Klingman & Associates’s Western Asset High Income Opportunity Fund HIO Stock Holding History

Klingman & Associates’s Portfolio HIO Stock Details HIO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-5,062	Closed	-$26K	–	190
2016 Q3	$26K	Hold	5,062	–	–	0.01%	242
2016 Q2	$25K	Hold	5,062	–	–	0.01%	243
2016 Q1	$24K	Hold	5,062	–	–	0.01%	240
2015 Q4	$24K	Buy	+5,062	New	+$23.7K	0.01%	257
2015 Q3	–	Sell	-5,062	Closed	-$24.7K	–	252
2015 Q2	$26K	Hold	5,062	–	–	0.01%	229
2015 Q1	$27K	Hold	5,062	–	–	0.01%	214
2014 Q4	$27K	Buy	+5,062	New	+$28.3K	0.01%	209

Other funds holding HIO

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

EVM

Eaton Vance Management Boston, Massachusetts $67.5B AUM 11.44% 1-Year Est. Return

WCMNY

Westchester Capital Management (New York) Valhalla, New York $2.21B AUM 26.02% 1-Year Est. Return

FCA Corp Houston, Texas $354M AUM 17.74% 1-Year Est. Return

Carlson Capital Dallas, Texas $318M AUM 27.64% 1-Year Est. Return

Kovitz Investment Group Partners Chicago, Illinois $4.31B AUM 20.41% 1-Year Est. Return

Klingman & Associates's HIO Position: Q4 2016 in Review

Klingman & Associates sold out of Western Asset High Income Opportunity Fund (HIO) in Q4 2016, closing a stake of 5,062 shares — an estimated $26K sold.

Klingman & Associates first reported a position in HIO in Q4 2014 and held it in 7 quarters. The position peaked at $27K in Q1 2015. 93 funds tracked by Wall St. Rank hold HIO as of Q4 2016.

Klingman & Associates reported no remaining Western Asset High Income Opportunity Fund position as of Q4 2016 after selling out during the quarter.
Klingman & Associates sold 5,062 Western Asset High Income Opportunity Fund shares in Q4 2016, an estimated $26K.
Klingman & Associates first reported a position in Western Asset High Income Opportunity Fund in Q4 2014 and held it in 7 quarters.
Klingman & Associates's Western Asset High Income Opportunity Fund position peaked at $27K in Q1 2015.
93 funds tracked by Wall St. Rank held Western Asset High Income Opportunity Fund as of Q4 2016.

Based on Klingman & Associates's 13F filing for Q4 2016, filed 26 Jan 2017.