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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+3.78%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$502M
AUM Growth
+$38.7M
Cap. Flow
+$22.9M
Cap. Flow %
4.55%
Top 10 Hldgs %
27.02%
Holding
389
New
33
Increased
159
Reduced
119
Closed
9

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$2.08M
2
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$2.05M
3
PTH icon
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
+$1.95M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.55M
5
VTV icon
Vanguard Value ETF
VTV
+$1.27M

Top Sells

Rank Stock Value
1
IHI icon
iShares US Medical Devices ETF
IHI
+$1.74M
2
BND icon
Vanguard Total Bond Market
BND
+$826K
3
AAPL icon
Apple
AAPL
+$662K
4
ENLC
ENLINK MIDSTREAM, LLC
ENLC
+$500K
5
CY
Cypress Semiconductor
CY
+$358K

Sector Composition

Rank Sector Weight
1 Technology 13.02%
2 Financials 6.05%
3 Industrials 4.74%
4 Consumer Discretionary 4.47%
5 Communication Services 3.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PAYC icon
251
Paycom
PAYC
$6.78B
$356K 0.07%
1,572
-30
-2% -$6.16K
VTIP icon
252
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$355K 0.07%
7,197
+903
+14% +$44.2K
RIO icon
253
Rio Tinto
RIO
$148B
$352K 0.07%
5,650
-500
-8% -$30K
ARCC icon
254
Ares Capital
ARCC
$13.5B
$348K 0.07%
19,418
-43
-0.2% -$761
WFC icon
255
Wells Fargo
WFC
$261B
$341K 0.07%
7,207
+6
+0.1% +$281
VGLT icon
256
Vanguard Long-Term Treasury ETF
VGLT
$10.1B
$338K 0.07%
4,145
– –
GEL icon
257
Genesis Energy
GEL
$1.84B
$335K 0.07%
15,279
+13
+0.1% +$290
WELL icon
258
Welltower
WELL
$178B
$334K 0.07%
4,102
– –
CIEN icon
259
Ciena
CIEN
$55.3B
$333K 0.07%
8,091
+525
+7% +$20.2K
SHLX
260
DELISTED
Shell Midstream Partners, L.P.
SHLX
$332K 0.07%
+16,031
New +$329K
AON icon
261
Aon
AON
$77.3B
$326K 0.06%
1,690
– –
MOS icon
262
The Mosaic Company
MOS
$7.09B
$322K 0.06%
12,845
+2
+0% +$49
TDAY
263
USA Today Co
TDAY
$1.23B
$319K 0.06%
33,771
-666
-2% -$6.66K
BNS icon
264
Scotiabank
BNS
$106B
$318K 0.06%
5,855
– –
BRK.A icon
265
Berkshire Hathaway Class A
BRK.A
$1.07T
$318K 0.06%
1
– –
CHI
266
Calamos Convertible Opportunities and Income Fund
CHI
$1.02B
$317K 0.06%
30,193
+1,758
+6% +$18.3K
GPP
267
DELISTED
Green Plains Partners LP
GPP
$313K 0.06%
22,340
-2,940
-12% -$43.9K
MDT icon
268
Medtronic
MDT
$107B
$309K 0.06%
3,177
-155
-5% -$14.2K
FDX icon
269
FedEx
FDX
$74.5B
$307K 0.06%
1,870
– –
CMI icon
270
Cummins
CMI
$91.7B
$303K 0.06%
1,767
+434
+33% +$71.1K
FREL icon
271
Fidelity MSCI Real Estate Index ETF
FREL
$1.53B
$300K 0.06%
11,461
+2,884
+34% +$75.4K
NVS icon
272
Novartis
NVS
$295B
$296K 0.06%
3,240
-803
-20% -$68K
AA icon
273
Alcoa
AA
$11.7B
$293K 0.06%
12,513
– –
RDS.B
274
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$293K 0.06%
4,458
-300
-6% -$19.5K
SCHF icon
275
Schwab International Equity ETF
SCHF
$65.6B
$290K 0.06%
18,078
+960
+6% +$15.2K
9 10
11
12 13

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MYAM
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LBC
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CAM
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SC
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BGM
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NWAM LLC's Q2 2019 Portfolio in Review

As of Q2 2019, NWAM LLC held 389 positions worth $502M, up 8.3% from $464M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC deployed $22.9M of net new capital in Q2 2019, opening 33 new positions and adding to 159 existing holdings. Its largest new stake was First Trust Large Cap Value AlphaDEX Fund: 39,675 shares worth $2.07M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was Vanguard Total Bond Market, an estimated $826K trimmed.

  • NWAM LLC's largest Q2 2019 buy was First Trust Large Cap Value AlphaDEX Fund: 39,675 shares worth $2.07M.
  • NWAM LLC added most to iShares Russell 2000 ETF in Q2 2019, an estimated $2.08M increase.
  • NWAM LLC's biggest Q2 2019 reduction was Vanguard Total Bond Market, cutting an estimated $826K.
  • NWAM LLC fully exited iShares US Medical Devices ETF in Q2 2019, selling an estimated $1.74M.
  • NWAM LLC's ten largest holdings make up 27% of its $502M portfolio in Q2 2019.
  • NWAM LLC opened 33 new positions and closed 9 in Q2 2019.
  • NWAM LLC's portfolio value rose 8.3% quarter-over-quarter to $502M.

Based on NWAM LLC's 13F filing for Q2 2019, filed 18 Jul 2019.