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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$575M
AUM Growth
+$247M
Cap. Flow
+$27.4M
Cap. Flow %
4.77%
Top 10 Hldgs %
51.41%
Holding
347
New
38
Increased
116
Reduced
137
Closed
25

Top Buys

Rank Stock Value
1
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$5.63M
2
VV icon
Vanguard Large-Cap ETF
VV
+$3.59M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$2.97M
4
AMLP icon
Alerian MLP ETF
AMLP
+$2.65M
5
VO icon
Vanguard Mid-Cap ETF
VO
+$2.59M

Top Sells

Rank Stock Value
1
USB icon
US Bancorp
USB
+$2.93M
2
PG icon
Procter & Gamble
PG
+$1.06M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$1.03M
4
RITM icon
Rithm Capital
RITM
+$711K
5
SBUX icon
Starbucks
SBUX
+$576K

Sector Composition

Rank Sector Weight
1 Technology 5.39%
2 Financials 3.93%
3 Industrials 3.01%
4 Healthcare 2.66%
5 Consumer Discretionary 2.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVE icon
276
iShares S&P 500 Value ETF
IVE
$48.8B
$216K 0.04%
2,062
-276
-12% -$28.8K
BNS icon
277
Scotiabank
BNS
$109B
$215K 0.04%
+3,570
New +$205K
DIA icon
278
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.9B
$215K 0.04%
+1,008
New +$211K
NATI
279
DELISTED
National Instruments Corp
NATI
$215K 0.04%
+5,348
New +$195K
AGU
280
DELISTED
Agrium
AGU
$215K 0.04%
2,377
-119
-5% -$11K
UPS icon
281
United Parcel Service
UPS
$97B
$214K 0.04%
1,937
+49
+3% +$5.24K
KMB icon
282
Kimberly-Clark
KMB
$35.9B
$213K 0.04%
1,649
-484
-23% -$63K
CIM
283
Chimera Investment
CIM
$1.07B
$212K 0.04%
3,795
-333
-8% -$19.3K
FNDC icon
284
Schwab Fundamental International Small Company Index ETF
FNDC
$3B
$211K 0.04%
+6,446
New +$206K
IGR
285
CBRE Global Real Estate Income Fund
IGR
$712M
$211K 0.04%
+27,314
New +$208K
EMR icon
286
Emerson Electric
EMR
$77.3B
$210K 0.04%
3,514
-610
-15% -$36.2K
NAC icon
287
Nuveen California Quality Municipal Income Fund
NAC
$1.87B
$209K 0.04%
+13,874
New +$205K
GASS icon
288
StealthGas
GASS
$326M
$206K 0.04%
63,275
-1,350
-2% -$4.5K
LQD icon
289
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$35B
$202K 0.04%
1,676
-416
-20% -$49.7K
MDLZ icon
290
Mondelez International
MDLZ
$77.3B
$200K 0.03%
4,635
-402
-8% -$18.1K
NSL
291
DELISTED
NUVEEN SENIOR INCM FD
NSL
$200K 0.03%
+29,289
New +$202K
AMD icon
292
Advanced Micro Devices
AMD
$832B
$195K 0.03%
15,617
+3,750
+32% +$45.8K
NMFC icon
293
New Mountain Finance
NMFC
$665M
$189K 0.03%
13,000
-1,000
-7% -$14.6K
VGM icon
294
Invesco Trust Investment Grade Municipals
VGM
$567M
$189K 0.03%
14,070
– –
JMM icon
295
Nuveen Multi-Market Income Fund
JMM
$55M
$176K 0.03%
23,564
+11,050
+88% +$82.9K
RBBN icon
296
Ribbon Communications
RBBN
$389M
$172K 0.03%
23,065
-1,950
-8% -$14.4K
TWI icon
297
Titan International
TWI
$485M
$172K 0.03%
14,355
-850
-6% -$9.16K
PMO
298
Franklin Municipal Opportunities Trust
PMO
$294M
$165K 0.03%
13,172
– –
PFX icon
299
PhenixFIN
PFX
$83.1M
$160K 0.03%
1,255
-375
-23% -$51K
JPC icon
300
Nuveen Preferred & Income Opportunities Fund
JPC
$2.92B
$152K 0.03%
14,611
+2,661
+22% +$27K
10 11
12
13 14

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PAIM
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NWAM LLC's Q2 2017 Portfolio in Review

As of Q2 2017, NWAM LLC held 347 positions worth $575M, up 75% from $328M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

NWAM LLC deployed $27.4M of net new capital in Q2 2017, opening 38 new positions and adding to 116 existing holdings. Its largest new stake was Vanguard High Dividend Yield ETF: 72,348 shares worth $5.66M.

By sector, the portfolio is most concentrated in Technology at 5.4% of assets, down from 9.4% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was US Bancorp, an estimated $2.93M trimmed.

  • NWAM LLC's largest Q2 2017 buy was Vanguard High Dividend Yield ETF: 72,348 shares worth $5.66M.
  • NWAM LLC added most to Vanguard Real Estate ETF in Q2 2017, an estimated $2.97M increase.
  • NWAM LLC's biggest Q2 2017 reduction was US Bancorp, cutting an estimated $2.93M.
  • NWAM LLC fully exited Paramount Global Class A in Q2 2017, selling an estimated $498K.
  • NWAM LLC's ten largest holdings make up 51% of its $575M portfolio in Q2 2017.
  • NWAM LLC opened 38 new positions and closed 25 in Q2 2017.
  • NWAM LLC's portfolio value rose 75% quarter-over-quarter to $575M.

Based on NWAM LLC's 13F filing for Q2 2017, filed 27 Jul 2017.