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NWAM LLC Portfolio holdings

AUM $1.23B
1-Year Return 22.34%
This Quarter Return
+2.23%
1 Year Return
+22.34%
3 Year Return
+89.7%
5 Year Return
+147.55%
10 Year Return
+197.14%
AUM
$291M
AUM Growth
+$102M
Cap. Flow
+$101M
Cap. Flow %
34.76%
Top 10 Hldgs %
23.13%
Holding
299
New
121
Increased
110
Reduced
35
Closed
30

Top Buys

1
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
$6.13M
2
FLC
Flaherty & Crumrine Total Return Fund
FLC
$5.39M
3
ERC
Allspring Multi-Sector Income Fund
ERC
$5.33M
4
AAPL icon
Apple
AAPL
$3.91M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
$3.44M

Top Sells

1
QQQ icon
Invesco QQQ Trust
QQQ
$2.44M
2
DLS icon
WisdomTree International SmallCap Dividend Fund
DLS
$2.21M
3
MDY icon
SPDR S&P MidCap 400 ETF Trust
MDY
$2.2M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$2.18M
5
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
$2.02M

Sector Composition

1 Technology 10.58%
2 Financials 8.79%
3 Industrials 6.42%
4 Consumer Discretionary 5.25%
5 Healthcare 5.19%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NQM
251
DELISTED
NUVEEN INVESTMENT QLTY MUNI FD
NQM
$152K 0.05%
+10,775
New +$152K
PMO
252
Putnam Municipal Opportunities Trust
PMO
$277M
$150K 0.05%
+13,172
New +$150K
WIN
253
DELISTED
Windstream Holdings Inc
WIN
$150K 0.05%
4,516
+3,237
+253% +$108K
BYM icon
254
BlackRock Municipal Income Quality Trust
BYM
$272M
$141K 0.05%
+10,392
New +$141K
EMD
255
Western Asset Emerging Markets Debt Fund
EMD
$598M
$124K 0.04%
+66,916
New +$124K
EAD
256
Allspring Income Opportunities Fund
EAD
$421M
$123K 0.04%
13,062
-1,423
-10% -$13.4K
PZE
257
DELISTED
Petrobras Argentina S A
PZE
$121K 0.04%
+21,762
New +$121K
PDLI
258
DELISTED
PDL BioPharma, Inc.
PDLI
$87K 0.03%
+10,465
New +$87K
PIM
259
Putnam Master Intermediate Income Trust
PIM
$162M
$85K 0.03%
+16,598
New +$85K
AWRE icon
260
Aware
AWRE
$47.3M
$71K 0.02%
+12,307
New +$71K
DSU icon
261
BlackRock Debt Strategies Fund
DSU
$547M
$71K 0.02%
+5,733
New +$71K
FXEN
262
DELISTED
FX ENERGY INC
FXEN
$53K 0.02%
16,000
– –
ANR
263
DELISTED
ALPHA NATURAL RESOURCES INC.
ANR
$44K 0.02%
10,354
-11,337
-52% -$48.2K
UQM
264
DELISTED
UQM Technologies, Inc.
UQM
$41K 0.01%
15,517
-33,396
-68% -$88.2K
EBIX
265
DELISTED
Ebix Inc
EBIX
$38K 0.01%
+20,132
New +$38K
SPRT
266
DELISTED
support.com, Inc.
SPRT
$33K 0.01%
+4,267
New +$33K
FPP.WS
267
DELISTED
FieldPoint Petroleum Corporation Common Stock Purchase Warrants
FPP.WS
$16K 0.01%
+16,800
New +$16K
HTM
268
DELISTED
U.S. Geothermal Inc.
HTM
$11K ﹤0.01%
2,500
– –
CLF icon
269
Cleveland-Cliffs
CLF
$5.2B
$7K ﹤0.01%
+15,227
New +$7K
AFB
270
AllianceBernstein National Municipal Income Fund
AFB
$297M
– –
-107,905
Closed -$1.54M
AMD icon
271
Advanced Micro Devices
AMD
$263B
– –
-10,090
Closed -$39K
DLS icon
272
WisdomTree International SmallCap Dividend Fund
DLS
$1.03B
– –
-35,011
Closed -$2.21M
DOC icon
273
Healthpeak Properties
DOC
$12.5B
– –
-36,687
Closed -$1.21M
EPC icon
274
Edgewell Personal Care
EPC
$1.1B
– –
-83,768
Closed -$12K
GSG icon
275
iShares S&P GSCI Commodity-Indexed Trust
GSG
$1.04B
– –
-21,775
Closed -$701K
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