We are live on ! Find out more
NL

NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+8.94%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1.26B
AUM Growth
+$162M
Cap. Flow
+$80.8M
Cap. Flow %
6.38%
Top 10 Hldgs %
30.1%
Holding
539
New
46
Increased
268
Reduced
160
Closed
34

Top Buys

Rank Stock Value
1
NEUE
NeueHealth
NEUE
+$7.74M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.59M
3
MSFT icon
Microsoft
MSFT
+$4.26M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$4.15M
5
ANET icon
Arista Networks
ANET
+$4.02M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$13.1M
2
PYPL icon
PayPal
PYPL
+$3.9M
3
SE icon
Sea Limited
SE
+$3.45M
4
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$2.89M
5
OIH icon
VanEck Oil Services ETF
OIH
+$2.45M

Sector Composition

Rank Sector Weight
1 Technology 18.66%
2 Healthcare 5.11%
3 Consumer Discretionary 4.5%
4 Financials 4.35%
5 Industrials 4.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IPAC icon
251
iShares Core MSCI Pacific ETF
IPAC
$2.63B
$780K 0.06%
12,209
+1,785
+17% +$117K
NOW icon
252
ServiceNow
NOW
$109B
$780K 0.06%
6,005
+3,930
+189% +$516K
NTR icon
253
Nutrien
NTR
$32.4B
$754K 0.06%
10,025
-446
-4% -$31.2K
ANSS
254
DELISTED
Ansys
ANSS
$753K 0.06%
+1,877
New +$721K
XLU icon
255
State Street Utilities Select Sector SPDR ETF
XLU
$23.5B
$751K 0.06%
20,972
+1,014
+5% +$34.2K
ETN icon
256
Eaton
ETN
$155B
$747K 0.06%
4,321
-259
-6% -$42.9K
IWN icon
257
iShares Russell 2000 Value ETF
IWN
$14.4B
$747K 0.06%
4,496
-629
-12% -$105K
SUB icon
258
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$744K 0.06%
6,929
+1,367
+25% +$147K
NEE icon
259
NextEra Energy
NEE
$185B
$739K 0.06%
7,919
+1,204
+18% +$104K
TGT icon
260
Target
TGT
$63.7B
$739K 0.06%
3,194
-32
-1% -$7.78K
JCI icon
261
Johnson Controls International
JCI
$87.5B
$737K 0.06%
9,059
+11
+0.1% +$832
NTRA icon
262
Natera
NTRA
$37B
$733K 0.06%
7,850
-100
-1% -$10.4K
SCHA icon
263
Schwab U.S Small- Cap ETF
SCHA
$22.4B
$732K 0.06%
28,604
+508
+2% +$13.1K
CMI icon
264
Cummins
CMI
$91.3B
$726K 0.06%
3,325
-5,050
-60% -$1.15M
BTZ icon
265
BlackRock Credit Allocation Income Trust
BTZ
$931M
$719K 0.06%
47,773
-100,675
-68% -$1.52M
IXN icon
266
iShares Global Tech ETF
IXN
$8.27B
$716K 0.06%
11,121
-862
-7% -$53K
ICSH icon
267
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.06B
$708K 0.06%
14,050
+1,440
+11% +$72.6K
BMO icon
268
Bank of Montreal
BMO
$125B
$683K 0.05%
6,336
-98
-2% -$10.6K
PSX icon
269
Phillips 66
PSX
$83.3B
$682K 0.05%
9,406
-7,512
-44% -$568K
VGIT icon
270
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.7B
$676K 0.05%
10,176
– –
VOE icon
271
Vanguard Mid-Cap Value ETF
VOE
$23.8B
$670K 0.05%
4,457
+286
+7% +$42K
VXUS icon
272
Vanguard Total International Stock ETF
VXUS
$153B
$668K 0.05%
10,503
+2,592
+33% +$166K
ILCV icon
273
iShares Morningstar Value ETF
ILCV
$1.31B
$667K 0.05%
9,590
– –
DDOG icon
274
Datadog
DDOG
$89.7B
$664K 0.05%
3,727
+41
+1% +$6.96K
FNCL icon
275
Fidelity MSCI Financials Index ETF
FNCL
$2.37B
$664K 0.05%
+11,881
New +$671K
9 10
11
12 13

Similar funds

RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
LGM
Logos Global Management San Francisco, California $2B AUM 444.09% 1-Year Est. Return
MYAM
Meiji Yasuda Asset Management Tokyo, Japan $2B AUM 22.52% 1-Year Est. Return
LBC
Lowe Brockenbrough & Co Richmond, Virginia $2.01B AUM 22.05% 1-Year Est. Return
C
Consulta London, United Kingdom $2.01B AUM 16.82% 1-Year Est. Return
CAM
Cormorant Asset Management Boston, Massachusetts $1.99B AUM 737.95% 1-Year Est. Return
SC
Syon Capital San Francisco, California $1.99B AUM 22.67% 1-Year Est. Return
BGM
Burkehill Global Management New York $2.02B AUM 85.32% 1-Year Est. Return

NWAM LLC's Q4 2021 Portfolio in Review

As of Q4 2021, NWAM LLC held 539 positions worth $1.26B, up 15% from $1.1B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

NWAM LLC deployed $80.8M of net new capital in Q4 2021, opening 46 new positions and adding to 268 existing holdings. Its largest new stake was NeueHealth: 16,774 shares worth $4.62M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $13.1M trimmed.

  • NWAM LLC's largest Q4 2021 buy was NeueHealth: 16,774 shares worth $4.62M.
  • NWAM LLC added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $6.59M increase.
  • NWAM LLC's biggest Q4 2021 reduction was Invesco QQQ Trust, cutting an estimated $13.1M.
  • NWAM LLC fully exited Quadratic Interest Rate Volatility and Inflation Hedge ETF in Q4 2021, selling an estimated $1.2M.
  • NWAM LLC's ten largest holdings make up 30% of its $1.26B portfolio in Q4 2021.
  • NWAM LLC opened 46 new positions and closed 34 in Q4 2021.
  • NWAM LLC's portfolio value rose 15% quarter-over-quarter to $1.26B.

Based on NWAM LLC's 13F filing for Q4 2021, filed 10 Feb 2022.