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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+8.21%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$986M
AUM Growth
-$143M
Cap. Flow
-$209M
Cap. Flow %
-21.19%
Top 10 Hldgs %
31.33%
Holding
563
New
50
Increased
141
Reduced
263
Closed
84

Top Buys

Rank Stock Value
1
AVXL icon
Anavex Life Sciences
AVXL
+$5.47M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$4.03M
3
VTNR
Vertex Energy, Inc
VTNR
+$4.02M
4
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.89M
5
UNG icon
United States Natural Gas Fund
UNG
+$3.48M

Top Sells

Rank Stock Value
1
VTV icon
Vanguard Value ETF
VTV
+$13.1M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$12M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$10.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$6.24M
5
AAPL icon
Apple
AAPL
+$6.17M

Sector Composition

Rank Sector Weight
1 Technology 16.89%
2 Healthcare 5.83%
3 Industrials 5.31%
4 Energy 4.39%
5 Financials 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FHLC icon
251
Fidelity MSCI Health Care Index ETF
FHLC
$3.37B
$562K 0.06%
9,135
+3,223
+55% +$200K
DFIC icon
252
Dimensional International Core Equity 2 ETF
DFIC
$14.6B
$558K 0.06%
23,184
+664
+3% +$15.8K
BMO icon
253
Bank of Montreal
BMO
$127B
$558K 0.06%
6,260
-263
-4% -$25K
ANSS
254
DELISTED
Ansys
ANSS
$557K 0.06%
1,673
+2
+0.1% +$564
ACN icon
255
Accenture
ACN
$101B
$553K 0.06%
1,936
-1,903
-50% -$519K
AVUS icon
256
Avantis US Equity ETF
AVUS
$13.9B
$553K 0.06%
7,801
+144
+2% +$10.2K
VPL icon
257
Vanguard FTSE Pacific ETF
VPL
$7.89B
$551K 0.06%
8,123
+52
+0.6% +$3.49K
SPYD icon
258
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.78B
$550K 0.06%
14,470
+499
+4% +$19.9K
AZN icon
259
AstraZeneca
AZN
$267B
$545K 0.06%
3,927
-100
-2% -$13.5K
XLC icon
260
State Street Communication Services Select Sector SPDR ETF
XLC
$22.6B
$543K 0.06%
+9,365
New +$509K
CVS icon
261
CVS Health
CVS
$140B
$542K 0.06%
7,300
+67
+0.9% +$5.62K
SCHM icon
262
Schwab US Mid-Cap ETF
SCHM
$14.5B
$539K 0.05%
23,835
-1,008
-4% -$23.2K
CQQQ icon
263
Invesco China Technology ETF
CQQQ
$3B
$535K 0.05%
11,487
– –
FAST icon
264
Fastenal
FAST
$55.2B
$534K 0.05%
19,784
-89,214
-82% -$2.29M
BOH icon
265
Bank of Hawaii
BOH
$3.17B
$527K 0.05%
10,112
+112
+1% +$7.86K
IFRA icon
266
iShares US Infrastructure ETF
IFRA
$4.56B
$525K 0.05%
14,071
+1,320
+10% +$49.9K
EMQQ icon
267
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$268M
$522K 0.05%
16,261
– –
GSLC icon
268
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15B
$521K 0.05%
6,420
– –
ZTS icon
269
Zoetis
ZTS
$32.5B
$519K 0.05%
+3,119
New +$511K
SCHA icon
270
Schwab U.S Small- Cap ETF
SCHA
$22.2B
$516K 0.05%
24,616
-2,012
-8% -$43.2K
GS icon
271
Goldman Sachs
GS
$305B
$514K 0.05%
1,572
+390
+33% +$136K
ABT icon
272
Abbott
ABT
$187B
$514K 0.05%
5,071
-7,555
-60% -$798K
NOW icon
273
ServiceNow
NOW
$114B
$513K 0.05%
5,515
+220
+4% +$19.2K
CMI icon
274
Cummins
CMI
$88.5B
$512K 0.05%
2,142
+107
+5% +$26.1K
ARKK icon
275
ARK Innovation ETF
ARKK
$5.74B
$511K 0.05%
12,676
-27,484
-68% -$1.05M
9 10
11
12 13

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NWAM LLC's Q1 2023 Portfolio in Review

As of Q1 2023, NWAM LLC held 563 positions worth $986M, down 13% from $1.13B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

NWAM LLC withdrew a net $209M in Q1 2023, closing 84 positions and reducing 263 holdings. Its most notable exit was Vanguard International High Dividend Yield ETF, an estimated $4.32M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 14% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, NWAM LLC opened a new position in Anavex Life Sciences worth $4.7M.

  • NWAM LLC's largest Q1 2023 buy was Anavex Life Sciences: 548,237 shares worth $4.7M.
  • NWAM LLC added most to iShares MSCI USA Quality Factor ETF in Q1 2023, an estimated $4.03M increase.
  • NWAM LLC's biggest Q1 2023 reduction was Vanguard Value ETF, cutting an estimated $13.1M.
  • NWAM LLC fully exited Vanguard International High Dividend Yield ETF in Q1 2023, selling an estimated $4.32M.
  • NWAM LLC's ten largest holdings make up 31% of its $986M portfolio in Q1 2023.
  • NWAM LLC opened 50 new positions and closed 84 in Q1 2023.
  • NWAM LLC's portfolio value fell 13% quarter-over-quarter to $986M.

Based on NWAM LLC's 13F filing for Q1 2023, filed 12 May 2023.