KA

Klingman & Associates Portfolio holdings

AUM $1.81B
This Quarter Return
+3.15%
1 Year Return
+11.88%
3 Year Return
+45.28%
5 Year Return
+77.09%
10 Year Return
+123.71%
AUM
$329M
AUM Growth
+$329M
Cap. Flow
-$11.3M
Cap. Flow %
-3.43%
Top 10 Hldgs %
68.42%
Holding
381
New
4
Increased
19
Reduced
44
Closed
282

Top Buys

1
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$21.1M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
$4.12M
3
IVV icon
iShares Core S&P 500 ETF
IVV
$2.64M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
$1.81M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$1.57M

Top Sells

1
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
$15.8M
2
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
$4.85M
3
TIP icon
iShares TIPS Bond ETF
TIP
$2.28M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
$1.81M
5
VTI icon
Vanguard Total Stock Market ETF
VTI
$1.7M

Sector Composition

1 Financials 3.29%
2 Energy 0.58%
3 Healthcare 0.47%
4 Consumer Staples 0.43%
5 Industrials 0.42%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TRGP icon
201
Targa Resources
TRGP
$35.9B
– –
-144
Closed -$7K
TRMB icon
202
Trimble
TRMB
$18.7B
– –
-370
Closed -$11K
TROW icon
203
T Rowe Price
TROW
$23.2B
– –
-50
Closed -$3K
TWLO icon
204
Twilio
TWLO
$16B
– –
-57
Closed -$4K
TXN icon
205
Texas Instruments
TXN
$182B
– –
-500
Closed -$35K
TY icon
206
TRI-Continental Corp
TY
$1.74B
– –
-1,000
Closed -$21K
UA icon
207
Under Armour Class C
UA
$2.1B
– –
-859
Closed -$29K
UAA icon
208
Under Armour
UAA
$2.16B
– –
-854
Closed -$33K
UL icon
209
Unilever
UL
$156B
– –
-463
Closed -$22K
UNH icon
210
UnitedHealth
UNH
$280B
– –
-185
Closed -$26K
UNP icon
211
Union Pacific
UNP
$132B
– –
-200
Closed -$20K
UPS icon
212
United Parcel Service
UPS
$72.2B
– –
-854
Closed -$93K
USO icon
213
United States Oil Fund
USO
$992M
– –
-1,200
Closed -$13K
UTF icon
214
Cohen & Steers Infrastructure Fund
UTF
$2.54B
– –
-1,500
Closed -$32K
V icon
215
Visa
V
$679B
– –
-1,152
Closed -$95K
VGK icon
216
Vanguard FTSE Europe ETF
VGK
$26.5B
– –
-350
Closed -$17K
VHT icon
217
Vanguard Health Care ETF
VHT
$15.6B
– –
-837
Closed -$111K
VLO icon
218
Valero Energy
VLO
$47.9B
– –
-600
Closed -$32K
VNQI icon
219
Vanguard Global ex-US Real Estate ETF
VNQI
$3.51B
– –
-4,000
Closed -$225K
VSS icon
220
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$9.61B
– –
-5,665
Closed -$564K
VT icon
221
Vanguard Total World Stock ETF
VT
$51.2B
– –
-1,195
Closed -$73K
VTN icon
222
Invesco Trust for Investment Grade New York Municipals
VTN
$148M
– –
-300
Closed -$5K
VTR icon
223
Ventas
VTR
$30.9B
– –
-379
Closed -$27K
WFC icon
224
Wells Fargo
WFC
$262B
– –
-1,303
Closed -$58K
WMT icon
225
Walmart
WMT
$781B
– –
-1,870
Closed -$135K
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