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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
-0.29%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$243M
AUM Growth
+$2.52M
Cap. Flow
+$3.71M
Cap. Flow %
1.52%
Top 10 Hldgs %
65.55%
Holding
407
New
25
Increased
57
Reduced
31
Closed
31

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.29M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.5M
3
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
+$1.27M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$950K
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$823K

Top Sells

Rank Stock Value
1
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$5.05M
2
RWK icon
Invesco S&P MidCap 400 Revenue ETF
RWK
+$922K
3
RTR
Oppenheimer ADR Revenue ETF
RTR
+$745K
4
RWJ icon
Invesco S&P SmallCap 600 Revenue ETF
RWJ
+$701K
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$192K

Sector Composition

Rank Sector Weight
1 Financials 3.18%
2 Healthcare 1.01%
3 Technology 0.87%
4 Energy 0.87%
5 Consumer Staples 0.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RSP icon
51
Invesco S&P 500 Equal Weight ETF
RSP
$97.3B
$543K 0.22%
6,702
-285
-4% -$22.9K
IWF icon
52
iShares Russell 1000 Growth ETF
IWF
$117B
$505K 0.21%
20,428
– –
VYM icon
53
Vanguard High Dividend Yield ETF
VYM
$80.8B
$497K 0.2%
7,281
– –
NSL
54
DELISTED
NUVEEN SENIOR INCM FD
NSL
$433K 0.18%
65,048
+1
+0% +$7
EMB icon
55
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$426K 0.18%
3,800
– –
SOXX icon
56
iShares Semiconductor ETF
SOXX
$38.4B
$414K 0.17%
13,200
– –
MUB icon
57
iShares National Muni Bond ETF
MUB
$45.2B
$398K 0.16%
3,597
– –
JNJ icon
58
Johnson & Johnson
JNJ
$640B
$394K 0.16%
3,921
+441
+13% +$44.8K
DIS icon
59
Walt Disney
DIS
$171B
$390K 0.16%
3,717
– –
AAPL icon
60
Apple
AAPL
$4.97T
$375K 0.15%
12,040
– –
IWD icon
61
iShares Russell 1000 Value ETF
IWD
$81.4B
$365K 0.15%
3,541
+16
+0.5% +$1.66K
PEP icon
62
PepsiCo
PEP
$196B
$363K 0.15%
3,795
+100
+3% +$9.68K
BRK.B icon
63
Berkshire Hathaway Class B
BRK.B
$1.1T
$354K 0.15%
2,450
– –
DBEM icon
64
Xtrackers MSCI Emerging Markets Hedged Equity ETF
DBEM
$101M
$352K 0.14%
15,900
+8,850
+126% +$193K
HON icon
65
Honeywell
HON
$76.4B
$340K 0.14%
3,630
– –
MSFT icon
66
Microsoft
MSFT
$2.9T
$337K 0.14%
8,277
+1,017
+14% +$44.3K
IEF icon
67
iShares 7-10 Year Treasury Bond ETF
IEF
$47.2B
$336K 0.14%
3,099
+1,679
+118% +$181K
JNK icon
68
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.05B
$333K 0.14%
2,832
+3
+0.1% +$352
PXF icon
69
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.83B
$318K 0.13%
7,765
– –
VXF icon
70
Vanguard Extended Market ETF
VXF
$30B
$301K 0.12%
3,250
– –
C icon
71
Citigroup
C
$213B
$299K 0.12%
5,797
-370
-6% -$18.8K
PG icon
72
Procter & Gamble
PG
$340B
$274K 0.11%
3,340
+280
+9% +$24.1K
PDN icon
73
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$347M
$271K 0.11%
10,000
– –
HD icon
74
Home Depot
HD
$337B
$269K 0.11%
2,367
– –
HYG icon
75
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$265K 0.11%
2,923
– –
1 2
3
4 5

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HFM
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EC
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G
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MC
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SCA
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BAM
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Klingman & Associates's Q1 2015 Portfolio in Review

As of Q1 2015, Klingman & Associates held 407 positions worth $243M, up 1% from $241M the previous quarter. Its ten largest holdings account for 66% of the portfolio.

Klingman & Associates's Q1 2015 filing shows 25 new, 57 increased, 31 reduced and 31 closed positions. Its largest new stake was Vanguard Health Care ETF: 837 shares worth $113K. The largest sale was Invesco S&P 500 Revenue ETF, an estimated $5.05M.

By sector, the portfolio is most concentrated in Financials at 3.2% of assets, down from 3.4% a quarter earlier, followed by Healthcare and Technology.

  • Klingman & Associates's largest Q1 2015 buy was Vanguard Health Care ETF: 837 shares worth $113K.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q1 2015, an estimated $2.29M increase.
  • Klingman & Associates's biggest Q1 2015 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $192K.
  • Klingman & Associates fully exited Invesco S&P 500 Revenue ETF in Q1 2015, selling an estimated $5.05M.
  • Klingman & Associates's ten largest holdings make up 66% of its $243M portfolio in Q1 2015.
  • Klingman & Associates opened 25 new positions and closed 31 in Q1 2015.
  • Klingman & Associates's portfolio value rose 1% quarter-over-quarter to $243M.

Based on Klingman & Associates's 13F filing for Q1 2015, filed 9 Feb 2016.