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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-11.84%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$389M
AUM Growth
-$55.6M
Cap. Flow
+$970K
Cap. Flow %
0.25%
Top 10 Hldgs %
26.46%
Holding
371
New
26
Increased
114
Reduced
145
Closed
45

Top Buys

Rank Stock Value
1
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$1.54M
2
IHF icon
iShares US Healthcare Providers ETF
IHF
+$1.53M
3
IHI icon
iShares US Medical Devices ETF
IHI
+$1.53M
4
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$1.49M
5
FLC
Flaherty & Crumrine Total Return Fund
FLC
+$1.09M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$1.28M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$1.13M
3
CLF icon
Cleveland-Cliffs
CLF
+$689K
4
ENLC
ENLINK MIDSTREAM, LLC
ENLC
+$585K
5
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$575K

Sector Composition

Rank Sector Weight
1 Technology 12.3%
2 Financials 6.58%
3 Industrials 4.94%
4 Consumer Discretionary 4.79%
5 Healthcare 3.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LMT icon
226
Lockheed Martin
LMT
$134B
$335K 0.09%
1,281
-318
-20% -$96.5K
AA icon
227
Alcoa
AA
$11.7B
$333K 0.09%
+12,513
New +$421K
IFF icon
228
International Flavors & Fragrances
IFF
$19.4B
$332K 0.09%
+2,472
New +$342K
FDX icon
229
FedEx
FDX
$74.5B
$326K 0.08%
2,019
+7
+0.3% +$1.48K
F icon
230
Ford
F
$57.3B
$321K 0.08%
41,980
-541
-1% -$4.82K
NZF icon
231
Nuveen Municipal Credit Income Fund
NZF
$2.4B
$320K 0.08%
23,868
– –
MDT icon
232
Medtronic
MDT
$107B
$319K 0.08%
3,507
+62
+2% +$5.79K
EQM
233
DELISTED
EQM Midstream Partners, LP
EQM
$318K 0.08%
7,344
+2,080
+40% +$99.2K
IVE icon
234
iShares S&P 500 Value ETF
IVE
$48.9B
$315K 0.08%
3,111
+309
+11% +$33.8K
SFL icon
235
SFL Corp
SFL
$1.59B
$313K 0.08%
29,766
– –
GPP
236
DELISTED
Green Plains Partners LP
GPP
$313K 0.08%
23,100
-1,725
-7% -$25K
VGLT icon
237
Vanguard Long-Term Treasury ETF
VGLT
$10.1B
$310K 0.08%
4,145
-84
-2% -$5.99K
PTY icon
238
PIMCO Corporate & Income Opportunity Fund
PTY
$2.48B
$308K 0.08%
20,050
– –
CY
239
DELISTED
Cypress Semiconductor
CY
$308K 0.08%
24,188
+147
+0.6% +$1.95K
BRK.A icon
240
Berkshire Hathaway Class A
BRK.A
$1.07T
$306K 0.08%
1
– –
FTV icon
241
Fortive
FTV
$19B
$304K 0.08%
7,133
– –
MU icon
242
Micron Technology
MU
$1.04T
$304K 0.08%
9,573
-148
-2% -$5.61K
PDP icon
243
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
$304K 0.08%
6,273
– –
TLYS icon
244
Tilly's
TLYS
$115M
$304K 0.08%
27,947
– –
RIO icon
245
Rio Tinto
RIO
$148B
$298K 0.08%
6,150
-200
-3% -$9.76K
WFC icon
246
Wells Fargo
WFC
$261B
$297K 0.08%
6,447
-1,116
-15% -$57.2K
RDS.B
247
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$294K 0.08%
4,913
+332
+7% +$21.2K
ADI icon
248
Analog Devices
ADI
$181B
$291K 0.07%
3,389
+513
+18% +$44.4K
ARCC icon
249
Ares Capital
ARCC
$13.5B
$291K 0.07%
18,681
-2,399
-11% -$39.7K
NVDA icon
250
NVIDIA
NVDA
$5.01T
$291K 0.07%
87,320
-29,360
-25% -$140K
8 9
10
11 12

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NWAM LLC's Q4 2018 Portfolio in Review

As of Q4 2018, NWAM LLC held 371 positions worth $389M, down 13% from $445M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

NWAM LLC's Q4 2018 filing shows 26 new, 114 increased, 145 reduced and 45 closed positions. Its largest new stake was State Street Consumer Discretionary Select Sector SPDR ETF: 29,142 shares worth $1.44M. The largest sale was Amazon, an estimated $1.28M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Industrials.

  • NWAM LLC's largest Q4 2018 buy was State Street Consumer Discretionary Select Sector SPDR ETF: 29,142 shares worth $1.44M.
  • NWAM LLC added most to Vanguard FTSE Developed Markets ETF in Q4 2018, an estimated $1.49M increase.
  • NWAM LLC's biggest Q4 2018 reduction was Amazon, cutting an estimated $1.28M.
  • NWAM LLC fully exited Cleveland-Cliffs in Q4 2018, selling an estimated $689K.
  • NWAM LLC's ten largest holdings make up 26% of its $389M portfolio in Q4 2018.
  • NWAM LLC opened 26 new positions and closed 45 in Q4 2018.
  • NWAM LLC's portfolio value fell 13% quarter-over-quarter to $389M.

Based on NWAM LLC's 13F filing for Q4 2018, filed 30 Jan 2019.