Pine River Capital Management’s Western Asset High Income Opportunity Fund HIO Stock Holding History

Pine River Capital Management’s Portfolio HIO Stock Details HIO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-159,520	Closed	-$782	–	415
2016 Q2	$782	Sell	159,520 -741,741	-82%	-$3.54M	﹤0.01%	353
2016 Q1	$4.23M	Hold	901,261	–	–	0.06%	184
2015 Q4	$4.23M	Hold	901,261	–	–	0.06%	214
2015 Q3	$4.23M	Hold	901,261	–	–	0.05%	225
2015 Q2	$4.64M	Hold	901,261	–	–	0.05%	234
2015 Q1	$4.8M	Hold	901,261	–	–	0.06%	210
2014 Q4	$4.84M	Buy	901,261 +57,500	+7%	+$321K	0.06%	211
2014 Q3	$4.88M	Buy	843,761 +29,699	+4%	+$176K	0.06%	280
2014 Q2	$4.97M	Hold	814,062	–	–	0.08%	228
2014 Q1	$4.92M	Hold	814,062	–	–	0.07%	278
2013 Q4	$4.83M	Buy	814,062 +150,000	+23%	+$899K	0.06%	303
2013 Q3	$3.96M	Buy	664,062 +249,604	+60%	+$1.46M	0.04%	293
2013 Q2	$2.46M	Buy	+414,458	New	+$2.62M	0.04%	308

Other funds holding HIO

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

EVM

Eaton Vance Management Boston, Massachusetts $67.5B AUM 11.44% 1-Year Est. Return

FCA Corp Houston, Texas $354M AUM 17.74% 1-Year Est. Return

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

Carlson Capital Dallas, Texas $318M AUM 27.64% 1-Year Est. Return

Kovitz Investment Group Partners Chicago, Illinois $4.31B AUM 20.41% 1-Year Est. Return

Pine River Capital Management's HIO Position: Q3 2016 in Review

Pine River Capital Management sold out of Western Asset High Income Opportunity Fund (HIO) in Q3 2016, closing a stake of 159,520 shares — an estimated $782 sold.

Pine River Capital Management first reported a position in HIO in Q2 2013 and held it in 13 quarters. The position peaked at $4.97M in Q2 2014. 85 funds tracked by Wall St. Rank hold HIO as of Q3 2016.

Pine River Capital Management reported no remaining Western Asset High Income Opportunity Fund position as of Q3 2016 after selling out during the quarter.
Pine River Capital Management sold 159,520 Western Asset High Income Opportunity Fund shares in Q3 2016, an estimated $782.
Pine River Capital Management first reported a position in Western Asset High Income Opportunity Fund in Q2 2013 and held it in 13 quarters.
Pine River Capital Management's Western Asset High Income Opportunity Fund position peaked at $4.97M in Q2 2014.
85 funds tracked by Wall St. Rank held Western Asset High Income Opportunity Fund as of Q3 2016.

Based on Pine River Capital Management's 13F filing for Q3 2016, filed 15 Nov 2016.