We are live on ! Find out more
NL

NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+3.51%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
–
AUM
$255M
AUM Growth
+$2.15M
Cap. Flow
-$7.13M
Cap. Flow %
-2.8%
Top 10 Hldgs %
27.48%
Holding
273
New
20
Increased
76
Reduced
121
Closed
21

Top Buys

Rank Stock Value
1
IBB icon
iShares Biotechnology ETF
IBB
+$609K
2
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$567K
3
BND icon
Vanguard Total Bond Market
BND
+$438K
4
BKLN icon
Invesco Senior Loan ETF
BKLN
+$416K
5
OEF icon
iShares S&P 100 ETF
OEF
+$406K

Top Sells

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$2.55M
2
CRHM
CRH Medical Corporation
CRHM
+$1.81M
3
MZF
Managed Duration Inv Grd Muni Fd
MZF
+$1.25M
4
XOM icon
ExxonMobil
XOM
+$797K
5
RITM icon
Rithm Capital
RITM
+$740K

Sector Composition

Rank Sector Weight
1 Miscellaneous 57.66%
2 Technology 8.14%
3 Financials 5.92%
4 Industrials 4.64%
5 Communication Services 4.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ONIT
251
Onity Group
ONIT
$291M
$24K 0.01%
950
-43
-4% -$1.33K
HTM
252
DELISTED
U.S. Geothermal Inc.
HTM
$8K ﹤0.01%
1,667
– –
AXP icon
253
American Express
AXP
$223B
– –
-4,898
Closed -$300K
EXEL icon
254
Exelixis
EXEL
$14.7B
– –
-57,000
Closed -$228K
GLD icon
255
CALL
SPDR Gold Trust
GLD
$150B
– –
-2,000
Closed -$236K
KO icon
256
Coca-Cola
KO
$382B
– –
-4,703
Closed -$218K
LYG icon
257
Lloyds Banking Group
LYG
$88.3B
– –
-16,070
Closed -$63K
MDT icon
258
Medtronic
MDT
$119B
– –
-3,570
Closed -$268K
PBR.A icon
259
Petrobras Class A
PBR.A
$120B
– –
-13,855
Closed -$63K
RTX icon
260
RTX Corp
RTX
$272B
– –
-3,259
Closed -$205K
SDS icon
261
CALL
ProShares UltraShort S&P500
SDS
$382M
– –
-100
Closed -$200K
SNOA icon
262
Sonoma Pharmaceuticals
SNOA
$6.32M
– –
-27
Closed -$23K
SPY icon
263
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$818B
– –
-1,500
Closed -$300K
STIP icon
264
iShares 0-5 Year TIPS Bond ETF
STIP
$16.1B
– –
-2,044
Closed -$206K
TMUS icon
265
T-Mobile US
TMUS
$202B
– –
-17,810
Closed -$682K
CRHM
266
DELISTED
CRH Medical Corporation
CRHM
– –
-548,800
Closed -$1.81M
TRQ
267
DELISTED
Turquoise Hill Resources Ltd
TRQ
– –
-9,184
Closed -$233K
KOL
268
DELISTED
VanEck Vectors Coal ETF
KOL
– –
-8,473
Closed -$638K
PZE
269
DELISTED
Petrobras Argentina S A
PZE
– –
-25,772
Closed -$169K
NQU
270
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
– –
-12,399
Closed -$183K
NMA
271
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
– –
-31,550
Closed -$453K
VEDL
272
DELISTED
Vedanta Limited American Depostary Shares (Each representing four equity shares)
VEDL
– –
-11,905
Closed -$59K
MZF
273
DELISTED
Managed Duration Inv Grd Muni Fd
MZF
– –
-89,315
Closed -$1.25M
7 8 9 10
11

Similar funds

SB
Strategic Blueprint Atlanta, Georgia $2B AUM 27.02% 1-Year Est. Return
CC
Courier Capital Buffalo, New York $2B AUM 24.36% 1-Year Est. Return
CC
Casdin Capital New York $2B AUM 147.21% 1-Year Est. Return
KOCAA
Knights of Columbus Asset Advisors New Haven, Connecticut $2B AUM 42.86% 1-Year Est. Return
JWA
JFS Wealth Advisors Hermitage, Pennsylvania $2.01B AUM 21.74% 1-Year Est. Return
CAM
Cacti Asset Management Atlanta, Georgia $1.99B AUM 86.33% 1-Year Est. Return
FOF
Fenelon Opportunity Fund Dallas, Texas $2.01B AUM
EFS
Essex Financial Services Essex, Connecticut $2.01B AUM 31.39% 1-Year Est. Return

NWAM LLC's Q2 2016 Portfolio in Review

As of Q2 2016, NWAM LLC held 273 positions worth $255M, up 0.85% from $252M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC's Q2 2016 filing shows 20 new, 76 increased, 121 reduced and 21 closed positions. Its largest new stake was iShares Biotechnology ETF: 6,786 shares worth $582K. The largest sale was Berkshire Hathaway Class B, an estimated $2.55M.

By sector, the portfolio is most concentrated in Miscellaneous at 58% of assets, up from 56% a quarter earlier, followed by Technology and Financials.

  • NWAM LLC's largest Q2 2016 buy was iShares Biotechnology ETF: 6,786 shares worth $582K.
  • NWAM LLC added most to Vanguard Total Bond Market in Q2 2016, an estimated $438K increase.
  • NWAM LLC's biggest Q2 2016 reduction was Berkshire Hathaway Class B, cutting an estimated $2.55M.
  • NWAM LLC fully exited CRH Medical Corporation in Q2 2016, selling an estimated $1.81M.
  • NWAM LLC's ten largest holdings make up 27% of its $255M portfolio in Q2 2016.
  • NWAM LLC opened 20 new positions and closed 21 in Q2 2016.
  • NWAM LLC's portfolio value rose 0.85% quarter-over-quarter to $255M.

Based on NWAM LLC's 13F filing for Q2 2016, filed 5 Aug 2016.