We are live on ! Find out more
NL

NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+10.07%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$606M
AUM Growth
-$108M
Cap. Flow
-$158M
Cap. Flow %
-26.11%
Top 10 Hldgs %
33.46%
Holding
446
New
26
Increased
70
Reduced
122
Closed
198

Top Buys

Rank Stock Value
1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$3.98M
2
SHOP icon
Shopify
SHOP
+$3.62M
3
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$3.37M
4
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$2.78M
5
MOS icon
The Mosaic Company
MOS
+$2.77M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$25.5M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.55M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$5.5M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.62M
5
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$3.63M

Sector Composition

Rank Sector Weight
1 Technology 18.93%
2 Consumer Discretionary 6.02%
3 Industrials 4.84%
4 Financials 4.11%
5 Healthcare 3.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INBK icon
226
First Internet Bancorp
INBK
$236M
$150K 0.02%
10,214
-2,349
-19% -$35.8K
LEO
227
BNY Mellon Strategic Municipals
LEO
$386M
$128K 0.02%
15,500
– –
AA icon
228
Alcoa
AA
$11.7B
$122K 0.02%
10,530
– –
EVG
229
Eaton Vance Short Duration Diversified Income Fund
EVG
$142M
$122K 0.02%
10,663
+169
+2% +$1.93K
INO icon
230
Inovio Pharmaceuticals
INO
$84.7M
$116K 0.02%
833
-9
-1% -$1.88K
MFA
231
MFA Financial
MFA
$935M
$108K 0.02%
10,069
-1,250
-11% -$13.5K
BEST
232
DELISTED
BEST Inc. American Depositary Shares, each representing twenty (20) Class A Ordinary Shares
BEST
$107K 0.02%
1,780
-78
-4% -$6.4K
MSD
233
Morgan Stanley Emerging Markets Debt Fund
MSD
$148M
$106K 0.02%
12,625
– –
ABEV icon
234
Ambev
ABEV
$48.4B
$103K 0.02%
+45,618
New +$114K
ADVM
235
DELISTED
Adverum Biotechnologies
ADVM
$103K 0.02%
1,000
– –
STIM icon
236
Neuronetics
STIM
$130M
$97K 0.02%
20,000
+10,000
+100% +$37.9K
TRQ
237
DELISTED
Turquoise Hill Resources Ltd
TRQ
$91K 0.02%
10,845
-2,981
-22% -$26.5K
GPP
238
DELISTED
Green Plains Partners LP
GPP
$80K 0.01%
11,390
-9,000
-44% -$66.5K
AMTX icon
239
Aemetis
AMTX
$104M
$78K 0.01%
24,300
-1,800
-7% -$3.31K
GASS icon
240
StealthGas
GASS
$329M
$68K 0.01%
23,050
-2,500
-10% -$6.44K
PIM
241
Franklin Master Intermediate Income Trust
PIM
$149M
$66K 0.01%
16,000
– –
GEL icon
242
Genesis Energy
GEL
$1.81B
$65K 0.01%
14,387
+14
+0.1% +$82
KZR
243
DELISTED
Kezar Life Sciences
KZR
$61K 0.01%
+1,259
New +$60.2K
BBCP icon
244
Concrete Pumping Holdings
BBCP
$513M
$43K 0.01%
+12,000
New +$44.2K
ATHX
245
DELISTED
Athersys, Inc. Common Stock
ATHX
$39K 0.01%
800
– –
WPRT
246
Westport Fuel Systems
WPRT
$32.9M
$38K 0.01%
2,360
-380
-14% -$6.27K
TDAY
247
USA Today Co
TDAY
$1.27B
$31K 0.01%
23,813
-1,800
-7% -$2.74K
RIG icon
248
Transocean
RIG
$5.52B
$25K ﹤0.01%
30,503
+20
+0.1% +$33
AAAU icon
249
Goldman Sachs Physical Gold ETF Shares
AAAU
$2.44B
– –
-140,739
Closed -$2.5M
ACN icon
250
Accenture
ACN
$101B
– –
-2,994
Closed -$643K
8 9
10
11 12

Similar funds

RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
LGM
Logos Global Management San Francisco, California $2B AUM 444.09% 1-Year Est. Return
MYAM
Meiji Yasuda Asset Management Tokyo, Japan $2B AUM 22.52% 1-Year Est. Return
LBC
Lowe Brockenbrough & Co Richmond, Virginia $2.01B AUM 22.05% 1-Year Est. Return
C
Consulta London, United Kingdom $2.01B AUM 16.82% 1-Year Est. Return
CAM
Cormorant Asset Management Boston, Massachusetts $1.99B AUM 737.95% 1-Year Est. Return
SC
Syon Capital San Francisco, California $1.99B AUM 22.67% 1-Year Est. Return
BGM
Burkehill Global Management New York $2.02B AUM 85.32% 1-Year Est. Return

NWAM LLC's Q3 2020 Portfolio in Review

As of Q3 2020, NWAM LLC held 446 positions worth $606M, down 15% from $714M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

NWAM LLC withdrew a net $158M in Q3 2020, closing 198 positions and reducing 122 holdings. Its most notable exit was iShares US Treasury Bond ETF, an estimated $5.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, NWAM LLC opened a new position in Vanguard Short-Term Inflation-Protected Securities Index Fund worth $4.01M.

  • NWAM LLC's largest Q3 2020 buy was Vanguard Short-Term Inflation-Protected Securities Index Fund: 78,539 shares worth $4.01M.
  • NWAM LLC added most to Shopify in Q3 2020, an estimated $3.62M increase.
  • NWAM LLC's biggest Q3 2020 reduction was Apple, cutting an estimated $25.5M.
  • NWAM LLC fully exited iShares US Treasury Bond ETF in Q3 2020, selling an estimated $5.5M.
  • NWAM LLC's ten largest holdings make up 33% of its $606M portfolio in Q3 2020.
  • NWAM LLC opened 26 new positions and closed 198 in Q3 2020.
  • NWAM LLC's portfolio value fell 15% quarter-over-quarter to $606M.

Based on NWAM LLC's 13F filing for Q3 2020, filed 16 Oct 2020.