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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
-0.29%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$243M
AUM Growth
+$2.52M
Cap. Flow
+$3.71M
Cap. Flow %
1.52%
Top 10 Hldgs %
65.55%
Holding
407
New
25
Increased
57
Reduced
31
Closed
31

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.29M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.5M
3
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
+$1.27M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$950K
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$823K

Top Sells

Rank Stock Value
1
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$5.05M
2
RWK icon
Invesco S&P MidCap 400 Revenue ETF
RWK
+$922K
3
RTR
Oppenheimer ADR Revenue ETF
RTR
+$745K
4
RWJ icon
Invesco S&P SmallCap 600 Revenue ETF
RWJ
+$701K
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$192K

Sector Composition

Rank Sector Weight
1 Financials 3.18%
2 Healthcare 1.01%
3 Technology 0.87%
4 Energy 0.87%
5 Consumer Staples 0.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GSK icon
201
GSK
GSK
$104B
$32K 0.01%
560
– –
MPWR icon
202
Monolithic Power Systems
MPWR
$64.7B
$32K 0.01%
599
– –
NLY icon
203
Annaly Capital Management
NLY
$17.3B
$32K 0.01%
770
– –
ETV
204
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.7B
$31K 0.01%
2,100
– –
TEL icon
205
TE Connectivity
TEL
$59.9B
$31K 0.01%
434
-313
-42% -$21.5K
KMI icon
206
Kinder Morgan
KMI
$70.5B
$30K 0.01%
705
-1,997
-74% -$82.7K
QRVO icon
207
Qorvo
QRVO
$8.01B
$30K 0.01%
+375
New +$26.7K
AHGP
208
DELISTED
Alliance Holdings GP
AHGP
$30K 0.01%
575
– –
NSC icon
209
Norfolk Southern
NSC
$75B
$29K 0.01%
+285
New +$30.5K
RNP icon
210
Cohen & Steers REIT and Preferred and Income Fund
RNP
$988M
$29K 0.01%
1,500
– –
TXN icon
211
Texas Instruments
TXN
$255B
$29K 0.01%
500
– –
SBAC icon
212
SBA Communications
SBAC
$19.3B
$28K 0.01%
239
– –
VO icon
213
Vanguard Morningstar Mid-Cap ETF
VO
$106B
$28K 0.01%
840
– –
HIO
214
Western Asset High Income Opportunity Fund
HIO
$334M
$27K 0.01%
5,062
– –
FUN icon
215
Cedar Fair
FUN
$1.81B
$26K 0.01%
450
– –
SANM icon
216
Sanmina
SANM
$9.83B
$26K 0.01%
1,076
– –
HME
217
DELISTED
HOME PROPERTIES, INC
HME
$26K 0.01%
425
– –
WR
218
DELISTED
Westar Energy Inc
WR
$26K 0.01%
+665
New +$26.7K
BOND icon
219
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.4B
$25K 0.01%
+230
New +$25.2K
WBC
220
DELISTED
WABCO HOLDINGS INC.
WBC
$25K 0.01%
200
– –
DUK icon
221
Duke Energy
DUK
$98.4B
$24K 0.01%
+311
New +$25.2K
GAM
222
General American Investors Company
GAM
$1.55B
$24K 0.01%
679
– –
XEL icon
223
Xcel Energy
XEL
$48.8B
$24K 0.01%
+687
New +$24.6K
ZBH icon
224
Zimmer Biomet
ZBH
$18.4B
$24K 0.01%
206
– –
NFJ
225
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$23K 0.01%
1,400
– –
7 8
9
10 11

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CC
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HFM
Harvest Fund Management Beijing, China $2.35B AUM 49.85% 1-Year Est. Return
EC
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G
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MC
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SCA
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BAM
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Klingman & Associates's Q1 2015 Portfolio in Review

As of Q1 2015, Klingman & Associates held 407 positions worth $243M, up 1% from $241M the previous quarter. Its ten largest holdings account for 66% of the portfolio.

Klingman & Associates's Q1 2015 filing shows 25 new, 57 increased, 31 reduced and 31 closed positions. Its largest new stake was Vanguard Health Care ETF: 837 shares worth $113K. The largest sale was Invesco S&P 500 Revenue ETF, an estimated $5.05M.

By sector, the portfolio is most concentrated in Financials at 3.2% of assets, down from 3.4% a quarter earlier, followed by Healthcare and Technology.

  • Klingman & Associates's largest Q1 2015 buy was Vanguard Health Care ETF: 837 shares worth $113K.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q1 2015, an estimated $2.29M increase.
  • Klingman & Associates's biggest Q1 2015 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $192K.
  • Klingman & Associates fully exited Invesco S&P 500 Revenue ETF in Q1 2015, selling an estimated $5.05M.
  • Klingman & Associates's ten largest holdings make up 66% of its $243M portfolio in Q1 2015.
  • Klingman & Associates opened 25 new positions and closed 31 in Q1 2015.
  • Klingman & Associates's portfolio value rose 1% quarter-over-quarter to $243M.

Based on Klingman & Associates's 13F filing for Q1 2015, filed 9 Feb 2016.