Alethea Capital Management’s Western Asset High Income Opportunity Fund HIO Stock Holding History

Alethea Capital Management’s Portfolio HIO Stock Details HIO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-112,955	Closed	-$573K	–	90
2017 Q4	$573K	Sell	112,955 -1,800	-2%	-$9.09K	0.91%	38
2017 Q3	$589K	Hold	114,755	–	–	0.69%	41
2017 Q2	$582K	Hold	114,755	–	–	0.66%	45
2017 Q1	$578K	Hold	114,755	–	–	0.69%	39
2016 Q4	$573K	Hold	114,755	–	–	0.72%	42
2016 Q3	$580K	Hold	114,755	–	–	0.8%	39
2016 Q2	$562K	Sell	114,755 -2,699	-2%	-$12.9K	0.77%	42
2016 Q1	$551K	Sell	117,454 -3,406	-3%	-$15.4K	0.61%	42
2015 Q4	$567K	Sell	120,860 -9,611	-7%	-$45.1K	0.66%	45
2015 Q3	$612K	Sell	130,471 -6,138	-4%	-$30K	0.93%	30
2015 Q2	$704K	Buy	136,609 +5,553	+4%	+$29.6K	1.08%	18
2015 Q1	$697K	Buy	131,056 +2,134	+2%	+$11.4K	0.77%	31
2014 Q4	$692K	Buy	+128,922	New	+$720K	0.71%	45

Other funds holding HIO

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

EVM

Eaton Vance Management Boston, Massachusetts $67.5B AUM 11.44% 1-Year Est. Return

Bramshill Investments Naples, Florida $1.16B AUM 0.86% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

VIA

Vident Investment Advisory Alpharetta, Georgia $2.9B AUM 24.67% 1-Year Est. Return

Alethea Capital Management's HIO Position: Q1 2018 in Review

Alethea Capital Management sold out of Western Asset High Income Opportunity Fund (HIO) in Q1 2018, closing a stake of 112,955 shares — an estimated $573K sold.

Alethea Capital Management first reported a position in HIO in Q4 2014 and held it in 13 quarters. The position peaked at $704K in Q2 2015. 98 funds tracked by Wall St. Rank hold HIO as of Q1 2018.

Alethea Capital Management reported no remaining Western Asset High Income Opportunity Fund position as of Q1 2018 after selling out during the quarter.
Alethea Capital Management sold 112,955 Western Asset High Income Opportunity Fund shares in Q1 2018, an estimated $573K.
Alethea Capital Management first reported a position in Western Asset High Income Opportunity Fund in Q4 2014 and held it in 13 quarters.
Alethea Capital Management's Western Asset High Income Opportunity Fund position peaked at $704K in Q2 2015.
98 funds tracked by Wall St. Rank held Western Asset High Income Opportunity Fund as of Q1 2018.

Based on Alethea Capital Management's 13F filing for Q1 2018, filed 18 Apr 2018.