KA

Klingman & Associates Portfolio holdings

AUM $1.81B
This Quarter Return
+1.79%
1 Year Return
+11.88%
3 Year Return
+45.28%
5 Year Return
+77.09%
10 Year Return
+123.71%
AUM
$406M
AUM Growth
+$406M
Cap. Flow
+$25M
Cap. Flow %
6.15%
Top 10 Hldgs %
67.33%
Holding
101
New
6
Increased
29
Reduced
36
Closed
5

Top Buys

1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$4.87M
2
NEAR icon
iShares Short Maturity Bond ETF
NEAR
$4.31M
3
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$3.67M
4
IVV icon
iShares Core S&P 500 ETF
IVV
$3.27M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
$2.95M

Top Sells

1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$1.08M
2
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
$400K
3
CSX icon
CSX Corp
CSX
$342K
4
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
$310K
5
NSL
NUVEEN SENIOR INCM FD
NSL
$285K

Sector Composition

1 Financials 3.48%
2 Healthcare 1.12%
3 Energy 0.41%
4 Technology 0.32%
5 Consumer Staples 0.3%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VEU icon
26
Vanguard FTSE All-World ex-US ETF
VEU
$48.6B
$2.33M 0.57%
44,122
+3,649
+9% +$192K
HDV icon
27
iShares Core High Dividend ETF
HDV
$11.7B
$1.93M 0.47%
22,452
+10
+0% +$860
FCT
28
First Trust Senior Floating Rate Income Fund II
FCT
$266M
$1.49M 0.37%
110,257
-19,602
-15% -$264K
MLPX icon
29
Global X MLP & Energy Infrastructure ETF
MLPX
$2.61B
$1.43M 0.35%
103,723
-1,814
-2% -$25K
XOM icon
30
Exxon Mobil
XOM
$487B
$1.41M 0.35%
17,168
+857
+5% +$70.2K
VWO icon
31
Vanguard FTSE Emerging Markets ETF
VWO
$96.4B
$1.3M 0.32%
29,832
-7,114
-19% -$310K
MINT icon
32
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$13.8B
$1.26M 0.31%
12,349
+70
+0.6% +$7.13K
EFAV icon
33
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.39B
$1.18M 0.29%
16,580
– –
VTI icon
34
Vanguard Total Stock Market ETF
VTI
$526B
$1.17M 0.29%
9,058
– –
VEA icon
35
Vanguard FTSE Developed Markets ETF
VEA
$171B
$1.09M 0.27%
25,156
+12
+0% +$521
FRA icon
36
BlackRock Floating Rate Income Strategies Fund
FRA
$469M
$1.04M 0.25%
72,097
-16,172
-18% -$232K
RY icon
37
Royal Bank of Canada
RY
$205B
$988K 0.24%
12,763
-600
-4% -$46.4K
RWK icon
38
Invesco S&P MidCap 400 Revenue ETF
RWK
$982M
$955K 0.24%
16,569
+10
+0.1% +$576
VIG icon
39
Vanguard Dividend Appreciation ETF
VIG
$95.4B
$864K 0.21%
9,114
-89
-1% -$8.44K
EMD
40
Western Asset Emerging Markets Debt Fund
EMD
$599M
$862K 0.21%
54,741
+46
+0.1% +$724
VXUS icon
41
Vanguard Total International Stock ETF
VXUS
$102B
$854K 0.21%
15,600
– –
SCZ icon
42
iShares MSCI EAFE Small-Cap ETF
SCZ
$10.7B
$809K 0.2%
13,055
– –
RWJ icon
43
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$1.6B
$774K 0.19%
11,296
– –
OEF icon
44
iShares S&P 100 ETF
OEF
$22B
$766K 0.19%
6,880
– –
SOXX icon
45
iShares Semiconductor ETF
SOXX
$13.6B
$698K 0.17%
4,400
– –
AAPL icon
46
Apple
AAPL
$3.45T
$690K 0.17%
4,477
+1,239
+38% +$191K
DEM icon
47
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.11B
$683K 0.17%
15,878
-9,310
-37% -$400K
VB icon
48
Vanguard Small-Cap ETF
VB
$66.4B
$667K 0.16%
4,717
-205
-4% -$29K
PEP icon
49
PepsiCo
PEP
$204B
$633K 0.16%
5,681
+94
+2% +$10.5K
MSFT icon
50
Microsoft
MSFT
$3.77T
$630K 0.16%
8,452
-1,013
-11% -$75.5K
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