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KA

Klingman & Associates Portfolio holdings

AUM $2.09B
1-Year Est. Return 16.49%
This Fund
S&P 500
This Quarter Est. Return
+3.15%
1 Year Est. Return
+16.49%
3 Year Est. Return
+47.09%
5 Year Est. Return
+51.57%
10 Year Est. Return
+158.57%
AUM
$329M
AUM Growth
-$2.49M
Cap. Flow
-$12.2M
Cap. Flow %
-3.71%
Top 10 Hldgs %
68.42%
Holding
378
New
4
Increased
19
Reduced
44
Closed
281

Top Buys

Rank Stock Value
1
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$20.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.95M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.58M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.7M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$1.58M

Top Sells

Rank Stock Value
1
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
+$15.8M
2
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
+$4.85M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$2.3M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.77M
5
VTI icon
Vanguard Total Stock Market ETF
VTI
+$1.66M

Sector Composition

Rank Sector Weight
1 Financials 3.29%
2 Energy 0.58%
3 Healthcare 0.47%
4 Consumer Staples 0.43%
5 Industrials 0.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJT icon
201
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.25B
– –
-1,966
Closed -$135K
ILCG icon
202
iShares Morningstar Growth ETF
ILCG
$3.09B
– –
-2,075
Closed -$51K
ILCV icon
203
iShares Morningstar Value ETF
ILCV
$1.31B
– –
-2,204
Closed -$97K
ING icon
204
ING
ING
$95.7B
– –
-583
Closed -$7K
INTC icon
205
Intel
INTC
$462B
– –
-3,060
Closed -$116K
IP icon
206
International Paper
IP
$22.5B
– –
-657
Closed -$30K
ISCG icon
207
iShares Morningstar Small-Cap Growth ETF
ISCG
$975M
– –
-3,600
Closed -$86K
ISCV icon
208
iShares Morningstar Small-Cap Value ETF
ISCV
$692M
– –
-627
Closed -$27K
ITB icon
209
iShares US Home Construction ETF
ITB
$2.35B
– –
-200
Closed -$6K
JCI icon
210
Johnson Controls International
JCI
$87.5B
– –
-297
Closed -$14K
JNK icon
211
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.05B
– –
-1,362
Closed -$150K
KDP icon
212
Keurig Dr Pepper
KDP
$41B
– –
-278
Closed -$25K
KHC icon
213
Kraft Heinz
KHC
$31.1B
– –
-681
Closed -$61K
KMB icon
214
Kimberly-Clark
KMB
$37B
– –
-799
Closed -$101K
KMI icon
215
Kinder Morgan
KMI
$70.6B
– –
-705
Closed -$16K
KO icon
216
Coca-Cola
KO
$362B
– –
-869
Closed -$37K
LLY icon
217
Eli Lilly
LLY
$1.07T
– –
-462
Closed -$37K
LMT icon
218
Lockheed Martin
LMT
$134B
– –
-261
Closed -$63K
LNG icon
219
Cheniere Energy
LNG
$53.6B
– –
-800
Closed -$35K
LOW icon
220
Lowe's Companies
LOW
$119B
– –
-1,000
Closed -$72K
LQD icon
221
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.4B
– –
-720
Closed -$89K
LTBR icon
222
Lightbridge
LTBR
$263M
– –
-55
Closed -$1K
LUMN icon
223
Lumen
LUMN
$6.45B
– –
-164
Closed -$4K
MA icon
224
Mastercard
MA
$487B
– –
-400
Closed -$41K
MCD icon
225
McDonald's
MCD
$192B
– –
-765
Closed -$88K
7 8
9
10 11

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ACG
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NSUP
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Klingman & Associates's Q4 2016 Portfolio in Review

As of Q4 2016, Klingman & Associates held 378 positions worth $329M, down 0.75% from $332M the previous quarter. Its ten largest holdings account for 68% of the portfolio.

Klingman & Associates withdrew a net $12.2M in Q4 2016, closing 281 positions and reducing 44 holdings. Its most notable exit was Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020, an estimated $15.8M position sold in full.

By sector, the portfolio is most concentrated in Financials at 3.3% of assets, down from 3.3% a quarter earlier, followed by Energy and Healthcare.

Against the trend, Klingman & Associates opened a new position in UBS E-TRACS Alerian MLP Infrastructure ETN worth $21.1M.

  • Klingman & Associates's largest Q4 2016 buy was UBS E-TRACS Alerian MLP Infrastructure ETN: 742,074 shares worth $21.1M.
  • Klingman & Associates added most to iShares Core S&P Mid-Cap ETF in Q4 2016, an estimated $3.95M increase.
  • Klingman & Associates's biggest Q4 2016 reduction was iShares TIPS Bond ETF, cutting an estimated $2.3M.
  • Klingman & Associates fully exited Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020 in Q4 2016, selling an estimated $15.8M.
  • Klingman & Associates's ten largest holdings make up 68% of its $329M portfolio in Q4 2016.
  • Klingman & Associates opened 4 new positions and closed 281 in Q4 2016.
  • Klingman & Associates's portfolio value fell 0.75% quarter-over-quarter to $329M.

Based on Klingman & Associates's 13F filing for Q4 2016, filed 26 Jan 2017.