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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-1.03%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$396M
AUM Growth
+$971K
Cap. Flow
+$7.15M
Cap. Flow %
1.81%
Top 10 Hldgs %
24.4%
Holding
364
New
41
Increased
115
Reduced
156
Closed
22

Top Buys

Rank Stock Value
1
CNXM
CNX Midstream Partners LP
CNXM
+$1.23M
2
AADR icon
AdvisorShares Dorsey Wright ADR ETF
AADR
+$1.2M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$1.12M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$925K
5
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$830K

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$871K
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$788K
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$755K
4
META icon
Meta Platforms (Facebook)
META
+$747K
5
QQQ icon
Invesco QQQ Trust
QQQ
+$673K

Sector Composition

Rank Sector Weight
1 Technology 9.48%
2 Financials 6.75%
3 Industrials 5.43%
4 Consumer Discretionary 4.4%
5 Healthcare 3.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PARAA
276
DELISTED
Paramount Global Class A
PARAA
$249K 0.06%
4,840
+801
+20% +$44.1K
ITW icon
277
Illinois Tool Works
ITW
$81.4B
$248K 0.06%
1,581
-51
-3% -$8.47K
TRQ
278
DELISTED
Turquoise Hill Resources Ltd
TRQ
$247K 0.06%
8,052
-237
-3% -$7.48K
SCHG icon
279
Schwab US Large-Cap Growth ETF
SCHG
$58.5B
$245K 0.06%
27,368
-3,776
-12% -$34.8K
UYG icon
280
ProShares Ultra Financials
UYG
$811M
$242K 0.06%
5,901
+573
+11% +$25.1K
GD icon
281
General Dynamics
GD
$105B
$241K 0.06%
1,089
-38
-3% -$8.27K
IWB icon
282
iShares Russell 1000 ETF
IWB
$47.7B
$240K 0.06%
1,631
+99
+6% +$15K
TWTR
283
DELISTED
Twitter, Inc.
TWTR
$237K 0.06%
8,183
-9,615
-54% -$282K
FAM
284
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$236K 0.06%
20,696
-169
-0.8% -$1.95K
MQY icon
285
BlackRock MuniYield Quality Fund
MQY
$807M
$234K 0.06%
16,650
– –
SYK icon
286
Stryker
SYK
$127B
$234K 0.06%
1,454
-8
-0.5% -$1.29K
BNS icon
287
Scotiabank
BNS
$106B
$233K 0.06%
3,770
-200
-5% -$12.7K
CSX icon
288
CSX Corp
CSX
$98.6B
$232K 0.06%
12,486
– –
USMV icon
289
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$231K 0.06%
4,439
+300
+7% +$15.9K
SCHX icon
290
Schwab US Large- Cap ETF
SCHX
$70.9B
$226K 0.06%
21,498
+210
+1% +$2.28K
MDT icon
291
Medtronic
MDT
$107B
$222K 0.06%
2,770
+203
+8% +$16.7K
FXI icon
292
iShares China Large-Cap ETF
FXI
$4.31B
$217K 0.05%
4,601
+100
+2% +$4.91K
DGS icon
293
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.7B
$214K 0.05%
3,963
-70
-2% -$3.79K
AIG icon
294
American International
AIG
$41.9B
$213K 0.05%
3,920
+31
+0.8% +$1.83K
WMT icon
295
Walmart Inc
WMT
$871B
$213K 0.05%
7,188
-702
-9% -$22.6K
ALK icon
296
Alaska Air
ALK
$5.15B
$212K 0.05%
3,414
+503
+17% +$33.4K
LUMN icon
297
Lumen
LUMN
$6.53B
$212K 0.05%
12,898
+47
+0.4% +$815
JHS
298
John Hancock Income Securities Trust
JHS
$126M
$211K 0.05%
14,925
– –
RDS.B
299
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$211K 0.05%
3,213
-3,072
-49% -$207K
LOPE icon
300
Grand Canyon Education
LOPE
$3.71B
$208K 0.05%
+1,985
New +$192K
10 11
12
13 14

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NWAM LLC's Q1 2018 Portfolio in Review

As of Q1 2018, NWAM LLC held 364 positions worth $396M, up 0.25% from $395M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

NWAM LLC's Q1 2018 filing shows 41 new, 115 increased, 156 reduced and 22 closed positions. Its largest new stake was CNX Midstream Partners LP: 64,773 shares worth $1.19M. The largest sale was iShares Russell 1000 Growth ETF, an estimated $871K.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, up from 9.3% a quarter earlier, followed by Financials and Industrials.

  • NWAM LLC's largest Q1 2018 buy was CNX Midstream Partners LP: 64,773 shares worth $1.19M.
  • NWAM LLC added most to AdvisorShares Dorsey Wright ADR ETF in Q1 2018, an estimated $1.2M increase.
  • NWAM LLC's biggest Q1 2018 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $871K.
  • NWAM LLC fully exited Waste Management in Q1 2018, selling an estimated $433K.
  • NWAM LLC's ten largest holdings make up 24% of its $396M portfolio in Q1 2018.
  • NWAM LLC opened 41 new positions and closed 22 in Q1 2018.
  • NWAM LLC's portfolio value rose 0.25% quarter-over-quarter to $396M.

Based on NWAM LLC's 13F filing for Q1 2018, filed 16 Apr 2018.