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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+12.97%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$876M
AUM Growth
+$270M
Cap. Flow
+$191M
Cap. Flow %
21.78%
Top 10 Hldgs %
29.67%
Holding
467
New
219
Increased
82
Reduced
114
Closed
14

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$19.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$11M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$8.04M
4
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$7.44M
5
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$7.32M

Top Sells

Rank Stock Value
1
ITB icon
iShares US Home Construction ETF
ITB
+$3.63M
2
CDW icon
CDW
CDW
+$3.36M
3
META icon
Meta Platforms (Facebook)
META
+$2.76M
4
URI icon
United Rentals
URI
+$2.34M
5
BABA icon
Alibaba
BABA
+$1.94M

Sector Composition

Rank Sector Weight
1 Technology 18.75%
2 Consumer Discretionary 6.22%
3 Industrials 5.07%
4 Financials 4.59%
5 Healthcare 3.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PH icon
226
Parker-Hannifin
PH
$125B
$679K 0.08%
+2,492
New +$617K
IJJ icon
227
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.93B
$677K 0.08%
+7,846
New +$616K
MDB icon
228
MongoDB
MDB
$25B
$673K 0.08%
+1,875
New +$524K
ETN icon
229
Eaton
ETN
$150B
$669K 0.08%
+5,570
New +$629K
KO icon
230
Coca-Cola
KO
$380B
$665K 0.08%
12,125
+500
+4% +$25.9K
SPTL icon
231
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.7B
$659K 0.08%
+14,603
New +$664K
OMP
232
DELISTED
Oasis Midstream Partners LP Common Units Representing Limited Partner Interests
OMP
$657K 0.08%
56,008
-1,764
-3% -$17.4K
ET icon
233
Energy Transfer Partners
ET
$69.5B
$656K 0.07%
106,091
+4,723
+5% +$28.6K
ETRN
234
DELISTED
Equitrans Midstream Corporation Common Stock
ETRN
$652K 0.07%
81,068
-2,606
-3% -$20.8K
GILD icon
235
Gilead Sciences
GILD
$167B
$644K 0.07%
11,047
-2,016
-15% -$122K
GGN
236
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$756M
$625K 0.07%
178,173
-25,044
-12% -$86.7K
IYE icon
237
iShares US Energy ETF
IYE
$1.69B
$625K 0.07%
30,876
+3,632
+13% +$66.7K
LLY icon
238
Eli Lilly
LLY
$1.09T
$611K 0.07%
+3,618
New +$540K
NARI
239
DELISTED
Inari Medical, Inc. Common Stock
NARI
$611K 0.07%
+7,000
New +$494K
GE icon
240
GE Aerospace
GE
$377B
$609K 0.07%
11,313
+16
+0.1% +$717
DXJ icon
241
WisdomTree Japan Hedged Equity Fund
DXJ
$7.12B
$606K 0.07%
11,143
-1,629
-13% -$84.1K
GNOG
242
DELISTED
Golden Nugget Online Gaming, Inc. Class A Common Stock
GNOG
$601K 0.07%
+30,500
New +$516K
OEF icon
243
iShares S&P 100 ETF
OEF
$19.8B
$598K 0.07%
+3,483
New +$569K
SO icon
244
Southern Company
SO
$109B
$589K 0.07%
+9,583
New +$576K
FREL icon
245
Fidelity MSCI Real Estate Index ETF
FREL
$1.53B
$574K 0.07%
22,614
+1,632
+8% +$40.3K
LYB icon
246
LyondellBasell Industries
LYB
$18.8B
$572K 0.07%
+6,240
New +$508K
SMMV icon
247
iShares MSCI USA Small-Cap Min Vol Factor ETF
SMMV
$292M
$572K 0.07%
16,886
– –
BYND icon
248
Beyond Meat
BYND
$279M
$568K 0.06%
+4,542
New +$685K
MO icon
249
Altria Group
MO
$125B
$568K 0.06%
13,856
+706
+5% +$28.3K
EMD
250
Western Asset Emerging Markets Debt Fund
EMD
$613M
$560K 0.06%
40,267
– –
8 9
10
11 12

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NWAM LLC's Q4 2020 Portfolio in Review

As of Q4 2020, NWAM LLC held 467 positions worth $876M, up 45% from $606M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

NWAM LLC deployed $191M of net new capital in Q4 2020, opening 219 new positions and adding to 82 existing holdings. Its largest new stake was iShares US Treasury Bond ETF: 269,809 shares worth $7.35M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was iShares US Home Construction ETF, an estimated $3.63M trimmed.

  • NWAM LLC's largest Q4 2020 buy was iShares US Treasury Bond ETF: 269,809 shares worth $7.35M.
  • NWAM LLC added most to Apple in Q4 2020, an estimated $19.4M increase.
  • NWAM LLC's biggest Q4 2020 reduction was iShares US Home Construction ETF, cutting an estimated $3.63M.
  • NWAM LLC fully exited Kirkland Lake Gold Ltd Ordinary in Q4 2020, selling an estimated $1.29M.
  • NWAM LLC's ten largest holdings make up 30% of its $876M portfolio in Q4 2020.
  • NWAM LLC opened 219 new positions and closed 14 in Q4 2020.
  • NWAM LLC's portfolio value rose 45% quarter-over-quarter to $876M.

Based on NWAM LLC's 13F filing for Q4 2020, filed 22 Jan 2021.