KA

Klingman & Associates Portfolio holdings

AUM $1.81B
This Quarter Return
+3.15%
1 Year Return
+11.88%
3 Year Return
+45.28%
5 Year Return
+77.09%
10 Year Return
+123.71%
AUM
$329M
AUM Growth
+$329M
Cap. Flow
-$11.3M
Cap. Flow %
-3.43%
Top 10 Hldgs %
68.42%
Holding
381
New
4
Increased
19
Reduced
44
Closed
282

Top Buys

1
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$21.1M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
$4.12M
3
IVV icon
iShares Core S&P 500 ETF
IVV
$2.64M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
$1.81M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$1.57M

Top Sells

1
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
$15.8M
2
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
$4.85M
3
TIP icon
iShares TIPS Bond ETF
TIP
$2.28M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
$1.81M
5
VTI icon
Vanguard Total Stock Market ETF
VTI
$1.7M

Sector Composition

1 Financials 3.29%
2 Energy 0.58%
3 Healthcare 0.47%
4 Consumer Staples 0.43%
5 Industrials 0.42%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NVG icon
151
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.53B
– –
0
– –
OMC icon
152
Omnicom Group
OMC
$15.2B
– –
-527
Closed -$45K
ORCL icon
153
Oracle
ORCL
$635B
– –
-1,500
Closed -$59K
OZK icon
154
Bank OZK
OZK
$5.91B
– –
-60
Closed -$2K
PARA
155
DELISTED
Paramount Global Class B
PARA
– –
-1,564
Closed -$86K
PCEF icon
156
Invesco CEF Income Composite ETF
PCEF
$840M
– –
-615
Closed -$14K
PCF
157
High Income Securities Fund
PCF
$121M
– –
-767
Closed -$6K
PCY icon
158
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.22B
– –
-176
Closed -$5K
PEG icon
159
Public Service Enterprise Group
PEG
$41.1B
– –
-484
Closed -$20K
PHB icon
160
Invesco Fundamental High Yield Corporate Bond ETF
PHB
$352M
– –
-2,840
Closed -$54K
PKB icon
161
Invesco Building & Construction ETF
PKB
$288M
– –
-2,000
Closed -$52K
PML
162
PIMCO Municipal Income Fund II
PML
$483M
– –
-500
Closed -$7K
PMM
163
Putnam Managed Municipal Income
PMM
$252M
– –
-1,521
Closed -$12K
PNR icon
164
Pentair
PNR
$17.6B
– –
-103
Closed -$7K
PPL icon
165
PPL Corp
PPL
$27B
– –
-945
Closed -$33K
PRFZ icon
166
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.54B
– –
-435
Closed -$46K
PRU icon
167
Prudential Financial
PRU
$38.6B
– –
-175
Closed -$14K
PSX icon
168
Phillips 66
PSX
$54B
– –
-600
Closed -$48K
PYPL icon
169
PayPal
PYPL
$67.1B
– –
-625
Closed -$26K
QAI icon
170
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$700M
– –
-5,340
Closed -$156K
QCOM icon
171
Qualcomm
QCOM
$173B
– –
-1,958
Closed -$134K
QQQ icon
172
Invesco QQQ Trust
QQQ
$364B
– –
-1,314
Closed -$156K
QRVO icon
173
Qorvo
QRVO
$8.4B
– –
-375
Closed -$21K
RNP icon
174
Cohen & Steers REIT and Preferred and Income Fund
RNP
$1.07B
– –
-1,500
Closed -$30K
ROP icon
175
Roper Technologies
ROP
$56.6B
– –
-130
Closed -$24K
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