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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+3.51%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$255M
AUM Growth
+$2.15M
Cap. Flow
-$7.72M
Cap. Flow %
-3.03%
Top 10 Hldgs %
27.48%
Holding
273
New
20
Increased
76
Reduced
121
Closed
21

Top Buys

Rank Stock Value
1
IBB icon
iShares Biotechnology ETF
IBB
+$609K
2
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$567K
3
BND icon
Vanguard Total Bond Market
BND
+$438K
4
BKLN icon
Invesco Senior Loan ETF
BKLN
+$416K
5
OEF icon
iShares S&P 100 ETF
OEF
+$406K

Top Sells

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$2.55M
2
CRHM
CRH Medical Corporation
CRHM
+$1.81M
3
MZF
Managed Duration Inv Grd Muni Fd
MZF
+$1.25M
4
XOM icon
ExxonMobil
XOM
+$797K
5
RITM icon
Rithm Capital
RITM
+$740K

Sector Composition

Rank Sector Weight
1 Technology 8.14%
2 Financials 5.68%
3 Industrials 4.64%
4 Communication Services 4.12%
5 Consumer Discretionary 3.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ONIT
251
Onity Group
ONIT
$344M
$24K 0.01%
950
-43
-4% -$1.33K
HTM
252
DELISTED
U.S. Geothermal Inc.
HTM
$8K ﹤0.01%
1,667
– –
AXP icon
253
American Express
AXP
$242B
– –
-4,898
Closed -$300K
EXEL icon
254
Exelixis
EXEL
$14.1B
– –
-57,000
Closed -$228K
GLD icon
255
CALL
SPDR Gold Trust
GLD
$130B
– –
-2,000
Closed -$236K
KO icon
256
Coca-Cola
KO
$351B
– –
-4,703
Closed -$218K
LYG icon
257
Lloyds Banking Group
LYG
$86.6B
– –
-16,070
Closed -$63K
MDT icon
258
Medtronic
MDT
$106B
– –
-3,570
Closed -$268K
PBR.A icon
259
Petrobras Class A
PBR.A
$103B
– –
-13,855
Closed -$63K
RTX icon
260
RTX Corp
RTX
$261B
– –
-3,259
Closed -$205K
SDS icon
261
CALL
ProShares UltraShort S&P500
SDS
$390M
– –
-100
Closed -$200K
SNOA icon
262
Sonoma Pharmaceuticals
SNOA
$5.79M
– –
-27
Closed -$23K
SPY icon
263
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$774B
– –
-1,500
Closed -$300K
STIP icon
264
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
– –
-2,044
Closed -$206K
TMUS icon
265
T-Mobile US
TMUS
$208B
– –
-17,810
Closed -$682K
CRHM
266
DELISTED
CRH Medical Corporation
CRHM
– –
-548,800
Closed -$1.81M
TRQ
267
DELISTED
Turquoise Hill Resources Ltd
TRQ
– –
-9,184
Closed -$233K
KOL
268
DELISTED
VanEck Vectors Coal ETF
KOL
– –
-8,473
Closed -$638K
PZE
269
DELISTED
Petrobras Argentina S A
PZE
– –
-25,772
Closed -$169K
NQU
270
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
– –
-12,399
Closed -$183K
NMA
271
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
– –
-31,550
Closed -$453K
VEDL
272
DELISTED
Vedanta Limited American Depostary Shares (Each representing four equity shares)
VEDL
– –
-11,905
Closed -$59K
MZF
273
DELISTED
Managed Duration Inv Grd Muni Fd
MZF
– –
-89,315
Closed -$1.25M
7 8 9 10
11

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MCWS
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
RIA
Regal Investment Advisors Kentwood, Michigan $1.73B AUM 17.74% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
GAM
GuardCap Asset Management London, United Kingdom $1.75B AUM 7.74% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return

NWAM LLC's Q2 2016 Portfolio in Review

As of Q2 2016, NWAM LLC held 273 positions worth $255M, up 0.85% from $252M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC withdrew a net $7.72M in Q2 2016, closing 21 positions and reducing 121 holdings. Its most notable exit was CRH Medical Corporation, an estimated $1.81M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, down from 8.8% a quarter earlier, followed by Financials and Industrials.

Against the trend, NWAM LLC opened a new position in iShares Biotechnology ETF worth $582K.

  • NWAM LLC's largest Q2 2016 buy was iShares Biotechnology ETF: 6,786 shares worth $582K.
  • NWAM LLC added most to Vanguard Total Bond Market in Q2 2016, an estimated $438K increase.
  • NWAM LLC's biggest Q2 2016 reduction was Berkshire Hathaway Class B, cutting an estimated $2.55M.
  • NWAM LLC fully exited CRH Medical Corporation in Q2 2016, selling an estimated $1.81M.
  • NWAM LLC's ten largest holdings make up 27% of its $255M portfolio in Q2 2016.
  • NWAM LLC opened 20 new positions and closed 21 in Q2 2016.
  • NWAM LLC's portfolio value rose 0.85% quarter-over-quarter to $255M.

Based on NWAM LLC's 13F filing for Q2 2016, filed 5 Aug 2016.