWU
$4.05B
$657K 0.05%
19,825
-225
-1% -$7.43K
UPST icon
279
Upstart Holdings
UPST
$2.63B
$653K 0.05%
4,319
+604
+16% +$151K
RSPT icon
280
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.43B
$652K 0.05%
20,130
-5,730
-22% -$177K
PH icon
281
Parker-Hannifin
PH
$124B
$648K 0.05%
2,036
+93
+5% +$28.8K
NET icon
282
Cloudflare
NET
$94.3B
$646K 0.05%
4,914
-50
-1% -$8.38K
IYR icon
283
iShares US Real Estate ETF
IYR
$4.73B
$641K 0.05%
5,517
-1,251
-18% -$137K
TFI icon
284
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.06B
$635K 0.05%
12,273
+2,803
+30% +$145K
DOW icon
285
Dow Inc
DOW
$20.8B
$634K 0.05%
11,176
+769
+7% +$43.8K
SCHM icon
286
Schwab US Mid-Cap ETF
SCHM
$14.6B
$634K 0.05%
23,655
+1,212
+5% +$32.3K
CQQQ icon
287
Invesco China Technology ETF
CQQQ
$3.08B
$630K 0.05%
10,147
+1,344
+15% +$89.7K
QUAL icon
288
iShares MSCI USA Quality Factor ETF
QUAL
$46B
$623K 0.05%
4,281
-24
-0.6% -$3.39K
GM icon
289
General Motors
GM
$78.7B
$622K 0.05%
+10,602
New +$619K
SMMV icon
290
iShares MSCI USA Small-Cap Min Vol Factor ETF
SMMV
$289M
$617K 0.05%
15,777
– –
PBW icon
291
Invesco WilderHill Clean Energy ETF
PBW
$409M
$614K 0.05%
8,598
+985
+13% +$80.5K
GSLC icon
292
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$14.9B
$611K 0.05%
6,420
– –
PDP icon
293
Invesco Dorsey Wright Momentum ETF
PDP
$1.47B
$609K 0.05%
6,440
+150
+2% +$14.2K
OEF icon
294
iShares S&P 100 ETF
OEF
$19.8B
$605K 0.05%
2,761
-611
-18% -$130K
AMAT icon
295
Applied Materials
AMAT
$410B
$603K 0.05%
3,834
-687
-15% -$99.5K
COIN icon
296
Coinbase
COIN
$44.1B
$599K 0.05%
2,372
-154
-6% -$44.8K
EZU icon
297
iShare MSCI Eurozone ETF
EZU
$9.45B
$597K 0.05%
12,172
+2
+0% +$98
SO icon
298
Southern Company
SO
$109B
$596K 0.05%
8,684
-653
-7% -$41.6K
BKLN icon
299
Invesco Senior Loan ETF
BKLN
$6.97B
$595K 0.05%
26,939
+89
+0.3% +$1.96K
IMCG icon
300
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.95B
$589K 0.05%
8,048
-48
-0.6% -$3.49K
10 11
12
13 14

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NWAM LLC's Q4 2021 Portfolio in Review

As of Q4 2021, NWAM LLC held 539 positions worth $1.26B, up 15% from $1.1B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

NWAM LLC deployed $80.8M of net new capital in Q4 2021, opening 46 new positions and adding to 268 existing holdings. Its largest new stake was NeueHealth: 16,774 shares worth $4.62M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $13.1M trimmed.

  • NWAM LLC's largest Q4 2021 buy was NeueHealth: 16,774 shares worth $4.62M.
  • NWAM LLC added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $6.59M increase.
  • NWAM LLC's biggest Q4 2021 reduction was Invesco QQQ Trust, cutting an estimated $13.1M.
  • NWAM LLC fully exited Quadratic Interest Rate Volatility and Inflation Hedge ETF in Q4 2021, selling an estimated $1.2M.
  • NWAM LLC's ten largest holdings make up 30% of its $1.26B portfolio in Q4 2021.
  • NWAM LLC opened 46 new positions and closed 34 in Q4 2021.
  • NWAM LLC's portfolio value rose 15% quarter-over-quarter to $1.26B.

Based on NWAM LLC's 13F filing for Q4 2021, filed 10 Feb 2022.