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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-0.02%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1.1B
AUM Growth
+$24.8M
Cap. Flow
+$33.3M
Cap. Flow %
3.02%
Top 10 Hldgs %
28.92%
Holding
522
New
54
Increased
225
Reduced
177
Closed
29

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.9M
2
OIH icon
VanEck Oil Services ETF
OIH
+$3.11M
3
AAPL icon
Apple
AAPL
+$3.03M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$3.01M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$2.95M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$9.28M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.52M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$3.39M
4
MSFT icon
Microsoft
MSFT
+$3.23M
5
GDX icon
VanEck Gold Miners ETF
GDX
+$3.02M

Sector Composition

Rank Sector Weight
1 Technology 16.06%
2 Financials 4.96%
3 Consumer Discretionary 4.8%
4 Industrials 4.71%
5 Communication Services 3.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RIO icon
276
Rio Tinto
RIO
$150B
$612K 0.06%
9,161
-32,619
-78% -$2.55M
ILCV icon
277
iShares Morningstar Value ETF
ILCV
$1.31B
$610K 0.06%
+9,590
New +$627K
NAC icon
278
Nuveen California Quality Municipal Income Fund
NAC
$1.83B
$607K 0.06%
+38,684
New +$616K
NXTG icon
279
First Trust Indxx NextG ETF
NXTG
$539M
$607K 0.06%
7,960
+113
+1% +$8.77K
IYH icon
280
iShares US Healthcare ETF
IYH
$3.38B
$601K 0.05%
10,885
+500
+5% +$28.6K
DOW icon
281
Dow Inc
DOW
$20.8B
$599K 0.05%
10,407
-932
-8% -$57.1K
SUB icon
282
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$598K 0.05%
5,562
-124
-2% -$13.4K
BKLN icon
283
Invesco Senior Loan ETF
BKLN
$6.97B
$594K 0.05%
26,850
-264
-1% -$5.84K
EMQQ icon
284
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$265M
$592K 0.05%
11,940
– –
PBW icon
285
Invesco WilderHill Clean Energy ETF
PBW
$409M
$588K 0.05%
7,613
+16
+0.2% +$1.31K
EZU icon
286
iShare MSCI Eurozone ETF
EZU
$9.45B
$586K 0.05%
12,170
+97
+0.8% +$4.85K
SMMV icon
287
iShares MSCI USA Small-Cap Min Vol Factor ETF
SMMV
$289M
$585K 0.05%
15,777
-170
-1% -$6.44K
AMAT icon
288
Applied Materials
AMAT
$410B
$582K 0.05%
4,521
+295
+7% +$40.1K
VOE icon
289
Vanguard Mid-Cap Value ETF
VOE
$23.8B
$582K 0.05%
4,171
+18
+0.4% +$2.56K
MDB icon
290
MongoDB
MDB
$24.9B
$580K 0.05%
1,230
-200
-14% -$80.6K
CQQQ icon
291
Invesco China Technology ETF
CQQQ
$3.08B
$579K 0.05%
8,803
– –
SO icon
292
Southern Company
SO
$109B
$579K 0.05%
9,337
-780
-8% -$50.2K
ADP icon
293
Automatic Data Processing
ADP
$102B
$575K 0.05%
2,878
-25
-0.9% -$5.15K
COIN icon
294
Coinbase
COIN
$44.1B
$575K 0.05%
2,526
+829
+49% +$204K
CRWD icon
295
CrowdStrike
CRWD
$183B
$575K 0.05%
9,360
+680
+8% +$43.9K
SCHM icon
296
Schwab US Mid-Cap ETF
SCHM
$14.6B
$573K 0.05%
22,443
+21
+0.1% +$549
QUAL icon
297
iShares MSCI USA Quality Factor ETF
QUAL
$46B
$567K 0.05%
4,305
+1,977
+85% +$272K
SNAP icon
298
Snap
SNAP
$7.6B
$567K 0.05%
7,674
+42
+0.6% +$3.03K
PDP icon
299
Invesco Dorsey Wright Momentum ETF
PDP
$1.47B
$563K 0.05%
6,290
– –
NET icon
300
Cloudflare
NET
$94.3B
$559K 0.05%
4,964
-119
-2% -$14.2K
10 11
12
13 14

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NWAM LLC's Q3 2021 Portfolio in Review

As of Q3 2021, NWAM LLC held 522 positions worth $1.1B, up 2.3% from $1.08B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

NWAM LLC deployed $33.3M of net new capital in Q3 2021, opening 54 new positions and adding to 225 existing holdings. Its largest new stake was Teck Resources: 107,826 shares worth $2.69M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $9.28M trimmed.

  • NWAM LLC's largest Q3 2021 buy was Teck Resources: 107,826 shares worth $2.69M.
  • NWAM LLC added most to iShares Core S&P 500 ETF in Q3 2021, an estimated $16.9M increase.
  • NWAM LLC's biggest Q3 2021 reduction was iShares S&P 500 Growth ETF, cutting an estimated $9.28M.
  • NWAM LLC fully exited Vanguard Long-Term Bond ETF in Q3 2021, selling an estimated $1.67M.
  • NWAM LLC's ten largest holdings make up 29% of its $1.1B portfolio in Q3 2021.
  • NWAM LLC opened 54 new positions and closed 29 in Q3 2021.
  • NWAM LLC's portfolio value rose 2.3% quarter-over-quarter to $1.1B.

Based on NWAM LLC's 13F filing for Q3 2021, filed 3 Nov 2021.