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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+1.48%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$534M
AUM Growth
+$32M
Cap. Flow
+$26.4M
Cap. Flow %
4.94%
Top 10 Hldgs %
27.46%
Holding
416
New
36
Increased
184
Reduced
117
Closed
22

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.48M
2
JNJ icon
Johnson & Johnson
JNJ
+$2.41M
3
XOM icon
ExxonMobil
XOM
+$1.79M
4
BYND icon
Beyond Meat
BYND
+$1.48M
5
ABT icon
Abbott
ABT
+$1.37M

Top Sells

Rank Stock Value
1
DVYE icon
iShares Emerging Markets Dividend ETF
DVYE
+$1.06M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$1.05M
3
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$1.03M
4
TAN icon
Invesco Solar ETF
TAN
+$632K
5
OUNZ icon
VanEck Merk Gold Trust
OUNZ
+$593K

Sector Composition

Rank Sector Weight
1 Technology 14.07%
2 Financials 5.59%
3 Industrials 4.91%
4 Consumer Discretionary 4.43%
5 Healthcare 3.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OXY icon
226
Occidental Petroleum
OXY
$57B
$437K 0.08%
9,826
+4,756
+94% +$225K
MO icon
227
Altria Group
MO
$122B
$429K 0.08%
10,495
-1,657
-14% -$76.2K
RY icon
228
Royal Bank of Canada
RY
$291B
$424K 0.08%
5,221
+150
+3% +$11.7K
IEFA icon
229
iShares Core MSCI EAFE ETF
IEFA
$186B
$420K 0.08%
6,875
+645
+10% +$38.9K
SCHD icon
230
Schwab US Dividend Equity ETF
SCHD
$102B
$419K 0.08%
+22,971
New +$411K
LMT icon
231
Lockheed Martin
LMT
$134B
$414K 0.08%
1,061
+30
+3% +$11.3K
SHLX
232
DELISTED
Shell Midstream Partners, L.P.
SHLX
$413K 0.08%
20,193
+4,162
+26% +$85.9K
NTR icon
233
Nutrien
NTR
$32.7B
$410K 0.08%
8,226
+188
+2% +$9.59K
JCI icon
234
Johnson Controls International
JCI
$87.5B
$405K 0.08%
9,228
+32
+0.3% +$1.35K
VOO icon
235
Vanguard S&P 500 ETF
VOO
$968B
$405K 0.08%
1,485
+69
+5% +$18.7K
F icon
236
Ford
F
$57.3B
$404K 0.08%
44,112
+495
+1% +$4.7K
KO icon
237
Coca-Cola
KO
$354B
$400K 0.07%
7,338
+294
+4% +$15.7K
MNE
238
DELISTED
Blackrock MUNI New York Intermediate Duration Fund, Inc.
MNE
$397K 0.07%
27,000
– –
ANH
239
DELISTED
Anworth Mortgage Asset Corporation
ANH
$396K 0.07%
119,945
– –
COLB icon
240
Columbia Banking Systems
COLB
$8.81B
$395K 0.07%
10,701
+7
+0.1% +$250
MA icon
241
Mastercard
MA
$477B
$395K 0.07%
1,454
+50
+4% +$13.8K
NZF icon
242
Nuveen Municipal Credit Income Fund
NZF
$2.4B
$387K 0.07%
23,868
– –
SCZ icon
243
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$386K 0.07%
6,748
+186
+3% +$10.5K
MDB icon
244
MongoDB
MDB
$24B
$381K 0.07%
3,165
+570
+22% +$82.3K
LLY icon
245
Eli Lilly
LLY
$1.07T
$378K 0.07%
3,381
+50
+2% +$5.57K
PTY icon
246
PIMCO Corporate & Income Opportunity Fund
PTY
$2.48B
$373K 0.07%
20,550
-500
-2% -$9.1K
BNS icon
247
Scotiabank
BNS
$106B
$364K 0.07%
6,405
+550
+9% +$29.5K
DSL
248
DoubleLine Income Solutions Fund
DSL
$1.21B
$362K 0.07%
18,182
-987
-5% -$19.7K
ADI icon
249
Analog Devices
ADI
$181B
$361K 0.07%
3,229
-10
-0.3% -$1.13K
FREL icon
250
Fidelity MSCI Real Estate Index ETF
FREL
$1.53B
$357K 0.07%
12,800
+1,339
+12% +$36.3K
8 9
10
11 12

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NWAM LLC's Q3 2019 Portfolio in Review

As of Q3 2019, NWAM LLC held 416 positions worth $534M, up 6.4% from $502M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC deployed $26.4M of net new capital in Q3 2019, opening 36 new positions and adding to 184 existing holdings. Its largest new stake was Beyond Meat: 8,970 shares worth $1.33M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $1.05M trimmed.

  • NWAM LLC's largest Q3 2019 buy was Beyond Meat: 8,970 shares worth $1.33M.
  • NWAM LLC added most to Apple in Q3 2019, an estimated $2.48M increase.
  • NWAM LLC's biggest Q3 2019 reduction was iShares Russell 2000 ETF, cutting an estimated $1.05M.
  • NWAM LLC fully exited iShares Emerging Markets Dividend ETF in Q3 2019, selling an estimated $1.06M.
  • NWAM LLC's ten largest holdings make up 27% of its $534M portfolio in Q3 2019.
  • NWAM LLC opened 36 new positions and closed 22 in Q3 2019.
  • NWAM LLC's portfolio value rose 6.4% quarter-over-quarter to $534M.

Based on NWAM LLC's 13F filing for Q3 2019, filed 15 Oct 2019.