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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+2.22%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$291M
AUM Growth
+$102M
Cap. Flow
+$119M
Cap. Flow %
41.06%
Top 10 Hldgs %
23.13%
Holding
299
New
121
Increased
110
Reduced
35
Closed
30

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$21.9M
2
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$6M
3
ERC
Allspring Multi-Sector Income Fund
ERC
+$5.29M
4
FLC
Flaherty & Crumrine Total Return Fund
FLC
+$5.22M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$3.36M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$2.45M
2
DLS icon
WisdomTree International SmallCap Dividend Fund
DLS
+$2.21M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$2.16M
4
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.15M
5
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$2M

Sector Composition

Rank Sector Weight
1 Technology 10.58%
2 Financials 8.79%
3 Industrials 6.42%
4 Consumer Discretionary 5.25%
5 Healthcare 5.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FIG
226
DELISTED
Fortress Investment Group Llc
FIG
$232K 0.08%
31,400
-13,600
-30% -$114K
NNN icon
227
NNN REIT
NNN
$9.31B
$230K 0.08%
+6,699
New +$224K
BX icon
228
Blackstone
BX
$151B
$225K 0.08%
+6,881
New +$219K
ETN icon
229
Eaton
ETN
$156B
$225K 0.08%
+2,990
New +$220K
MCHP icon
230
Microchip Technology
MCHP
$43.7B
$225K 0.08%
+9,418
New +$215K
M icon
231
Macy's
M
$6.13B
$224K 0.08%
+3,782
New +$210K
MDLZ icon
232
Mondelez International
MDLZ
$77.4B
$223K 0.08%
+6,461
New +$221K
RTN
233
DELISTED
Raytheon Company
RTN
$223K 0.08%
+2,253
New +$214K
PDP icon
234
Invesco Dorsey Wright Momentum ETF
PDP
$1.47B
$217K 0.07%
+5,820
New +$216K
CMCSK
235
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
$213K 0.07%
+4,370
New +$213K
VWO icon
236
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$207K 0.07%
+5,110
New +$198K
CSQ icon
237
Calamos Strategic Total Return Fund
CSQ
$3.25B
$206K 0.07%
18,531
+6,712
+57% +$73.6K
FLG
238
Flagstar Bank National Association
FLG
$6.19B
$206K 0.07%
4,265
+482
+13% +$23.4K
BDJ icon
239
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.69B
$205K 0.07%
25,853
+573
+2% +$4.49K
LOW icon
240
Lowe's Companies
LOW
$115B
$204K 0.07%
+4,179
New +$202K
TXN icon
241
Texas Instruments
TXN
$259B
$203K 0.07%
4,301
-1,904
-31% -$84K
STIP icon
242
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$202K 0.07%
2,001
-89
-4% -$9.01K
PMM
243
Franklin Managed Municipal Income Trust
PMM
$281M
$201K 0.07%
28,917
+4,517
+19% +$31.5K
GGN
244
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$745M
$200K 0.07%
20,146
+4,146
+26% +$40.6K
SFL icon
245
SFL Corp
SFL
$1.49B
$191K 0.07%
10,627
-1,691
-14% -$29.3K
TSI
246
TCW Strategic Income Fund
TSI
$215M
$179K 0.06%
+32,722
New +$177K
MMT
247
Aberdeen Multi-Market Income Fund
MMT
$244M
$176K 0.06%
+26,900
New +$174K
SCU
248
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$171K 0.06%
+1,238
New +$179K
PBR.A icon
249
Petrobras Class A
PBR.A
$105B
$164K 0.06%
+11,817
New +$146K
JHS
250
John Hancock Income Securities Trust
JHS
$127M
$153K 0.05%
+10,525
New +$153K
8 9
10
11 12

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NWAM LLC's Q1 2014 Portfolio in Review

As of Q1 2014, NWAM LLC held 299 positions worth $291M, up 54% from $188M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

NWAM LLC deployed $119M of net new capital in Q1 2014, opening 121 new positions and adding to 110 existing holdings. Its largest new stake was BlackRock Credit Allocation Income Trust: 453,690 shares worth $6.13M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 11% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $2.45M trimmed.

  • NWAM LLC's largest Q1 2014 buy was BlackRock Credit Allocation Income Trust: 453,690 shares worth $6.13M.
  • NWAM LLC added most to Apple in Q1 2014, an estimated $21.9M increase.
  • NWAM LLC's biggest Q1 2014 reduction was Invesco QQQ Trust, cutting an estimated $2.45M.
  • NWAM LLC fully exited WisdomTree International SmallCap Dividend Fund in Q1 2014, selling an estimated $2.21M.
  • NWAM LLC's ten largest holdings make up 23% of its $291M portfolio in Q1 2014.
  • NWAM LLC opened 121 new positions and closed 30 in Q1 2014.
  • NWAM LLC's portfolio value rose 54% quarter-over-quarter to $291M.

Based on NWAM LLC's 13F filing for Q1 2014, filed 9 Sep 2016.