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Klingman & Associates Portfolio holdings

AUM $2.09B
1-Year Est. Return 16.49%
This Fund
S&P 500
This Quarter Est. Return
+3.15%
1 Year Est. Return
+16.49%
3 Year Est. Return
+47.09%
5 Year Est. Return
+51.57%
10 Year Est. Return
+158.57%
AUM
$329M
AUM Growth
-$2.49M
Cap. Flow
-$12.2M
Cap. Flow %
-3.71%
Top 10 Hldgs %
68.42%
Holding
378
New
4
Increased
19
Reduced
44
Closed
281

Top Buys

Rank Stock Value
1
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$20.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.95M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.58M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.7M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$1.58M

Top Sells

Rank Stock Value
1
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
+$15.8M
2
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
+$4.85M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$2.3M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.77M
5
VTI icon
Vanguard Total Stock Market ETF
VTI
+$1.66M

Sector Composition

Rank Sector Weight
1 Financials 3.29%
2 Energy 0.58%
3 Healthcare 0.47%
4 Consumer Staples 0.43%
5 Industrials 0.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DAL icon
151
Delta Air Lines
DAL
$57B
– –
-340
Closed -$13K
DD icon
152
DuPont de Nemours
DD
$18.9B
– –
-124
Closed -$16K
DELL icon
153
Dell
DELL
$276B
– –
-43
Closed -$1K
DFE icon
154
WisdomTree Europe SmallCap Dividend Fund
DFE
$163M
– –
-622
Closed -$34K
DIA icon
155
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.5B
– –
-33
Closed -$6K
DLN icon
156
WisdomTree US LargeCap Dividend Fund
DLN
$6.25B
– –
-1,200
Closed -$46K
DLR icon
157
Digital Realty Trust
DLR
$72.4B
– –
-615
Closed -$60K
DLS icon
158
WisdomTree International SmallCap Dividend Fund
DLS
$1.05B
– –
-2,000
Closed -$123K
DLX icon
159
Deluxe
DLX
$1.22B
– –
-8
Closed -$1K
DUK icon
160
Duke Energy
DUK
$100B
– –
-311
Closed -$25K
ED icon
161
Consolidated Edison
ED
$41.1B
– –
-520
Closed -$39K
EEFT icon
162
Euronet Worldwide
EEFT
$3.01B
– –
-2,000
Closed -$164K
EEM icon
163
iShares MSCI Emerging Markets ETF
EEM
$28.6B
– –
-394
Closed -$15K
EEMV icon
164
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.47B
– –
-2,079
Closed -$112K
EIX icon
165
Edison International
EIX
$30.3B
– –
-666
Closed -$48K
ELME
166
Elme Communities
ELME
$144M
– –
-2,000
Closed -$62K
EMLC icon
167
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.76B
– –
-98
Closed -$4K
ENB icon
168
Enbridge
ENB
$121B
– –
-700
Closed -$31K
EQR icon
169
Equity Residential
EQR
$25.2B
– –
-460
Closed -$30K
ETV
170
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.71B
– –
-1,800
Closed -$27K
EVG
171
Eaton Vance Short Duration Diversified Income Fund
EVG
$142M
– –
-1,000
Closed -$14K
EWT icon
172
iShares MSCI Taiwan ETF
EWT
$9.99B
– –
-93
Closed -$3K
EXG icon
173
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.92B
– –
-983
Closed -$9K
FDX icon
174
FedEx
FDX
$73.5B
– –
-637
Closed -$111K
FE icon
175
FirstEnergy
FE
$28.5B
– –
-333
Closed -$11K
5 6
7
8 9

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Klingman & Associates's Q4 2016 Portfolio in Review

As of Q4 2016, Klingman & Associates held 378 positions worth $329M, down 0.75% from $332M the previous quarter. Its ten largest holdings account for 68% of the portfolio.

Klingman & Associates withdrew a net $12.2M in Q4 2016, closing 281 positions and reducing 44 holdings. Its most notable exit was Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020, an estimated $15.8M position sold in full.

By sector, the portfolio is most concentrated in Financials at 3.3% of assets, down from 3.3% a quarter earlier, followed by Energy and Healthcare.

Against the trend, Klingman & Associates opened a new position in UBS E-TRACS Alerian MLP Infrastructure ETN worth $21.1M.

  • Klingman & Associates's largest Q4 2016 buy was UBS E-TRACS Alerian MLP Infrastructure ETN: 742,074 shares worth $21.1M.
  • Klingman & Associates added most to iShares Core S&P Mid-Cap ETF in Q4 2016, an estimated $3.95M increase.
  • Klingman & Associates's biggest Q4 2016 reduction was iShares TIPS Bond ETF, cutting an estimated $2.3M.
  • Klingman & Associates fully exited Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020 in Q4 2016, selling an estimated $15.8M.
  • Klingman & Associates's ten largest holdings make up 68% of its $329M portfolio in Q4 2016.
  • Klingman & Associates opened 4 new positions and closed 281 in Q4 2016.
  • Klingman & Associates's portfolio value fell 0.75% quarter-over-quarter to $329M.

Based on Klingman & Associates's 13F filing for Q4 2016, filed 26 Jan 2017.