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HIO

Western Asset High Income Opportunity Fund

79 hedge funds and large institutions have $116M invested in Western Asset High Income Opportunity Fund in 2015 Q4 according to their latest regulatory filings, with 20 funds opening new positions, 18 increasing their positions, 16 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

400% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 4

23% more funds holding

Funds holding: 6479 (+15)

14% more capital invested

Capital invested by funds: $102M → $116M (+$14.1M)

13% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 16

3.7% more ownership

Funds ownership: 25.96%29.66% (+3.7%)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
79
Holders Change
+15
Holders Change %
+23.44%
% of All Funds
2.07%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
20
Increased
18
Reduced
16
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$16.1M -$3.51M -747,732 -18%
SCM
2
Saba Capital Management
New York
$14.9M -$1.57M -334,442 -10%
RCM
3
Rivernorth Capital Management
Florida
$10.9M -$577K -123,082 -5%
Bank of America
4
Bank of America
North Carolina
$7.48M +$362K +77,105 +5%
COLIM
5
City of London Investment Management
United Kingdom
$6.19M -$669K -142,600 -10%
EVM
6
Eaton Vance Management
Massachusetts
$6.04M +$5.65M +1,205,108 +1,440%
Citigroup
7
Citigroup
New York
$5.58M -$68.7K -14,650 -1%
Invesco
8
Invesco
Georgia
$4.55M +$115K +24,459 +3%
PRCM
9
Pine River Capital Management
Minnesota
$4.23M
LPL Financial
10
LPL Financial
California
$4.1M +$1.77M +377,418 +74%
UBS Group
11
UBS Group
Switzerland
$3.97M +$979K +208,775 +33%
FC
12
FCA Corp
Texas
$3.53M +$3.53M +752,842 New
YMRC
13
Yorktown Management & Research Company
Virginia
$2.86M
AA
14
AQR Arbitrage
Connecticut
$2.09M -$112K -23,865 -5%
PPA
15
Parametric Portfolio Associates
Washington
$2.06M +$2.06M +439,549 New
SBIA
16
Sheaff Brock Investment Advisors
Indiana
$1.7M +$1.7M +362,517 New
Wells Fargo
17
Wells Fargo
California
$1.6M +$81.4K +17,346 +5%
CC
18
Carlson Capital
Texas
$1.56M
LCM
19
Landscape Capital Management
New Jersey
$1.55M +$322K +68,752 +26%
CS
20
Credit Suisse
Switzerland
$1.41M +$505K +107,627 +56%
WAM
21
Wolverine Asset Management
Illinois
$1.22M -$365K -77,847 -23%
KIG
22
Kovitz Investment Group
Illinois
$1.14M +$1.14M +243,750 New
MIG
23
Mariner Investment Group
New York
$1.04M +$1.04M +222,094 New
Thrivent Financial for Lutherans
24
Thrivent Financial for Lutherans
Minnesota
$1.01M
Stifel Financial
25
Stifel Financial
Missouri
$822K

HIO Hedge Fund Activity: Q4 2015 in Review

79 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Western Asset High Income Opportunity Fund (HIO) for Q4 2015, worth a combined $116M — up 14% from $102M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new HIO positions and 4 closed out — a net gain of 16 holders — while 18 added to existing stakes and 16 trimmed.

The largest buyer was Eaton Vance Management, adding an estimated $5.65M. The largest seller was Morgan Stanley, cutting an estimated $3.51M.

  • 79 institutional investors held Western Asset High Income Opportunity Fund (HIO) as of Q4 2015, up from 64 in Q3 2015.
  • Funds reported $116M of Western Asset High Income Opportunity Fund stock for Q4 2015, up 14% quarter-over-quarter.
  • 20 funds opened new Western Asset High Income Opportunity Fund positions in Q4 2015 and 4 closed out, a net change of +16 holders.
  • The largest Western Asset High Income Opportunity Fund buyer in Q4 2015 was Eaton Vance Management, an estimated $5.65M added.
  • The largest Western Asset High Income Opportunity Fund seller in Q4 2015 was Morgan Stanley, an estimated $3.51M sold.

Based on aggregated 13F filings for Q4 2015.