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NWAM LLC Portfolio holdings

AUM $1.23B
This Quarter Return
+2.23%
1 Year Return
+22.34%
3 Year Return
+89.7%
5 Year Return
+147.55%
10 Year Return
+197.14%
AUM
$291M
AUM Growth
+$291M
Cap. Flow
+$101M
Cap. Flow %
34.79%
Top 10 Hldgs %
23.13%
Holding
299
New
121
Increased
110
Reduced
35
Closed
30

Top Buys

1
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
$6.13M
2
FLC
Flaherty & Crumrine Total Return Fund
FLC
$5.39M
3
ERC
Allspring Multi-Sector Income Fund
ERC
$5.33M
4
AAPL icon
Apple
AAPL
$3.91M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
$3.44M

Top Sells

1
QQQ icon
Invesco QQQ Trust
QQQ
$2.44M
2
DLS icon
WisdomTree International SmallCap Dividend Fund
DLS
$2.21M
3
MDY icon
SPDR S&P MidCap 400 ETF Trust
MDY
$2.2M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$2.18M
5
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
$2.02M

Sector Composition

1 Technology 10.58%
2 Financials 8.79%
3 Industrials 6.42%
4 Consumer Discretionary 5.25%
5 Healthcare 5.19%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GSG icon
276
iShares S&P GSCI Commodity-Indexed Trust
GSG
$1.06B
– –
-21,775
Closed -$701K
ICF icon
277
iShares Select U.S. REIT ETF
ICF
$1.9B
– –
-4,668
Closed -$349K
LGL icon
278
LGL Group
LGL
$35M
– –
-12,650
Closed -$1K
NAN icon
279
Nuveen New York Quality Municipal Income Fund
NAN
$339M
– –
-13,025
Closed -$131K
PIE icon
280
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$117M
– –
-93,443
Closed -$1.7M
PIZ icon
281
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$411M
– –
-59,639
Closed -$1.58M
PZG icon
282
Paramount Gold Nevada
PZG
$75M
– –
-30,000
Closed -$28K
TSN icon
283
Tyson Foods
TSN
$20.1B
– –
-6,016
Closed -$201K
VOT icon
284
Vanguard Mid-Cap Growth ETF
VOT
$17.5B
– –
-2,928
Closed -$264K
XLK icon
285
Technology Select Sector SPDR Fund
XLK
$83.1B
– –
-34,387
Closed -$1.23M
AMJ
286
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
– –
-4,801
Closed -$223K
NTC
287
DELISTED
Nuveen Connecticut Quality Municipal Income Fund
NTC
– –
-23,900
Closed -$239K
UWN
288
DELISTED
Nevada Gold & Casinos, Ltd.
UWN
– –
-17,000
Closed -$23K
RSO
289
DELISTED
Resource Capital Corp.
RSO
– –
-4,025
Closed -$270K
MILL
290
DELISTED
MILLER ENERGY RESOURCES, INC COM STK
MILL
– –
-13,050
Closed -$313K
CIMT
291
DELISTED
CIMATRON LTD ORD SHS
CIMT
– –
-16,525
Closed -$149K
TIBX
292
DELISTED
TIBCO SOFTWARE INC
TIBX
– –
-10,500
Closed -$236K
KMP
293
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
– –
-3,842
Closed -$310K
NGX
294
DELISTED
NUVEEN MASS AMT-FREE MUNI INC FD
NGX
– –
-11,700
Closed -$117K
ACAS
295
DELISTED
American Capital Ltd
ACAS
– –
-11,657
Closed -$182K
OB
296
DELISTED
Onebeacon Insurance Group Ltd
OB
– –
-16,540
Closed -$262K
NKG
297
DELISTED
Nuveen Georgia Quality Municipal Income Fund
NKG
– –
-34,100
Closed -$341K
NMY
298
DELISTED
Nuveen Maryland Quality Municipal Income Fund
NMY
– –
-55,000
Closed -$551K
S
299
DELISTED
Sprint Corporation
S
– –
-89,698
Closed -$964K
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