We are live on ! Find out more
HIO

Western Asset High Income Opportunity Fund

57 hedge funds and large institutions have $70.4M invested in Western Asset High Income Opportunity Fund in 2013 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 13 increasing their positions, 19 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 8

31% more capital invested

Capital invested by funds: $53.7M → $70.4M (+$16.7M)

10% more funds holding

Funds holding: 5257 (+5)

3.46% more ownership

Funds ownership: 10.66%14.12% (+3.5%)

32% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 19

Holders
57
Holders Change
+5
Holders Change %
+9.62%
% of All Funds
1.85%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
14
Increased
13
Reduced
19
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$12.1M +$117K +19,980 +1%
U
2
UBS
Switzerland
$8.35M +$68.5K +11,734 +0.8%
SCM
3
Saba Capital Management
New York
$8.08M +$7.91M +1,353,855 New
Bank of America
4
Bank of America
North Carolina
$6.18M +$871K +149,131 +17%
PRCM
5
Pine River Capital Management
Minnesota
$3.96M +$1.46M +249,604 +60%
GC
6
Guggenheim Capital
Illinois
$3.81M -$664K -113,729 -15%
Invesco
7
Invesco
Georgia
$3.11M -$36.1K -6,187 -1%
EIA
8
Edgemoor Investment Advisors
Maryland
$3.07M +$3M +514,625 New
Grantham, Mayo, Van Otterloo & Co (GMO)
9
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$2.1M +$2.05M +351,566 New
RCM
10
Rivernorth Capital Management
Florida
$2.03M +$918K +157,128 +86%
LPL Financial
11
LPL Financial
California
$1.94M +$41.3K +7,079 +2%
CS
12
Credit Suisse
Switzerland
$1.76M +$51.4K +8,800 +3%
Wells Fargo
13
Wells Fargo
California
$1.75M -$197K -33,771 -10%
WA
14
WFG Advisors
Texas
$1.47M +$1.3M +223,250 +995%
TAM
15
Third Avenue Management
New York
$1.07M +$1.05M +179,449 New
EAM
16
Eagle Asset Management
Florida
$1.05M +$1.03M +175,745 New
1IC
17
1919 Investment Counsel
Maryland
$1.02M -$16.9K -2,892 -2%
HK
18
Horizon Kinetics
New York
$942K -$18.8K -3,213 -2%
OA
19
Oxbow Advisors
Texas
$727K
SPC
20
Silver Point Capital
Connecticut
$537K
PPA
21
Parametric Portfolio Associates
Washington
$458K +$448K +76,758 New
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$432K +$422K +72,300 New
COLIM
23
City of London Investment Management
United Kingdom
$367K +$97.8K +16,751 +37%
RJA
24
Raymond James & Associates
Florida
$362K -$21.3K -3,645 -6%
MCM
25
Maryland Capital Management
Maryland
$358K

HIO Hedge Fund Activity: Q3 2013 in Review

57 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Western Asset High Income Opportunity Fund (HIO) for Q3 2013, worth a combined $70.4M — up 31% from $53.7M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new HIO positions and 8 closed out — a net gain of 6 holders — while 13 added to existing stakes and 19 trimmed.

The largest buyer was Saba Capital Management, opening a new position worth an estimated $7.91M. The largest seller was Sit Investment Associates, exiting entirely with an estimated $1.77M sold.

  • 57 institutional investors held Western Asset High Income Opportunity Fund (HIO) as of Q3 2013, up from 52 in Q2 2013.
  • Funds reported $70.4M of Western Asset High Income Opportunity Fund stock for Q3 2013, up 31% quarter-over-quarter.
  • 14 funds opened new Western Asset High Income Opportunity Fund positions in Q3 2013 and 8 closed out, a net change of +6 holders.
  • The largest Western Asset High Income Opportunity Fund buyer in Q3 2013 was Saba Capital Management, an estimated $7.91M added.
  • The largest Western Asset High Income Opportunity Fund seller in Q3 2013 was Sit Investment Associates, an estimated $1.77M sold.

Based on aggregated 13F filings for Q3 2013.