Carlson Capital’s Western Asset High Income Opportunity Fund HIO Stock Holding History

Carlson Capital’s Portfolio HIO Stock Details HIO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-654,945	Closed	-$3.27M	–	282
2016 Q4	$3.27M	Hold	654,945	–	–	0.04%	246
2016 Q3	$3.31M	Buy	654,945 +321,612	+96%	+$1.61M	0.04%	224
2016 Q2	$1.63M	Hold	333,333	–	–	0.02%	264
2016 Q1	$1.56M	Hold	333,333	–	–	0.02%	258
2015 Q4	$1.56M	Hold	333,333	–	–	0.02%	274
2015 Q3	$1.56M	Hold	333,333	–	–	0.02%	263
2015 Q2	$1.72M	Hold	333,333	–	–	0.02%	273
2015 Q1	$1.77M	Hold	333,333	–	–	0.02%	282
2014 Q4	$1.79M	Hold	333,333	–	–	0.02%	294
2014 Q3	$1.93M	Hold	333,333	–	–	0.02%	300
2014 Q2	$2.03M	Hold	333,333	–	–	0.02%	309
2014 Q1	$2.02M	Buy	+333,333	New	+$2M	0.02%	298

Other funds holding HIO

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

EVM

Eaton Vance Management Boston, Massachusetts $67.5B AUM 11.44% 1-Year Est. Return

WCMNY

Westchester Capital Management (New York) Valhalla, New York $2.21B AUM 26.02% 1-Year Est. Return

FCA Corp Houston, Texas $354M AUM 17.74% 1-Year Est. Return

VIA

Vident Investment Advisory Alpharetta, Georgia $2.9B AUM 24.67% 1-Year Est. Return

Kovitz Investment Group Partners Chicago, Illinois $4.31B AUM 20.41% 1-Year Est. Return

Carlson Capital's HIO Position: Q1 2017 in Review

Carlson Capital sold out of Western Asset High Income Opportunity Fund (HIO) in Q1 2017, closing a stake of 654,945 shares — an estimated $3.27M sold.

Carlson Capital first reported a position in HIO in Q1 2014 and held it in 12 quarters. The position peaked at $3.31M in Q3 2016. 93 funds tracked by Wall St. Rank hold HIO as of Q1 2017.

Carlson Capital reported no remaining Western Asset High Income Opportunity Fund position as of Q1 2017 after selling out during the quarter.
Carlson Capital sold 654,945 Western Asset High Income Opportunity Fund shares in Q1 2017, an estimated $3.27M.
Carlson Capital first reported a position in Western Asset High Income Opportunity Fund in Q1 2014 and held it in 12 quarters.
Carlson Capital's Western Asset High Income Opportunity Fund position peaked at $3.31M in Q3 2016.
93 funds tracked by Wall St. Rank held Western Asset High Income Opportunity Fund as of Q1 2017.

Based on Carlson Capital's 13F filing for Q1 2017, filed 15 May 2017.