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KA

Klingman & Associates Portfolio holdings

AUM $2.09B
1-Year Est. Return 16.49%
This Fund
S&P 500
This Quarter Est. Return
+0.83%
1 Year Est. Return
+16.49%
3 Year Est. Return
+47.09%
5 Year Est. Return
+51.57%
10 Year Est. Return
+158.57%
AUM
$279M
AUM Growth
+$11.6M
Cap. Flow
+$9.34M
Cap. Flow %
3.35%
Top 10 Hldgs %
60.25%
Holding
432
New
24
Increased
37
Reduced
37
Closed
40

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.79M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$2.23M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.05M
4
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
+$1.85M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$1.83M

Top Sells

Rank Stock Value
1
PID icon
Invesco International Dividend Achievers ETF
PID
+$681K
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$645K
3
HDV
iShares Core High Dividend ETF
HDV
+$523K
4
NKE icon
Nike
NKE
+$453K
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$406K

Sector Composition

Rank Sector Weight
1 Financials 4.72%
2 Healthcare 0.83%
3 Consumer Staples 0.83%
4 Technology 0.74%
5 Industrials 0.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LQD icon
151
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.5B
$86K 0.03%
720
– –
PARA
152
DELISTED
Paramount Global Class B
PARA
$86K 0.03%
1,564
– –
FLS icon
153
Flowserve
FLS
$9.38B
$80K 0.03%
1,800
– –
ACN icon
154
Accenture
ACN
$101B
$79K 0.03%
686
– –
ISCV icon
155
iShares Morningstar Small-Cap Value ETF
ISCV
$701M
$79K 0.03%
1,983
– –
CWB icon
156
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.52B
$78K 0.03%
1,816
– –
GS icon
157
Goldman Sachs
GS
$305B
$78K 0.03%
500
– –
ISCG icon
158
iShares Morningstar Small-Cap Growth ETF
ISCG
$976M
$77K 0.03%
3,600
– –
LOW icon
159
Lowe's Companies
LOW
$122B
$76K 0.03%
1,000
– –
NRK icon
160
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$904M
$76K 0.03%
5,664
– –
CAH icon
161
Cardinal Health
CAH
$54.5B
$75K 0.03%
918
– –
COP icon
162
ConocoPhillips
COP
$139B
$74K 0.03%
1,844
– –
UPS icon
163
United Parcel Service
UPS
$89.7B
$74K 0.03%
704
-100
-12% -$9.72K
SO icon
164
Southern Company
SO
$109B
$73K 0.03%
1,416
– –
DXJ icon
165
WisdomTree Japan Hedged Equity Fund
DXJ
$7.12B
$72K 0.03%
1,638
– –
UAA icon
166
Under Armour
UAA
$3.04B
$72K 0.03%
1,720
+109
+7% +$4.27K
BAC icon
167
Bank of America
BAC
$439B
$71K 0.03%
5,282
-8,000
-60% -$108K
GOOGL icon
168
Alphabet (Google) Class A
GOOGL
$4.08T
$71K 0.03%
1,860
– –
T icon
169
AT&T
T
$169B
$69K 0.02%
2,320
+3
+0.1% +$83
VT icon
170
Vanguard Total World Stock ETF
VT
$76.3B
$69K 0.02%
1,195
– –
SMC
171
Summit Midstream
SMC
$412M
$68K 0.02%
267
– –
CTAS icon
172
Cintas
CTAS
$86B
$67K 0.02%
2,988
– –
NKE icon
173
Nike
NKE
$63.9B
$67K 0.02%
1,088
-7,500
-87% -$453K
SHYG icon
174
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.61B
$67K 0.02%
+1,488
New +$65.6K
TFC icon
175
Truist Financial
TFC
$64.7B
$67K 0.02%
2,000
– –
5 6
7
8 9

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ACP
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Klingman & Associates's Q1 2016 Portfolio in Review

As of Q1 2016, Klingman & Associates held 432 positions worth $279M, up 4.3% from $267M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Klingman & Associates deployed $9.34M of net new capital in Q1 2016, opening 24 new positions and adding to 37 existing holdings. Its largest new stake was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 10,679 shares worth $1.08M.

By sector, the portfolio is most concentrated in Financials at 4.7% of assets, down from 5.8% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $645K trimmed.

  • Klingman & Associates's largest Q1 2016 buy was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 10,679 shares worth $1.08M.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q1 2016, an estimated $4.79M increase.
  • Klingman & Associates's biggest Q1 2016 reduction was Alphabet (Google) Class C, cutting an estimated $645K.
  • Klingman & Associates fully exited Invesco International Dividend Achievers ETF in Q1 2016, selling an estimated $681K.
  • Klingman & Associates's ten largest holdings make up 60% of its $279M portfolio in Q1 2016.
  • Klingman & Associates opened 24 new positions and closed 40 in Q1 2016.
  • Klingman & Associates's portfolio value rose 4.3% quarter-over-quarter to $279M.

Based on Klingman & Associates's 13F filing for Q1 2016, filed 18 Apr 2016.