We are live on ! Find out more
KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
-0.29%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$243M
AUM Growth
+$2.52M
Cap. Flow
+$3.71M
Cap. Flow %
1.52%
Top 10 Hldgs %
65.55%
Holding
407
New
25
Increased
57
Reduced
31
Closed
31

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.29M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.5M
3
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
+$1.27M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$950K
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$823K

Top Sells

Rank Stock Value
1
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$5.05M
2
RWK icon
Invesco S&P MidCap 400 Revenue ETF
RWK
+$922K
3
RTR
Oppenheimer ADR Revenue ETF
RTR
+$745K
4
RWJ icon
Invesco S&P SmallCap 600 Revenue ETF
RWJ
+$701K
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$192K

Sector Composition

Rank Sector Weight
1 Financials 3.18%
2 Healthcare 1.01%
3 Technology 0.87%
4 Energy 0.87%
5 Consumer Staples 0.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VGK icon
76
Vanguard FTSE Europe ETF
VGK
$30.8B
$234K 0.1%
4,316
– –
CVX icon
77
Chevron
CVX
$383B
$232K 0.1%
2,207
– –
BIV icon
78
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$225K 0.09%
2,612
+2,491
+2,059% +$214K
VNQI icon
79
Vanguard Global ex-US Real Estate ETF
VNQI
$3.56B
$225K 0.09%
4,000
– –
VZ icon
80
Verizon
VZ
$193B
$223K 0.09%
4,592
+729
+19% +$35.2K
IJJ icon
81
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
$212K 0.09%
3,234
– –
MRK icon
82
Merck
MRK
$321B
$211K 0.09%
3,850
-262
-6% -$14.8K
HSY icon
83
Hershey
HSY
$35.9B
$202K 0.08%
2,000
– –
PM icon
84
Philip Morris
PM
$299B
$201K 0.08%
2,672
– –
ABBV icon
85
AbbVie
ABBV
$455B
$195K 0.08%
3,334
– –
CL icon
86
Colgate-Palmolive
CL
$73.3B
$195K 0.08%
2,811
– –
ADP icon
87
Automatic Data Processing
ADP
$105B
$179K 0.07%
2,092
– –
IJK icon
88
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.7B
$177K 0.07%
4,120
– –
MO icon
89
Altria Group
MO
$113B
$168K 0.07%
3,355
+376
+13% +$20K
MCI
90
Barings Corporate Investors
MCI
$342M
$166K 0.07%
10,703
+1
+0% +$16
IBM icon
91
IBM
IBM
$209B
$161K 0.07%
1,049
-200
-16% -$30.3K
WMT icon
92
Walmart Inc
WMT
$884B
$154K 0.06%
5,610
– –
CVS icon
93
CVS Health
CVS
$134B
$152K 0.06%
1,475
– –
DIA icon
94
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.5B
$151K 0.06%
850
+50
+6% +$8.9K
RFI
95
Cohen & Steers Total Return Realty Fund
RFI
$311M
$150K 0.06%
10,930
– –
MLM icon
96
Martin Marietta Materials
MLM
$32.4B
$148K 0.06%
1,060
– –
ORCL icon
97
Oracle
ORCL
$367B
$148K 0.06%
3,436
– –
COST icon
98
Costco
COST
$423B
$147K 0.06%
968
– –
BMY icon
99
Bristol-Myers Squibb
BMY
$132B
$146K 0.06%
2,261
– –
PRFZ icon
100
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.77B
$141K 0.06%
6,775
-750
-10% -$15.2K
2 3
4
5 6

Similar funds

ROIC
Route One Investment Company San Francisco, California $2.35B AUM 11.7% 1-Year Est. Return
CC
Capital Counsel New York $2.35B AUM 21.34% 1-Year Est. Return
HFM
Harvest Fund Management Beijing, China $2.35B AUM 49.85% 1-Year Est. Return
EC
EcoR1 Capital San Francisco, California $2.36B AUM 204.53% 1-Year Est. Return
G
GenTrust Miami, Florida $2.34B AUM 18.43% 1-Year Est. Return
MC
Moors & Cabot Boston, Massachusetts $2.34B AUM 30.42% 1-Year Est. Return
SCA
STALEY CAPITAL ADVISERS Pittsburgh, Pennsylvania $2.36B AUM 23.72% 1-Year Est. Return
BAM
Berkshire Asset Management Wilkes Barre, Pennsylvania $2.33B AUM 19.33% 1-Year Est. Return

Klingman & Associates's Q1 2015 Portfolio in Review

As of Q1 2015, Klingman & Associates held 407 positions worth $243M, up 1% from $241M the previous quarter. Its ten largest holdings account for 66% of the portfolio.

Klingman & Associates's Q1 2015 filing shows 25 new, 57 increased, 31 reduced and 31 closed positions. Its largest new stake was Vanguard Health Care ETF: 837 shares worth $113K. The largest sale was Invesco S&P 500 Revenue ETF, an estimated $5.05M.

By sector, the portfolio is most concentrated in Financials at 3.2% of assets, down from 3.4% a quarter earlier, followed by Healthcare and Technology.

  • Klingman & Associates's largest Q1 2015 buy was Vanguard Health Care ETF: 837 shares worth $113K.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q1 2015, an estimated $2.29M increase.
  • Klingman & Associates's biggest Q1 2015 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $192K.
  • Klingman & Associates fully exited Invesco S&P 500 Revenue ETF in Q1 2015, selling an estimated $5.05M.
  • Klingman & Associates's ten largest holdings make up 66% of its $243M portfolio in Q1 2015.
  • Klingman & Associates opened 25 new positions and closed 31 in Q1 2015.
  • Klingman & Associates's portfolio value rose 1% quarter-over-quarter to $243M.

Based on Klingman & Associates's 13F filing for Q1 2015, filed 9 Feb 2016.