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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
+0.54%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$241M
AUM Growth
–
Cap. Flow
+$241M
Cap. Flow %
99.99%
Top 10 Hldgs %
65.09%
Holding
387
New
382
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$34M
2
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$24M
3
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$20.3M
4
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
+$18.5M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$14M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Financials 3.43%
2 Energy 1.01%
3 Healthcare 0.9%
4 Technology 0.87%
5 Consumer Staples 0.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ISCG icon
126
iShares Morningstar Small-Cap Growth ETF
ISCG
$967M
$108K 0.04%
+4,800
New +$104K
FLS icon
127
Flowserve
FLS
$9.62B
$107K 0.04%
+1,800
New +$115K
BSCK
128
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$105K 0.04%
+5,000
New +$106K
IJS icon
129
iShares S&P Small-Cap 600 Value ETF
IJS
$8.09B
$103K 0.04%
+1,748
New +$98.6K
MHN
130
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$101K 0.04%
+7,285
New +$100K
MMM icon
131
3M
MMM
$90.7B
$101K 0.04%
+737
New +$94.6K
TGT icon
132
Target
TGT
$65.3B
$101K 0.04%
+1,336
New +$90.2K
NEAR icon
133
iShares Short Maturity Bond ETF
NEAR
$4.83B
$99K 0.04%
+1,990
New +$99.8K
ED icon
134
Consolidated Edison
ED
$40.5B
$97K 0.04%
+1,484
New +$93.1K
GS icon
135
Goldman Sachs
GS
$302B
$96K 0.04%
+500
New +$94K
ILCB icon
136
iShares Morningstar US Equity ETF
ILCB
$1.26B
$96K 0.04%
+3,112
New +$93.3K
BAC icon
137
Bank of America
BAC
$436B
$90K 0.04%
+5,035
New +$86.2K
ILCV icon
138
iShares Morningstar Value ETF
ILCV
$1.31B
$87K 0.04%
+2,034
New +$85.9K
PARA
139
DELISTED
Paramount Global Class B
PARA
$86K 0.04%
+1,564
New +$83.3K
TMO icon
140
Thermo Fisher Scientific
TMO
$211B
$86K 0.04%
+691
New +$84K
CWB icon
141
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.57B
$85K 0.04%
+1,816
New +$88.9K
ISCV icon
142
iShares Morningstar Small-Cap Value ETF
ISCV
$688M
$85K 0.04%
+1,983
New +$82.5K
DXJ icon
143
WisdomTree Japan Hedged Equity Fund
DXJ
$7.06B
$80K 0.03%
+1,638
New +$85.5K
FOF icon
144
Cohen & Steers Closed End Opportunity Fund
FOF
$378M
$78K 0.03%
+6,000
New +$78.9K
HPQ icon
145
HP
HPQ
$24.8B
$77K 0.03%
+4,237
New +$71K
QAI icon
146
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1.01B
$77K 0.03%
+2,625
New +$77.8K
TFC icon
147
Truist Financial
TFC
$63.6B
$77K 0.03%
+2,000
New +$75.3K
FDX icon
148
FedEx
FDX
$73.1B
$75K 0.03%
+437
New +$73.9K
V icon
149
Visa
V
$680B
$75K 0.03%
+1,152
New +$69.3K
CAH icon
150
Cardinal Health
CAH
$53.6B
$74K 0.03%
+918
New +$72.5K
4 5
6
7 8

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Klingman & Associates's Q4 2014 Portfolio in Review

Q4 2014 is the first quarter with a 13F filing on record for Klingman & Associates, which disclosed 387 positions worth $241M. Its ten largest holdings account for 65% of the portfolio.

Its largest position is State Street SPDR S&P 500 ETF Trust: 169,116 shares worth $34.8M.

By sector, the portfolio is most concentrated in Financials at 3.4% of assets, followed by Energy and Healthcare.

  • Klingman & Associates's largest Q4 2014 buy was State Street SPDR S&P 500 ETF Trust: 169,116 shares worth $34.8M.
  • Klingman & Associates's ten largest holdings make up 65% of its $241M portfolio in Q4 2014.
  • Klingman & Associates disclosed 387 positions in Q4 2014, its first 13F filing on record.

Based on Klingman & Associates's 13F filing for Q4 2014, filed 9 Feb 2016.