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HIO

Western Asset High Income Opportunity Fund

73 hedge funds and large institutions have $92.9M invested in Western Asset High Income Opportunity Fund in 2016 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 23 increasing their positions, 13 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

77% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 13

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

1% less funds holding

Funds holding: 7473 (-1)

3.58% less ownership

Funds ownership: 26.41%22.83% (-3.6%)

10% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 10

10% less capital invested

Capital invested by funds: $104M → $92.9M (-$10.7M)

Holders
73
Holders Change
-1
Holders Change %
-1.35%
% of All Funds
1.95%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
9
Increased
23
Reduced
13
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$17.1M +$119K +24,822 +0.7%
RCM
2
Rivernorth Capital Management
Florida
$12.8M +$1.53M +319,544 +14%
Bank of America
3
Bank of America
North Carolina
$10.3M +$1.35M +282,381 +16%
UBS Group
4
UBS Group
Switzerland
$9.18M +$1.79M +374,591 +25%
EVM
5
Eaton Vance Management
Massachusetts
$6.32M
FC
6
FCA Corp
Texas
$4.18M +$116K +24,280 +3%
Invesco
7
Invesco
Georgia
$4.17M -$225K -47,113 -5%
LCM
8
Laurion Capital Management
New York
$4.1M -$1.46M -305,499 -27%
LPL Financial
9
LPL Financial
California
$2.51M -$4.2M -879,842 -63%
Kovitz Investment Group Partners
10
Kovitz Investment Group Partners
Illinois
$1.88M -$5.63K -1,180 -0.3%
Citigroup
11
Citigroup
New York
$1.64M -$2.55M -533,676 -62%
CC
12
Carlson Capital
Texas
$1.63M
Wells Fargo
13
Wells Fargo
California
$1.6M +$134K +28,070 +9%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$1.14M +$321K +67,210 +41%
COLIM
15
City of London Investment Management
United Kingdom
$1.13M -$3.4M -711,555 -76%
Thrivent Financial for Lutherans
16
Thrivent Financial for Lutherans
Minnesota
$1.05M
YMRC
17
Yorktown Management & Research Company
Virginia
$1.03M -$1.91M -400,000 -66%
Stifel Financial
18
Stifel Financial
Missouri
$897K +$33.8K +7,070 +4%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$820K +$143K +29,884 +22%
LCM
20
Landscape Capital Management
New Jersey
$801K +$140K +29,357 +22%
RJFSA
21
Raymond James Financial Services Advisors
Florida
$740K +$283K +59,184 +64%
ACM
22
Alethea Capital Management
Washington
$562K -$12.9K -2,699 -2%
WCMNY
23
Westchester Capital Management (New York)
New York
$523K
CS
24
Credit Suisse
Switzerland
$492K
GC
25
Guggenheim Capital
Illinois
$491K +$177K +37,159 +59%

HIO Hedge Fund Activity: Q2 2016 in Review

73 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Western Asset High Income Opportunity Fund (HIO) for Q2 2016, worth a combined $92.9M — down 10% from $104M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of HIO and 9 opened new positions — a net loss of 1 holder — while 13 trimmed existing stakes and 23 added.

The largest buyer was UBS Group, adding an estimated $1.79M. The largest seller was LPL Financial, cutting an estimated $4.2M.

  • 73 institutional investors held Western Asset High Income Opportunity Fund (HIO) as of Q2 2016, down from 74 in Q1 2016.
  • Funds reported $92.9M of Western Asset High Income Opportunity Fund stock for Q2 2016, down 10% quarter-over-quarter.
  • 9 funds opened new Western Asset High Income Opportunity Fund positions in Q2 2016 and 10 closed out, a net change of -1 holder.
  • The largest Western Asset High Income Opportunity Fund buyer in Q2 2016 was UBS Group, an estimated $1.79M added.
  • The largest Western Asset High Income Opportunity Fund seller in Q2 2016 was LPL Financial, an estimated $4.2M sold.

Based on aggregated 13F filings for Q2 2016.