We are live on ! Find out more
NL

NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+4.53%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$321M
AUM Growth
+$30.8M
Cap. Flow
+$3.96M
Cap. Flow %
1.23%
Top 10 Hldgs %
22.51%
Holding
311
New
42
Increased
111
Reduced
139
Closed
11

Top Buys

Rank Stock Value
1
APC
Anadarko Petroleum
APC
+$11.9M
2
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$2.41M
3
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$2.09M
4
DOC icon
Healthpeak Properties
DOC
+$1.76M
5
FFC
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
+$1.76M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$27.7M
2
WELL icon
Welltower
WELL
+$1.76M
3
LUMN icon
Lumen
LUMN
+$1.42M
4
CVX icon
Chevron
CVX
+$1.26M
5
CSP
AMER STRATEGIC INCM PTFL-III
CSP
+$988K

Sector Composition

Rank Sector Weight
1 Technology 9.82%
2 Financials 8.2%
3 Industrials 6.16%
4 Healthcare 5.33%
5 Energy 5.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAS icon
251
Masco
MAS
$16B
$232K 0.07%
11,893
+5
+0% +$94
MDLZ icon
252
Mondelez International
MDLZ
$77.7B
$232K 0.07%
6,160
-301
-5% -$11K
RBBN icon
253
Ribbon Communications
RBBN
$354M
$232K 0.07%
2,590
-169
-6% -$2.86K
ETN icon
254
Eaton
ETN
$157B
$225K 0.07%
2,910
-80
-3% -$5.94K
MCHP icon
255
Microchip Technology
MCHP
$42.8B
$225K 0.07%
9,216
-202
-2% -$4.82K
M icon
256
Macy's
M
$6.15B
$224K 0.07%
3,864
+82
+2% +$4.76K
MMT
257
Aberdeen Multi-Market Income Fund
MMT
$237M
$224K 0.07%
33,700
+6,800
+25% +$45K
RQI icon
258
Cohen & Steers Quality Income Realty Fund
RQI
$1.71B
$223K 0.07%
+19,843
New +$217K
RTN
259
DELISTED
Raytheon Company
RTN
$223K 0.07%
2,413
+160
+7% +$15.5K
TEVA icon
260
Teva Pharmaceuticals
TEVA
$35.9B
$220K 0.07%
+4,191
New +$214K
JHS
261
John Hancock Income Securities Trust
JHS
$126M
$219K 0.07%
14,925
+4,400
+42% +$64.4K
PDP icon
262
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
$217K 0.07%
5,557
-263
-5% -$9.88K
CMCSK
263
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
$217K 0.07%
4,073
-297
-7% -$15.8K
BHK icon
264
BlackRock Core Bond Trust
BHK
$642M
$216K 0.07%
+15,500
New +$211K
XLS
265
DELISTED
EXELIS INC COM STK
XLS
$216K 0.07%
+68,248
New +$1.13M
MPC icon
266
Marathon Petroleum
MPC
$90.3B
$213K 0.07%
+5,468
New +$242K
SJM icon
267
J.M. Smucker
SJM
$12.6B
$207K 0.06%
+1,946
New +$195K
CELG
268
DELISTED
Celgene Corp
CELG
$207K 0.06%
+2,407
New +$183K
FLG
269
Flagstar Bank National Association
FLG
$5.77B
$206K 0.06%
4,289
+24
+0.6% +$1.13K
BDJ icon
270
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$205K 0.06%
24,466
-1,387
-5% -$11.3K
LOW icon
271
Lowe's Companies
LOW
$116B
$204K 0.06%
4,252
+73
+2% +$3.4K
TXN icon
272
Texas Instruments
TXN
$255B
$203K 0.06%
4,244
-57
-1% -$2.66K
PMM
273
Franklin Managed Municipal Income Trust
PMM
$275M
$202K 0.06%
28,172
-745
-3% -$5.33K
STIP icon
274
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$202K 0.06%
1,975
-26
-1% -$2.65K
GGN
275
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$767M
$200K 0.06%
18,201
-1,945
-10% -$20.2K
9 10
11
12 13

Similar funds

RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
LGM
Logos Global Management San Francisco, California $2B AUM 444.09% 1-Year Est. Return
MYAM
Meiji Yasuda Asset Management Tokyo, Japan $2B AUM 22.52% 1-Year Est. Return
LBC
Lowe Brockenbrough & Co Richmond, Virginia $2.01B AUM 22.05% 1-Year Est. Return
C
Consulta London, United Kingdom $2.01B AUM 16.82% 1-Year Est. Return
CAM
Cormorant Asset Management Boston, Massachusetts $1.99B AUM 737.95% 1-Year Est. Return
SC
Syon Capital San Francisco, California $1.99B AUM 22.67% 1-Year Est. Return
BGM
Burkehill Global Management New York $2.02B AUM 85.32% 1-Year Est. Return

NWAM LLC's Q2 2014 Portfolio in Review

As of Q2 2014, NWAM LLC held 311 positions worth $321M, up 11% from $291M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

NWAM LLC's Q2 2014 filing shows 42 new, 111 increased, 139 reduced and 11 closed positions. Its largest new stake was Anadarko Petroleum: 116,577 shares worth $100K. The largest sale was Apple, an estimated $27.7M.

By sector, the portfolio is most concentrated in Technology at 9.8% of assets, down from 11% a quarter earlier, followed by Financials and Industrials.

  • NWAM LLC's largest Q2 2014 buy was Anadarko Petroleum: 116,577 shares worth $100K.
  • NWAM LLC added most to BlackRock Credit Allocation Income Trust in Q2 2014, an estimated $2.09M increase.
  • NWAM LLC's biggest Q2 2014 reduction was Apple, cutting an estimated $27.7M.
  • NWAM LLC fully exited Lumen in Q2 2014, selling an estimated $1.42M.
  • NWAM LLC's ten largest holdings make up 23% of its $321M portfolio in Q2 2014.
  • NWAM LLC opened 42 new positions and closed 11 in Q2 2014.
  • NWAM LLC's portfolio value rose 11% quarter-over-quarter to $321M.

Based on NWAM LLC's 13F filing for Q2 2014, filed 9 Sep 2016.