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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-4.62%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1.05B
AUM Growth
-$34.4M
Cap. Flow
+$31.9M
Cap. Flow %
3.04%
Top 10 Hldgs %
29.25%
Holding
547
New
35
Increased
193
Reduced
231
Closed
66

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.22M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$4.97M
3
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$3.89M
4
PXD
Pioneer Natural Resource Co.
PXD
+$3.84M
5
GE icon
GE Aerospace
GE
+$3.48M

Top Sells

Rank Stock Value
1
CMDY icon
iShares Bloomberg Roll Select Commodity Strategy ETF
CMDY
+$1.95M
2
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$1.86M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$1.58M
4
FALN icon
iShares Fallen Angels USD Bond ETF
FALN
+$1.28M
5
NEUE
NeueHealth
NEUE
+$1.22M

Sector Composition

Rank Sector Weight
1 Technology 15.38%
2 Healthcare 4.87%
3 Industrials 4.82%
4 Financials 4.03%
5 Consumer Discretionary 3.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FAX
251
abrdn Asia-Pacific Income Fund
FAX
$597M
$667K 0.06%
44,142
-828
-2% -$13.8K
CAT icon
252
Caterpillar
CAT
$402B
$663K 0.06%
4,044
+367
+10% +$67K
AWF
253
AllianceBernstein Global High Income Fund
AWF
$868M
$662K 0.06%
74,495
-2,149
-3% -$21.4K
SHYG icon
254
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.6B
$653K 0.06%
16,352
+10,313
+171% +$426K
IMCB icon
255
iShares Morningstar Mid-Cap ETF
IMCB
$1.66B
$652K 0.06%
12,093
-1,778
-13% -$106K
AVDE icon
256
Avantis International Equity ETF
AVDE
$17.9B
$650K 0.06%
14,242
-4,277
-23% -$218K
IBUY icon
257
Amplify Online Retail ETF
IBUY
$110M
$649K 0.06%
16,410
-5
-0% -$231
DFIV icon
258
Dimensional International Value ETF
DFIV
$20.9B
$647K 0.06%
25,107
+14,744
+142% +$421K
PCN
259
PIMCO Corporate & Income Strategy Fund
PCN
$869M
$647K 0.06%
54,634
-538
-1% -$7.2K
ICSH icon
260
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.06B
$641K 0.06%
12,820
+3,563
+38% +$178K
IUSV icon
261
iShares Core S&P US Value ETF
IUSV
$27.3B
$639K 0.06%
10,213
-314
-3% -$21.7K
CMDY icon
262
iShares Bloomberg Roll Select Commodity Strategy ETF
CMDY
$556M
$636K 0.06%
11,555
-33,761
-75% -$1.95M
NEUE
263
DELISTED
NeueHealth
NEUE
$635K 0.06%
7,556
-9,218
-55% -$1.22M
ARKF icon
264
ARK Blockchain & Fintech Innovation ETF
ARKF
$742M
$634K 0.06%
41,163
-145
-0.4% -$2.58K
HEFA icon
265
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.51B
$629K 0.06%
21,030
+513
+3% +$16.4K
HASI icon
266
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.91B
$627K 0.06%
20,965
-70
-0.3% -$2.61K
VGK icon
267
Vanguard FTSE Europe ETF
VGK
$30.1B
$625K 0.06%
13,536
-830
-6% -$43.3K
CVS icon
268
CVS Health
CVS
$137B
$624K 0.06%
6,548
-973
-13% -$96.3K
BX icon
269
Blackstone
BX
$106B
$622K 0.06%
7,427
-158
-2% -$15.3K
F icon
270
Ford
F
$58.5B
$607K 0.06%
54,201
+3,689
+7% +$51.6K
SCHG icon
271
Schwab US Large-Cap Growth ETF
SCHG
$58.8B
$607K 0.06%
43,480
-10,716
-20% -$168K
SCHZ icon
272
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$603K 0.06%
26,594
+5,034
+23% +$120K
FXZ icon
273
First Trust Materials AlphaDEX Fund
FXZ
$373M
$593K 0.06%
11,432
+1
+0% +$59
AMD icon
274
Advanced Micro Devices
AMD
$807B
$589K 0.06%
9,304
-2,183
-19% -$186K
HDV
275
iShares Core High Dividend ETF
HDV
$14.5B
$585K 0.06%
32,040
-7,030
-18% -$142K
9 10
11
12 13

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LBC
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CAM
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SC
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BGM
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NWAM LLC's Q3 2022 Portfolio in Review

As of Q3 2022, NWAM LLC held 547 positions worth $1.05B, down 3.2% from $1.08B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

NWAM LLC deployed $31.9M of net new capital in Q3 2022, opening 35 new positions and adding to 193 existing holdings. Its largest new stake was JPMorgan Ultra-Short Municipal Income ETF: 76,972 shares worth $3.87M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was iShares Bloomberg Roll Select Commodity Strategy ETF, an estimated $1.95M trimmed.

  • NWAM LLC's largest Q3 2022 buy was JPMorgan Ultra-Short Municipal Income ETF: 76,972 shares worth $3.87M.
  • NWAM LLC added most to iShares Core S&P 500 ETF in Q3 2022, an estimated $5.22M increase.
  • NWAM LLC's biggest Q3 2022 reduction was iShares Bloomberg Roll Select Commodity Strategy ETF, cutting an estimated $1.95M.
  • NWAM LLC fully exited Newmont in Q3 2022, selling an estimated $1.04M.
  • NWAM LLC's ten largest holdings make up 29% of its $1.05B portfolio in Q3 2022.
  • NWAM LLC opened 35 new positions and closed 66 in Q3 2022.
  • NWAM LLC's portfolio value fell 3.2% quarter-over-quarter to $1.05B.

Based on NWAM LLC's 13F filing for Q3 2022, filed 14 Nov 2022.