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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
-0.29%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$243M
AUM Growth
+$2.52M
Cap. Flow
+$3.71M
Cap. Flow %
1.52%
Top 10 Hldgs %
65.55%
Holding
407
New
25
Increased
57
Reduced
31
Closed
31

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.29M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.5M
3
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
+$1.27M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$950K
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$823K

Top Sells

Rank Stock Value
1
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$5.05M
2
RWK icon
Invesco S&P MidCap 400 Revenue ETF
RWK
+$922K
3
RTR
Oppenheimer ADR Revenue ETF
RTR
+$745K
4
RWJ icon
Invesco S&P SmallCap 600 Revenue ETF
RWJ
+$701K
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$192K

Sector Composition

Rank Sector Weight
1 Financials 3.18%
2 Healthcare 1.01%
3 Technology 0.87%
4 Energy 0.87%
5 Consumer Staples 0.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJS icon
126
iShares S&P Small-Cap 600 Value ETF
IJS
$8.12B
$104K 0.04%
1,748
– –
FLS icon
127
Flowserve
FLS
$9.71B
$102K 0.04%
1,800
– –
MHN
128
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$102K 0.04%
7,285
– –
MMM icon
129
3M
MMM
$90.9B
$102K 0.04%
737
– –
NEAR icon
130
iShares Short Maturity Bond ETF
NEAR
$4.83B
$100K 0.04%
1,990
– –
ILCB icon
131
iShares Morningstar US Equity ETF
ILCB
$1.27B
$95K 0.04%
3,124
+12
+0.4% +$367
PARA
132
DELISTED
Paramount Global Class B
PARA
$95K 0.04%
1,564
– –
GS icon
133
Goldman Sachs
GS
$300B
$94K 0.04%
500
– –
TMO icon
134
Thermo Fisher Scientific
TMO
$213B
$93K 0.04%
691
– –
DXJ icon
135
WisdomTree Japan Hedged Equity Fund
DXJ
$7.08B
$90K 0.04%
1,638
– –
DWX icon
136
State Street SPDR S&P International Dividend ETF
DWX
$529M
$88K 0.04%
2,108
-1,000
-32% -$42.8K
CWB icon
137
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.6B
$87K 0.04%
1,816
– –
ISCV icon
138
iShares Morningstar Small-Cap Value ETF
ISCV
$692M
$87K 0.04%
1,983
– –
ILCV icon
139
iShares Morningstar Value ETF
ILCV
$1.32B
$86K 0.04%
2,048
+14
+0.7% +$592
KMB icon
140
Kimberly-Clark
KMB
$36.3B
$86K 0.04%
799
+295
+59% +$32.6K
UPS icon
141
United Parcel Service
UPS
$88.6B
$85K 0.03%
873
+267
+44% +$27.4K
CAH icon
142
Cardinal Health
CAH
$53.9B
$83K 0.03%
918
– –
QAI icon
143
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1.01B
$79K 0.03%
2,625
– –
ED icon
144
Consolidated Edison
ED
$40.1B
$78K 0.03%
1,271
-213
-14% -$13.8K
TFC icon
145
Truist Financial
TFC
$63.3B
$78K 0.03%
2,000
– –
BAC icon
146
Bank of America
BAC
$435B
$77K 0.03%
5,035
– –
FOF icon
147
Cohen & Steers Closed End Opportunity Fund
FOF
$377M
$77K 0.03%
6,000
– –
ET icon
148
Energy Transfer Partners
ET
$70.1B
$76K 0.03%
2,400
– –
DGS icon
149
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.69B
$75K 0.03%
1,698
– –
MCD icon
150
McDonald's
MCD
$192B
$75K 0.03%
765
– –
4 5
6
7 8

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Klingman & Associates's Q1 2015 Portfolio in Review

As of Q1 2015, Klingman & Associates held 407 positions worth $243M, up 1% from $241M the previous quarter. Its ten largest holdings account for 66% of the portfolio.

Klingman & Associates's Q1 2015 filing shows 25 new, 57 increased, 31 reduced and 31 closed positions. Its largest new stake was Vanguard Health Care ETF: 837 shares worth $113K. The largest sale was Invesco S&P 500 Revenue ETF, an estimated $5.05M.

By sector, the portfolio is most concentrated in Financials at 3.2% of assets, down from 3.4% a quarter earlier, followed by Healthcare and Technology.

  • Klingman & Associates's largest Q1 2015 buy was Vanguard Health Care ETF: 837 shares worth $113K.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q1 2015, an estimated $2.29M increase.
  • Klingman & Associates's biggest Q1 2015 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $192K.
  • Klingman & Associates fully exited Invesco S&P 500 Revenue ETF in Q1 2015, selling an estimated $5.05M.
  • Klingman & Associates's ten largest holdings make up 66% of its $243M portfolio in Q1 2015.
  • Klingman & Associates opened 25 new positions and closed 31 in Q1 2015.
  • Klingman & Associates's portfolio value rose 1% quarter-over-quarter to $243M.

Based on Klingman & Associates's 13F filing for Q1 2015, filed 9 Feb 2016.