Klingman & Associates’s State Street SPDR Bloomberg Convertible Securities ETF CWB Stock Holding History

Klingman & Associates’s Portfolio CWB Stock Details CWB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-943	Closed	-$44K	–	149
2016 Q3	$44K	Sell	943 -96	-9%	-$4.38K	0.01%	196
2016 Q2	$46K	Sell	1,039 -777	-43%	-$33.7K	0.01%	195
2016 Q1	$78K	Hold	1,816	–	–	0.03%	156
2015 Q4	$79K	Hold	1,816	–	–	0.03%	181
2015 Q3	$81K	Hold	1,816	–	–	0.03%	176
2015 Q2	$86K	Hold	1,816	–	–	0.03%	147
2015 Q1	$87K	Hold	1,816	–	–	0.04%	137
2014 Q4	$85K	Buy	+1,816	New	+$88.9K	0.04%	141

Other funds holding CWB

NSLI

Nan Shan Life Insurance Taipei City, Taiwan $3.19B AUM 24.42% 1-Year Est. Return

QS Investors New York $8.47B AUM 30.71% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

IndexIQ Advisors New York $2.82B AUM 12.48% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $202B AUM 37.79% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Klingman & Associates's CWB Position: Q4 2016 in Review

Klingman & Associates sold out of State Street SPDR Bloomberg Convertible Securities ETF (CWB) in Q4 2016, closing a stake of 943 shares — an estimated $44K sold.

Klingman & Associates first reported a position in CWB in Q4 2014 and held it in 8 quarters. The position peaked at $87K in Q1 2015. 233 funds tracked by Wall St. Rank hold CWB as of Q4 2016.

Klingman & Associates reported no remaining State Street SPDR Bloomberg Convertible Securities ETF position as of Q4 2016 after selling out during the quarter.
Klingman & Associates sold 943 State Street SPDR Bloomberg Convertible Securities ETF shares in Q4 2016, an estimated $44K.
Klingman & Associates first reported a position in State Street SPDR Bloomberg Convertible Securities ETF in Q4 2014 and held it in 8 quarters.
Klingman & Associates's State Street SPDR Bloomberg Convertible Securities ETF position peaked at $87K in Q1 2015.
233 funds tracked by Wall St. Rank held State Street SPDR Bloomberg Convertible Securities ETF as of Q4 2016.

Based on Klingman & Associates's 13F filing for Q4 2016, filed 26 Jan 2017.