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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+10.07%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$606M
AUM Growth
-$108M
Cap. Flow
-$158M
Cap. Flow %
-26.11%
Top 10 Hldgs %
33.46%
Holding
446
New
26
Increased
70
Reduced
122
Closed
198

Top Buys

Rank Stock Value
1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$3.98M
2
SHOP icon
Shopify
SHOP
+$3.62M
3
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$3.37M
4
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$2.78M
5
MOS icon
The Mosaic Company
MOS
+$2.77M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$25.5M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.55M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$5.5M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.62M
5
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$3.63M

Sector Composition

Rank Sector Weight
1 Technology 18.93%
2 Consumer Discretionary 6.02%
3 Industrials 4.84%
4 Financials 4.11%
5 Healthcare 3.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADP icon
251
Automatic Data Processing
ADP
$106B
– –
-2,904
Closed -$432K
ADSK icon
252
Autodesk
ADSK
$50.1B
– –
-1,212
Closed -$290K
AES icon
253
AES
AES
$10.6B
– –
-30,795
Closed -$446K
ALK icon
254
Alaska Air
ALK
$5.42B
– –
-10,590
Closed -$384K
AMAT icon
255
Applied Materials
AMAT
$378B
– –
-4,926
Closed -$298K
AMD icon
256
Advanced Micro Devices
AMD
$741B
– –
-8,989
Closed -$473K
AMGN icon
257
Amgen
AMGN
$212B
– –
-4,345
Closed -$1.02M
AMT icon
258
American Tower
AMT
$79.9B
– –
-937
Closed -$242K
ANIP icon
259
ANI Pharmaceuticals
ANIP
$1.84B
– –
-6,719
Closed -$217K
AON icon
260
Aon
AON
$81.4B
– –
-1,690
Closed -$325K
APD icon
261
Air Products & Chemicals
APD
$65.2B
– –
-1,145
Closed -$276K
AVGO icon
262
Broadcom
AVGO
$1.81T
– –
-19,060
Closed -$602K
BBN icon
263
BlackRock Taxable Municipal Bond Trust
BBN
$978M
– –
-64,601
Closed -$1.61M
BIP icon
264
Brookfield Infrastructure Partners
BIP
$19.3B
– –
-17,348
Closed -$475K
BMO icon
265
Bank of Montreal
BMO
$127B
– –
-6,685
Closed -$355K
BNS icon
266
Scotiabank
BNS
$108B
– –
-6,400
Closed -$264K
BRK.A icon
267
Berkshire Hathaway Class A
BRK.A
$1.1T
– –
-1
Closed -$267K
BX icon
268
Blackstone
BX
$107B
– –
-7,372
Closed -$418K
BYND icon
269
Beyond Meat
BYND
$279M
– –
-9,749
Closed -$1.31M
C icon
270
Citigroup
C
$222B
– –
-9,110
Closed -$466K
CAT icon
271
Caterpillar
CAT
$387B
– –
-4,350
Closed -$550K
CIEN icon
272
Ciena
CIEN
$49.6B
– –
-7,922
Closed -$429K
CIM
273
Chimera Investment
CIM
$1.06B
– –
-4,575
Closed -$132K
CLX icon
274
Clorox
CLX
$12.1B
– –
-5,744
Closed -$1.26M
CMF icon
275
iShares California Muni Bond ETF
CMF
$4.56B
– –
-5,344
Closed -$332K
9 10
11
12 13

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MYAM
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LBC
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C
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CAM
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SC
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BGM
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NWAM LLC's Q3 2020 Portfolio in Review

As of Q3 2020, NWAM LLC held 446 positions worth $606M, down 15% from $714M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

NWAM LLC withdrew a net $158M in Q3 2020, closing 198 positions and reducing 122 holdings. Its most notable exit was iShares US Treasury Bond ETF, an estimated $5.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, NWAM LLC opened a new position in Vanguard Short-Term Inflation-Protected Securities Index Fund worth $4.01M.

  • NWAM LLC's largest Q3 2020 buy was Vanguard Short-Term Inflation-Protected Securities Index Fund: 78,539 shares worth $4.01M.
  • NWAM LLC added most to Shopify in Q3 2020, an estimated $3.62M increase.
  • NWAM LLC's biggest Q3 2020 reduction was Apple, cutting an estimated $25.5M.
  • NWAM LLC fully exited iShares US Treasury Bond ETF in Q3 2020, selling an estimated $5.5M.
  • NWAM LLC's ten largest holdings make up 33% of its $606M portfolio in Q3 2020.
  • NWAM LLC opened 26 new positions and closed 198 in Q3 2020.
  • NWAM LLC's portfolio value fell 15% quarter-over-quarter to $606M.

Based on NWAM LLC's 13F filing for Q3 2020, filed 16 Oct 2020.