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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+1.48%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$534M
AUM Growth
+$32M
Cap. Flow
+$26.4M
Cap. Flow %
4.94%
Top 10 Hldgs %
27.46%
Holding
416
New
36
Increased
184
Reduced
117
Closed
22

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.48M
2
JNJ icon
Johnson & Johnson
JNJ
+$2.41M
3
XOM icon
ExxonMobil
XOM
+$1.79M
4
BYND icon
Beyond Meat
BYND
+$1.48M
5
ABT icon
Abbott
ABT
+$1.37M

Top Sells

Rank Stock Value
1
DVYE icon
iShares Emerging Markets Dividend ETF
DVYE
+$1.06M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$1.05M
3
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$1.03M
4
TAN icon
Invesco Solar ETF
TAN
+$632K
5
OUNZ icon
VanEck Merk Gold Trust
OUNZ
+$593K

Sector Composition

Rank Sector Weight
1 Technology 14.07%
2 Financials 5.59%
3 Industrials 4.91%
4 Consumer Discretionary 4.43%
5 Healthcare 3.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XMLV icon
251
Invesco S&P MidCap Low Volatility ETF
XMLV
$759M
$356K 0.07%
+6,763
New +$351K
PDP icon
252
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
$355K 0.07%
5,823
-525
-8% -$32.4K
PZZA icon
253
Papa John's
PZZA
$999M
$353K 0.07%
+6,735
New +$317K
MU icon
254
Micron Technology
MU
$1.04T
$351K 0.07%
8,198
-1,027
-11% -$46.4K
WELL icon
255
Welltower
WELL
$178B
$351K 0.07%
3,875
-227
-6% -$19.8K
GEL icon
256
Genesis Energy
GEL
$1.84B
$347K 0.06%
16,144
+865
+6% +$18.8K
IJT icon
257
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.22B
$346K 0.06%
3,882
-48
-1% -$4.33K
ZBRA icon
258
Zebra Technologies
ZBRA
$12.4B
$346K 0.06%
+1,678
New +$339K
SFL icon
259
SFL Corp
SFL
$1.59B
$345K 0.06%
24,606
-13,310
-35% -$179K
BX icon
260
Blackstone
BX
$104B
$340K 0.06%
6,955
-1,343
-16% -$65.5K
NVS icon
261
Novartis
NVS
$295B
$339K 0.06%
3,901
+661
+20% +$59.4K
DSM
262
BNY Mellon Strategic Municipal Bond Fund
DSM
$292M
$338K 0.06%
+40,213
New +$335K
MDT icon
263
Medtronic
MDT
$107B
$336K 0.06%
3,091
-86
-3% -$8.97K
JWN
264
DELISTED
Nordstrom
JWN
$332K 0.06%
9,862
+1,473
+18% +$45K
COMT icon
265
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.19B
$331K 0.06%
+10,505
New +$334K
PAYC icon
266
Paycom
PAYC
$6.78B
$329K 0.06%
1,572
– –
AON icon
267
Aon
AON
$77.3B
$327K 0.06%
1,690
– –
VGLT icon
268
Vanguard Long-Term Treasury ETF
VGLT
$10.1B
$326K 0.06%
3,714
-431
-10% -$36.8K
TWTR
269
DELISTED
Twitter, Inc.
TWTR
$326K 0.06%
7,908
+493
+7% +$20.1K
SMH icon
270
VanEck Semiconductor ETF
SMH
$67.6B
$316K 0.06%
+5,306
New +$307K
PARA
271
DELISTED
Paramount Global Class B
PARA
$314K 0.06%
7,786
-104
-1% -$4.87K
BRK.A icon
272
Berkshire Hathaway Class A
BRK.A
$1.07T
$312K 0.06%
1
– –
NEE icon
273
NextEra Energy
NEE
$187B
$311K 0.06%
5,344
+24
+0.5% +$1.3K
FTV icon
274
Fortive
FTV
$19B
$308K 0.06%
7,133
– –
APD icon
275
Air Products & Chemicals
APD
$66.3B
$307K 0.06%
1,383
+180
+15% +$40.5K
9 10
11
12 13

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NWAM LLC's Q3 2019 Portfolio in Review

As of Q3 2019, NWAM LLC held 416 positions worth $534M, up 6.4% from $502M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC deployed $26.4M of net new capital in Q3 2019, opening 36 new positions and adding to 184 existing holdings. Its largest new stake was Beyond Meat: 8,970 shares worth $1.33M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $1.05M trimmed.

  • NWAM LLC's largest Q3 2019 buy was Beyond Meat: 8,970 shares worth $1.33M.
  • NWAM LLC added most to Apple in Q3 2019, an estimated $2.48M increase.
  • NWAM LLC's biggest Q3 2019 reduction was iShares Russell 2000 ETF, cutting an estimated $1.05M.
  • NWAM LLC fully exited iShares Emerging Markets Dividend ETF in Q3 2019, selling an estimated $1.06M.
  • NWAM LLC's ten largest holdings make up 27% of its $534M portfolio in Q3 2019.
  • NWAM LLC opened 36 new positions and closed 22 in Q3 2019.
  • NWAM LLC's portfolio value rose 6.4% quarter-over-quarter to $534M.

Based on NWAM LLC's 13F filing for Q3 2019, filed 15 Oct 2019.